SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Marturet M. Gustavo

(Last) (First) (Middle)
220 ALHAMBRA CIRCLE

(Street)
CORAL GABLES FL 33134

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Amerant Bancorp Inc. [ AMTB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/14/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/14/2022 S 1,166(1) D $31.247(2) 71,680 I See footnote(3)
Class A Common Stock 03/14/2022 S 538(4) D $31.789(5) 71,142 I See footnote(3)
Class A Common Stock 03/14/2022 S 29(6) D $31.584(7) 71,113 I See footnote(3)
Class A Common Stock 03/14/2022 S 440(8) D $31.001(9) 70,673 I See footnote(3)
Class A Common Stock 03/14/2022 S 16(10) D $31.57 70,657 I See footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On March 14, 2022, Goosefoot Corporation, a corporation of which Mr. Gustavo Marturet Medina is the beneficial owner of approximately 5.09%, sold 22,906 shares of Class A Common Stock. The 1,166 shares of Class A Common Stock reported reflect Mr. Marturet Medina's beneficial ownership of Goosefoot Corporation.
2. On March 14, 2022, Goosefoot Corporation sold 22,906 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.94 to $31.44 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
3. These shares consist of shares held by certain trusts and companies under common control by and/or for the benefit of certain members of the Marturet family.
4. On March 14, 2022, Goosefoot Corporation, a corporation of which Mr. Gustavo Marturet Medina is the beneficial owner of approximately 5.09%, sold 10,567 shares of Class A Common Stock. The 538 shares of Class A Common Stock reported reflect Mr. Marturet Medina's beneficial ownership of Goosefoot Corporation.
5. On March 14, 2022, Goosefoot Corporation sold 10,567 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $31.45 to $31.98 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
6. On March 14, 2022, Corporacion 311, C.A., a corporation of which Mr. Gustavo Marturet Medina is the beneficial owner of approximately 1.11%, sold 2,657 shares of Class A Common Stock. The 29 shares of Class A Common Stock reported reflect Mr. Marturet Medina's beneficial ownership of Corporacion 311, C.A.
7. On March 14, 2022, Corporacion 311, C.A. sold 2,657 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $31.576 to $31.885 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
8. On March 14, 2022, Sucesion Gustavo Antonio Marturet Machado, a estate of which Mr. Gustavo Marturet Medina has a beneficial interest of 12.5%, sold 3,517 shares of Class A Common Stock. The 440 shares of Class A Common Stock reported reflect Mr. Marturet Medina's beneficial interest in Sucesion Gustavo Antonio Marturet Machado.
9. On March 14, 2022, Sucesion Gustavo Antonio Marturet Machado sold 3,517 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.94 to $31.05 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
10. On March 14, 2022, Marturet Ingenieria y Construction, C.A., a corporation of which Mr. Gustavo Marturet Medina is the beneficial owner of approximately 1.4%, sold 1,164 shares of Class A Common Stock. The 16 shares of Class A Common Stock reported reflect Mr. Marturet Medina's beneficial ownership of Marturet Ingenieria y Construccion, C.A.
Remarks:
/s/ Julio V. Pena, as Attorney-in-Fact for Gustavo Marturet M. 03/15/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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