The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 42 | 425 | SH | OTR | 0 | 42 | 0 | ||
ACCURAY INC | COM | 004397105 | 203 | 100,000 | SH | OTR | 0 | 203 | 0 | ||
ADAPTIMMUNE THERAPEUTICS PLC | SPONDS ADR | 00653A107 | 18 | 1,800 | SH | OTR | 0 | 18 | 0 | ||
AEROVIRONMENT INC | COM | 008073108 | 995 | 12,500 | SH | OTR | 0 | 995 | 0 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 55 | 514 | SH | OTR | 0 | 55 | 0 | ||
ALASKA AIR GROUP INC | COM | 011659109 | 276 | 7,606 | SH | OTR | 0 | 276 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 81 | 725 | SH | OTR | 0 | 81 | 0 | ||
ALLIED MOTION TECHNOLOGIES I | COM | 019330109 | 883 | 25,000 | SH | OTR | 0 | 883 | 0 | ||
AMAZON COM INC | COM | 023135106 | 63 | 23 | SH | OTR | 0 | 63 | 0 | ||
AMERICAN HOMES 4 RENT | CL A | 02665T306 | 17,833 | 662,924 | SH | OTR | 0 | 17,833 | 0 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 293 | 9,406 | SH | OTR | 0 | 293 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 97 | 377 | SH | OTR | 0 | 97 | 0 | ||
AMETEK INC | COM | 031100100 | 894 | 10,000 | SH | OTR | 0 | 894 | 0 | ||
ANTHEM INC | COM | 036752103 | 9 | 35 | SH | OTR | 0 | 9 | 0 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 27 | 1,100 | SH | OTR | 0 | 27 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 11 | 50 | SH | OTR | 0 | 11 | 0 | ||
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 20 | 2,500 | SH | OTR | 0 | 20 | 0 | ||
BELLUS HEALTH INC NEW | COM NEW | 07987C204 | 37 | 3,600 | SH | OTR | 0 | 37 | 0 | ||
BIO RAD LABS INC | CL A | 090572207 | 29 | 64 | SH | OTR | 0 | 29 | 0 | ||
BIOGEN INC | COM | 09062X103 | 32 | 120 | SH | OTR | 0 | 32 | 0 | ||
BIONTECH SE | SPONSORED ADS | 09075V102 | 37 | 550 | SH | OTR | 0 | 37 | 0 | ||
BIOXCEL THERAPEUTICS INC | COM | 09075P105 | 1,325 | 25,000 | SH | OTR | 0 | 1,325 | 0 | ||
BLACKROCK LONG-TERM MUN ADVA | COM | 09250B103 | 21 | 1,750 | SH | OTR | 0 | 21 | 0 | ||
BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 | 25 | 1,900 | SH | OTR | 0 | 25 | 0 | ||
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 22 | 1,490 | SH | OTR | 0 | 22 | 0 | ||
BLACKROCK MUNIHOLDINGS QUALI | COM | 09254A101 | 25 | 2,050 | SH | OTR | 0 | 25 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 9 | 150 | SH | OTR | 0 | 9 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 42 | 710 | SH | OTR | 0 | 42 | 0 | ||
BROOKS AUTOMATION INC NEW | COM | 114340102 | 885 | 20,000 | SH | OTR | 0 | 885 | 0 | ||
CAMPBELL SOUP CO | COM | 134429109 | 52 | 1,056 | SH | OTR | 0 | 52 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 374 | 7,173 | SH | OTR | 0 | 374 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 55 | 108 | SH | OTR | 0 | 55 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 12 | 65 | SH | OTR | 0 | 12 | 0 | ||
CINCINNATI FINL CORP | COM | 172062101 | 46 | 724 | SH | OTR | 0 | 46 | 0 | ||
CITRIX SYS INC | COM | 177376100 | 52 | 354 | SH | OTR | 0 | 52 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 61 | 279 | SH | OTR | 0 | 61 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 36 | 2,000 | SH | OTR | 0 | 36 | 0 | ||
COLLEGIUM PHARMACEUTICAL INC | COM | 19459J104 | 55 | 3,150 | SH | OTR | 0 | 55 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 52 | 173 | SH | OTR | 0 | 52 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 100 | 597 | SH | OTR | 0 | 100 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 225 | 3,469 | SH | OTR | 0 | 225 | 0 | ||
CYBEROPTICS CORP | COM | 232517102 | 805 | 25,000 | SH | OTR | 0 | 805 | 0 | ||
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 12 | 200 | SH | OTR | 0 | 12 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 159 | 5,686 | SH | OTR | 0 | 159 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 57 | 299 | SH | OTR | 0 | 57 | 0 | ||
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 3 | 300 | SH | OTR | 0 | 3 | 0 | ||
EPIZYME INC | COM | 29428V104 | 43 | 2,700 | SH | OTR | 0 | 43 | 0 | ||
EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | 57 | 977 | SH | OTR | 0 | 57 | 0 | ||
EXELIXIS INC | COM | 30161Q104 | 74 | 3,100 | SH | OTR | 0 | 74 | 0 | ||
