|
|
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(State or other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
|
|
||
(Address of principal executive offices)
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(Zip Code)
|
Title of each class
|
Trading Symbol(s)
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Name of each exchange on which registered
|
||
|
|
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07 |
Submission of Matters to a Vote of Security Holders.
|
(1) |
Election of Directors;
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(2) |
Ratification of RSM US LLP as independent auditors for the year ending December 31, 2022;
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(3) |
Approval, on an advisory basis, of the frequency of advisory votes to approve named executive
|
(4) |
Advisory vote to approve named executive officer compensation.
|
(1)
|
Election of Directors:
|
Nominee
|
Votes For
|
Votes Withheld
|
Broker Non-
Votes
|
|||||||||
Gregory H.A. Baxter
|
11,647,317
|
370,961
|
-
|
|||||||||
H.C. Charles Diao
|
11,820,836
|
197,442
|
-
|
|||||||||
Yavor Efremov
|
11,867,235
|
151,043
|
-
|
|||||||||
Ashley D. Frushone
|
11,822,922
|
195,356
|
-
|
|||||||||
David Glazek
|
11,786,200
|
232,078
|
-
|
|||||||||
Assia Grazioli-Venier
|
11,854,607
|
163,671
|
-
|
|||||||||
Stephen Usher
|
11,848,422
|
169,856
|
-
|
|||||||||
Lawrence S. Wexler
|
11,649,748
|
368,530
|
-
|
|||||||||
Arnold Zimmerman
|
11,856,952
|
161,326
|
-
|
(2)
|
Ratification of RSM US LLP as independent auditors for the year ending December 31, 2022:
|
For
|
14,851,706
|
|||
Against
|
15,585
|
|||
Abstain
|
2,759
|
|||
Broker Non-Votes
|
-
|
|
(3)
|
Approval, on an advisory basis, of the frequency of advisory votes to approve named executive officer compensation:
|
Every 1 Year
|
11,808,590
|
|||
Every 2 Years
|
29,808
|
|||
Every 3 Years
|
157,140
|
|||
Abstain
|
22,740
|
|||
Broker Non-Votes
|
-
|
|
(4)
|
Advisory vote to approve named executive officer compensation:
|
For
|
11,762,012
|
|||
Against
|
215,337
|
|||
Abstain
|
40,929
|
|||
Broker Non-Votes
|
2,851,772
|
TURNING POINT BRANDS, INC.
|
||
Date: May 2, 2022
|
By:
|
/s/ Brittani Cushman
|
Name:
|
Brittani Cushman
|
|
Title:
|
Senior Vice President, General Counsel and Secretary
|