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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

February 11, 2022

(Date of the earliest event reported)

 

Simulations Plus, Inc.

(Exact name of registrant as specified in its charter)

 

California 001-32046 95-4595609
(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

 

42505 10th Street West, Lancaster, California 93534-7059

(Address of principal executive offices) (Zip Code)

 

661-723-7723

Registrant's telephone number, including area code

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14z-12 under Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.001 per share SLP The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging Growth Company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

   

 

 

 

  Item 5.07 Submission of Matters to a Vote of Security Holders:

 

The 2022 Annual Meeting of Shareholders (the “Annual Meeting”) of Simulations Plus, Inc. (the “Company”) was held on February 11, 2022. At the Annual Meeting, 13,902,058 of the Company’s 20,168,796 issued and outstanding shares of common stock entitled to vote, or approximately 69%, as of December 15, 2021, the record date, were represented by proxy. The proposals voted on at the Annual Meeting are more fully described in the Proxy Statement on Schedule 14A filed by the Company with the Securities and Exchange Commission on December 17, 2021 and are incorporated by reference herein.

 

The final voting results on the proposals presented for stockholder approval at the Annual Meeting were as follows:

 

1. Proposal No. 1: To elect five individuals to serve on the Company’s board of directors (“Board”) until the next Annual Meeting of Shareholders of the Company or until their successors are duly elected and qualified, subject to prior death, resignation, or removal.

 

The votes were cast for this matter as follows:

 

 

Nominees

 

Votes For

Votes

Withheld

Broker-Non

votes

Walter Woltosz 12,368,880 113,095 1,420,083
Dr. John K. Paglia 10,724,105 1,757,870 1,420,083
Sharlene Evans 12,435,884 46,091 1,420,083
Dr. Daniel Weiner 10,733,007 1,748,968 1,420,083
Lisa LaVange 10,125,559 2,356,416 1,420,083

 

As a result, each of the foregoing individuals were elected to serve as directors on the Company’s Board until the next Annual Meeting of Shareholders of the Company or until their successors are duly elected and qualified, subject to prior death, resignation, or removal.

 

2. Proposal No. 2: To ratify the selection of Rose, Snyder & Jacobs LLP as the independent registered public accounting firm for the Company for the fiscal year ending August 31, 2022. This proposal was approved based upon the following votes:

 

Votes For

Votes

Against

Votes

Abstaining

13,717,204

144,098

40,756

 

 

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  SIMULATIONS PLUS, INC.
   
   
Dated: February 14, 2022 By: /s/ Will Frederick
  Will Frederick
  Chief Financial Officer

 

 

 

 

 

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