EXTRA SPACE STORAGE INC | COM | 30225T102 | 67 | 720 | SH | OTR | 0 | 67 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 17 | 500 | SH | OTR | 0 | 17 | 0 | ||
FLIR SYS INC | COM | 302445101 | 811 | 20,000 | SH | OTR | 0 | 811 | 0 | ||
FUSION PHARMACEUTICALS INC | COM | 36118A100 | 31 | 1,800 | SH | OTR | 0 | 31 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 50 | 650 | SH | OTR | 0 | 50 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 8 | 200 | SH | OTR | 0 | 8 | 0 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 14 | 225 | SH | OTR | 0 | 14 | 0 | ||
GLOBUS MED INC | CL A | 379577208 | 716 | 15,000 | SH | OTR | 0 | 716 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 37 | 300 | SH | OTR | 0 | 37 | 0 | ||
HERSHEY CO | COM | 427866108 | 71 | 548 | SH | OTR | 0 | 71 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 226 | 23,187 | SH | OTR | 0 | 226 | 0 | ||
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 40 | 725 | SH | OTR | 0 | 40 | 0 | ||
IDEAYA BIOSCIENCES INC | COM | 45166A102 | 21 | 1,500 | SH | OTR | 0 | 21 | 0 | ||
IMMUNOVANT INC | COM | 45258J102 | 16 | 650 | SH | OTR | 0 | 16 | 0 | ||
INDEXIQ ACTIVE ETF TR | IQ MACKAY INSRED | 45409F843 | 25 | 925 | SH | OTR | 0 | 25 | 0 | ||
INSMED INC | COM PAR $.01 | 457669307 | 8 | 300 | SH | OTR | 0 | 8 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 1,140 | 2,000 | SH | OTR | 0 | 1,140 | 0 | ||
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 54 | 2,528 | SH | OTR | 0 | 54 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 250 | 23,279 | SH | OTR | 0 | 250 | 0 | ||
INVITATION HOMES INC | COM | 46187W107 | 16,081 | 584,144 | SH | OTR | 0 | 16,081 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 32 | 1,150 | SH | OTR | 0 | 32 | 0 | ||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 89 | 1,565 | SH | OTR | 0 | 89 | 0 | ||
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 100 | 2,492 | SH | OTR | 0 | 100 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 55,350 | 500,000 | SH | OTR | 0 | 55,350 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 25 | 220 | SH | OTR | 0 | 25 | 0 | ||
ISHARES TR | US INTL HGH YLD | 464286178 | 156 | 3,365 | SH | OTR | 0 | 156 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 67 | 1,695 | SH | OTR | 0 | 67 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 80 | 597 | SH | OTR | 0 | 80 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 7,243 | 83,632 | SH | OTR | 0 | 7,243 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 169 | 1,551 | SH | OTR | 0 | 169 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 79 | 684 | SH | OTR | 0 | 79 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 79 | 1,449 | SH | OTR | 0 | 79 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 69 | 625 | SH | OTR | 0 | 69 | 0 | ||
KOHLS CORP | COM | 500255104 | 283 | 13,605 | SH | OTR | 0 | 283 | 0 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | 782 | 50,000 | SH | OTR | 0 | 782 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 56 | 344 | SH | OTR | 0 | 56 | 0 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 207 | 5,620 | SH | OTR | 0 | 207 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 74 | 399 | SH | OTR | 0 | 74 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 50 | 650 | SH | OTR | 0 | 50 | 0 | ||
METLIFE INC | COM | 59156R108 | 264 | 7,228 | SH | OTR | 0 | 264 | 0 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 265 | 15,754 | SH | OTR | 0 | 265 | 0 | ||
MICROBOT MED INC | COM NEW | 59503A204 | 691 | 100,000 | SH | OTR | 0 | 691 | 0 | ||
MID-AMER APT CMNTYS INC | COM | 59522J103 | 75 | 654 | SH | OTR | 0 | 75 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 23 | 200 | SH | OTR | 0 | 23 | 0 | ||
MONDELEZ INTL INC | COM | 609207105 | 77 | 1,512 | SH | OTR | 0 | 77 | 0 | ||
NANO DIMENSION LTD | SPONSORD ADS NEW | 63008G203 | 330 | 150,000 | SH | OTR | 0 | 330 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 27 | 225 | SH | OTR | 0 | 27 | 0 | ||
