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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 20, 2022

 

 

 

NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORPORATION

(Exact name of registrant as specified in its charter)

 

District of Columbia

(state or other jurisdiction of
incorporation)

 

1-7102

(Commission

File Number)

 

52-0891669

(I.R.S. Employer

Identification No.)

 

20701 Cooperative Way

Dulles, VA

 

20166-6691

(Zip Code)

(Address of principal executive offices)    

 

Registrant's telephone number, including area code: (703) 467-1800

 

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which
registered
7.35% Collateral Trust Bonds, due 2026 NRUC 26 New York Stock Exchange
5.50% Subordinated Notes, due 2064 NRUC New York Stock Exchange

 

 

 

 

 

Item 8.01Other Events.

 

On April 20, 2022, National Rural Utilities Cooperative Finance Corporation (the “Company”) appointed Nathan Howard as Senior Vice President and General Counsel effective April 25, 2022. Mr. Howard joined the Company in April 2014.  He served as Corporate Counsel from 2014 until 2015 when he became Senior Corporate Counsel.  He served as Senior Corporate Counsel from 2015 until December 2020 and then Assistant General Counsel until April 25, 2022.  Prior to joining CFC, Mr. Howard spent over ten years as an associate at three large law firms in New York and Washington, DC and three years as in-house counsel, including serving as Vice President and General Counsel for Greentech Automotive, a start-up electric vehicle manufacturer, from June 2011 to February 2013.

 

Mr. Howard holds a B.A. in Economics from the University of California, Los Angeles and a J.D. from the University of Michigan Law School.

 

Item 9.01Financial Statements and Exhibits.

 

(d)       The following exhibit is filed as part of this report:

 

Exhibit No.   Description
     
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  NATIONAL RURAL UTILITIES COOPERATIVE
FINANCE CORPORATION
     
     
  By: /s/ Yu Ling Wang
    Yu Ling Wang
    Senior Vice President and Chief Financial Officer

 

Dated: April 25, 2022