| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
P10, Inc. [ PX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/02/2022 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (right to buy)(1) | $12.3 | 03/02/2022 | A | 77,640(2) | 03/02/2027 | 03/02/2032 | Common Stock | 77,640 | $0.00 | 77,640 | D(3) | ||||
| Restricted Stock Units(1) | (4) | 03/02/2022 | A | 4,612 | (5) | (5) | Common Stock | 4,612 | $0.00 | 4,612 | D(6) | ||||
| Restricted Stock Units(1) | (4) | 03/02/2022 | A | 33,540 | (7) | (7) | Common Stock | 33,540 | $0.00 | 33,540 | D(8) | ||||
| Restricted Stock Units(1) | (4) | 03/02/2022 | A | 16,770 | (9) | (9) | Common Stock | 16,770 | $0.00 | 16,770 | D(10) | ||||
| Restricted Stock Units(1) | (4) | 03/02/2022 | A | 4,612 | (11) | (11) | Common Stock | 4,612 | $0.00 | 4,612 | D(12) | ||||
| Restricted Stock Units(1) | (4) | 03/02/2022 | A | 16,770 | (13) | (13) | Common Stock | 16,770 | $0.00 | 16,770 | D(14) | ||||
| Restricted Stock Units(1) | (4) | 03/02/2022 | A | 33,540 | (15) | (15) | Common Stock | 33,540 | $0.00 | 33,540 | D(16) | ||||
| Restricted Stock Units(1) | (4) | 03/02/2022 | A | 16,770 | (17) | (17) | Common Stock | 16,770 | $0.00 | 16,770 | D(18) | ||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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| Explanation of Responses: |
| 1. This Form 4 is being filed by (i) Nell M. Blatherwick, (ii) the Thomas P. Danis, Jr. Revocable Living Trust (the "Danis Trust"), (iii) Thomas P. Danis, as trustee of the Danis Trust, (iv) the Charles K. Huebner Trust (the "Huebner Trust"), (v) Charles K. Huebner, as trustee of the Huebner Trust, (vi) the Jon I. Madorsky Revocable Trust (the "Madorsky Trust"), (vii) Jon I. Madorsky, as trustee of the Madorsky Trust, (viii) David McCoy, (ix) Alexander Abell, (x) Michael Feinglass and (xi) Andrew Nelson (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. The securities reported herein do not include securities held by any group member other than the Reporting Persons, as such securities are being reported in separate Form 4 filings. |
| 2. Mr. Abell was granted 77,640 stock options on 3/2/2022. |
| 3. These stock options are owned directly by Mr. Abell. |
| 4. Each RSU represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. |
| 5. Ms. Blatherwick was granted 4,612 RSUs which will vest on 3/2/2023, provided that Ms. Blatherwick remains in continuous service. |
| 6. These RSUs are owned directly by Ms. Blatherwick. |
| 7. Mr. McCoy was granted 33,540 RSUs which will vest on 3/2/2023, provided that Mr. McCoy remains in continuous service. |
| 8. These RSUs are owned directly by Mr. McCoy. |
| 9. Mr. Abell was granted 16,770 RSUs which will vest on 3/2/2023, provided that Mr. Abell remains in continuous service. |
| 10. These RSUs are owned directly by Mr. Abell. |
| 11. Mr. Nelson was granted 4,612 RSUs which will vest on 3/2/2023, provided that Mr. Nelson remains in continuous service. |
| 12. These RSUs are owned directly by Mr. Nelson. |
| 13. Mr. Danis was granted 16,770 RSUs which will vest on 3/2/2023, provided that Mr. Danis remains in continuous service. |
| 14. These RSUs are owned directly by Mr. Danis. |
| 15. Mr. Madorsky was granted 33,540 RSUs which will vest on 3/2/2023, provided that Mr. Madorsky remains in continuous service. |
| 16. These RSUs are owned directly by Mr. Madorsky. |
| 17. Mr. Huebner was granted 16,770 RSUs which will vest on 3/2/2023, provided that Mr. Huebner remains in continuous service. |
| 18. These RSUs are owned directly by Mr. Huebner. |
| Remarks: |
| Member of 10% Owner Group (see Footnote 1) |
| /s/Amanda Coussens as Attorney-in-Fact for the Reporting Persons | 03/04/2022 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||