NOVANTA INC | COM | 67000B104 | 854 | 8,000 | SH | OTR | 0 | 854 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 48 | 550 | SH | OTR | 0 | 48 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 886 | 35,000 | SH | OTR | 0 | 886 | 0 | ||
ODONATE THERAPEUTICS INC | COM | 676079106 | 24 | 575 | SH | OTR | 0 | 24 | 0 | ||
OMNICELL COM | COM | 68213N109 | 1,059 | 15,000 | SH | OTR | 0 | 1,059 | 0 | ||
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 22 | 3,600 | SH | OTR | 0 | 22 | 0 | ||
PFIZER INC | COM | 717081103 | 7 | 200 | SH | OTR | 0 | 7 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 234 | 3,248 | SH | OTR | 0 | 234 | 0 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 40 | 3,000 | SH | OTR | 0 | 40 | 0 | ||
PRINCIPAL FINANCIAL GROUP IN | COM | 74251V102 | 304 | 7,308 | SH | OTR | 0 | 304 | 0 | ||
PRINCIPIA BIOPHARMA INC | COM | 74257L108 | 34 | 575 | SH | OTR | 0 | 34 | 0 | ||
PROSHARES TR | SHRT 20+YR TRE | 74347X849 | 15 | 1,000 | SH | OTR | 0 | 15 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 233 | 3,827 | SH | OTR | 0 | 233 | 0 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 35 | 310 | SH | OTR | 0 | 35 | 0 | ||
RAVEN INDS INC | COM | 754212108 | 860 | 40,000 | SH | OTR | 0 | 860 | 0 | ||
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 10 | 500 | SH | OTR | 0 | 10 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 101 | 340 | SH | OTR | 0 | 101 | 0 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 80 | 1,327 | SH | OTR | 0 | 80 | 0 | ||
SEAGATE TECHNOLOGY PLC | COM | G7945M107 | 304 | 6,287 | SH | OTR | 0 | 304 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 62 | 1,107 | SH | OTR | 0 | 62 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 139 | 1,390 | SH | OTR | 0 | 139 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 20 | 345 | SH | OTR | 0 | 20 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 147 | 1,153 | SH | OTR | 0 | 147 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 153 | 1,462 | SH | OTR | 0 | 153 | 0 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 143 | 2,651 | SH | OTR | 0 | 143 | 0 | ||
SPDR SER TR | NUVEEN BBG BRCLY | 78464A284 | 21 | 370 | SH | OTR | 0 | 21 | 0 | ||
SPDR SER TR | BLMBRG BRC CNVRT | 78464A359 | 403 | 6,654 | SH | OTR | 0 | 403 | 0 | ||
SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 79 | 2,598 | SH | OTR | 0 | 79 | 0 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 83 | 824 | SH | OTR | 0 | 83 | 0 | ||
STEREOTAXIS INC | COM NEW | 85916J409 | 1,115 | 250,000 | SH | OTR | 0 | 1,115 | 0 | ||
SYNCHRONY FINANCIAL | COM | 87165B103 | 222 | 10,036 | SH | OTR | 0 | 222 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 3 | 200 | SH | OTR | 0 | 3 | 0 | ||
SYNOPSYS INC | COM | 871607107 | 975 | 5,000 | SH | OTR | 0 | 975 | 0 | ||
TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | 39 | 2,200 | SH | OTR | 0 | 39 | 0 | ||
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 4 | 500 | SH | OTR | 0 | 4 | 0 | ||
UNIQURE NV | SHS | N90064101 | 26 | 575 | SH | OTR | 0 | 26 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 13 | 45 | SH | OTR | 0 | 13 | 0 | ||
UNUM GROUP | COM | 91529Y106 | 241 | 14,546 | SH | OTR | 0 | 241 | 0 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 247 | 4,205 | SH | OTR | 0 | 247 | 0 | ||
VANECK VECTORS ETF TR | SHRT HGH YLD MUN | 92189F387 | 25 | 1,050 | SH | OTR | 0 | 25 | 0 | ||
VANECK VECTORS ETF TR | HIGH YLD MUN ETF | 92189H409 | 21 | 350 | SH | OTR | 0 | 21 | 0 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 54,370 | 1,000,000 | SH | OTR | 0 | 54,370 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 3 | 10 | SH | OTR | 0 | 3 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 13 | 300 | SH | OTR | 0 | 13 | 0 | ||
WALMART INC | COM | 931142103 | 49 | 410 | SH | OTR | 0 | 49 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 284 | 2,189 | SH | OTR | 0 | 284 | 0 | ||
XEROX HOLDINGS CORP | COM NEW | 98421M106 | 169 | 11,055 | SH | OTR | 0 | 169 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 14 | 100 | SH | OTR | 0 | 14 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 74 | 2,750 | SH | OTR | 0 | 74 | 0 |