The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 4,573 25,742 SH   DFND 1 0 25,742 0
3M CO COM 88579Y101 219 1,225 SH   DFND 3 0 1,225 0
ABBOTT LABS COM 002824100 2,090 14,800 SH   DFND 3 0 14,800 0
ABBVIE INC COM 00287Y109 487 3,600 SH   DFND 3 0 3,600 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4,587 11,047 SH   DFND 3 0 11,047 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 4,965 8,756 SH   DFND 1 0 8,756 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 672 1,180 SH   DFND 3 0 1,180 0
ADVANCED EMISSIONS SOLUTIONS COM 00770C101 284 43,246 SH   DFND 3 0 43,246 0
AGILENT TECHNOLOGIES INC COM 00846U101 803 5,000 SH   DFND 3 0 5,000 0
AGNICO EAGLE MINES LTD COM 008474108 2,030 23,928 SH   DFND 3 0 23,928 0
AIR PRODS & CHEMS INC COM 009158106 259 850 SH   DFND   0 850 0
AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 4,492 3,800,000 SH   DFND 3 0 3,800,000 0
ALAMO GROUP INC COM 011311107 325 2,200 SH   DFND 3 0 2,200 0
ALCON AG ORD SHS H01301128 3,721 42,713 SH   DFND   0 42,713 0
ALCON AG ORD SHS H01301128 7,237 83,074 SH   DFND 4 0 83,074 0
ALCON AG ORD SHS H01301128 2,493 26,100 SH   DFND 1 0 26,100 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1,282 11,440 SH   DFND 3 0 11,440 0
ALPHABET INC CAP STK CL A 02079K305 4,548 1,570 SH   DFND   0 1,570 0
ALPHABET INC CAP STK CL A 02079K305 3,433 1,185 SH   DFND 1 0 1,185 0
ALPHABET INC CAP STK CL C 02079K107 6,386 2,207 SH   DFND 1 0 2,207 0
ALPHABET INC CAP STK CL A 02079K305 9,983 3,404 SH   DFND 3 0 3,404 0
ALPHABET INC CAP STK CL C 02079K107 2,596 886 SH   DFND 3 0 886 0
ALTRIA GROUP INC COM 02209S103 237 5,000 SH   DFND 3 0 5,000 0
AMARIN CORP PLC SPONS ADR NEW 023111206 232 70,000 SH   DFND 3 0 70,000 0
AMAZON COM INC COM 023135106 233 70 SH   DFND   0 70 0
AMAZON COM INC COM 023135106 7,473 2,209 SH   DFND 3 0 2,209 0
AMBRX BIOPHARMA INC SPONSORED ADS 02290A102 17,451 1,932,591 SH   DFND 2 0 1,932,591 0
AMERICAN TOWER CORP NEW COM 03027X100 907 3,141 SH   DFND 3 0 3,141 0
AMERICAN WELL CORP CL A 03044L105 12,266 2,030,767 SH   DFND   0 2,030,767 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 88,173 18,407,656 SH   DFND   0 18,407,656 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 14,914 3,113,645 SH   DFND 2 0 3,113,645 0
AMPHENOL CORP NEW CL A 032095101 879 10,000 SH   DFND 3 0 10,000 0
AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 1,374 34,000 SH   DFND 3 0 34,000 0
ANALOG DEVICES INC COM 032654105 2,320 13,200 SH   DFND 1 0 13,200 0
ANALOG DEVICES INC COM 032654105 5,997 34,117 SH   DFND 4 0 34,117 0
ANALOG DEVICES INC COM 032654105 4,111 23,390 SH   DFND   0 23,390 0
ANGI INC COM CL A NEW 00183L102 130 15,000 SH   DFND 3 0 15,000 0
ANGLOGOLD ASHANTI LIMITED SPONSORED ADR 035128206 401 20,000 SH   DFND 3 0 20,000 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 6,404 105,765 SH   DFND 4 0 105,765 0
APPLE INC COM 037833100 7,975 44,911 SH   DFND 1 0 44,911 0
APPLE INC COM 037833100 2,545 14,190 SH   DFND 3 0 14,190 0
AURORA MOBILE LTD ADS 051857100 2,238 2,152,377 SH   DFND   0 2,152,377 0
AVIENT CORPORATION COM 05368V106 376 6,600 SH   DFND 3 0 6,600 0
BALL CORP COM 058498106 1,058 11,110 SH   DFND 3 0 11,110 0
BARRICK GOLD CORP COM 067901108 2,824 101,420 SH   DFND 3 0 101,420 0
BECTON DICKINSON & CO COM 075887109 2,145 8,530 SH   DFND 1 0 8,530 0
BECTON DICKINSON & CO COM 075887109 7,879 31,330 SH   DFND 4 0 31,330 0
BECTON DICKINSON & CO COM 075887109 5,953 23,672 SH   DFND   0 23,672 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,808 4 SH   DFND 3 0 4 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5,299 17,695 SH   DFND 3 0 17,695 0
BEST INC SPONSORED ADS 08653C106 5,569 6,552,117 SH   DFND   0 6,552,117 0
BIONTECH SE SPONSORED ADS 09075V102 407,524 1,580,777 SH   DFND 2 0 1,580,777 0
BK OF AMERICA CORP 7.25%CNV PFD L 060505682 5,427 3,712 SH   DFND 3 0 3,712 0
BLACKROCK INC COM 09247X101 3,937 4,325 SH   DFND 3 0 4,325 0
BLOCK INC NOTE 0.250%11/0 852234AK9 4,747 4,400,000 SH   DFND 3 0 4,400,000 0
BLOCK INC NOTE 5/0 852234AJ2 5,243 5,000,000 SH   DFND 3 0 5,000,000 0
BOOKING HOLDINGS INC COM 09857L108 1,502 630 SH   DFND 3 0 630 0
BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 10,588 7,152,000 SH   DFND 3 0 7,152,000 0
BOSTON BEER INC CL A 100557107 251 500 SH   DFND 3 0 500 0
BOSTON PROPERTIES INC COM 101121101 347 3,000 SH   DFND 3 0 3,000 0
BOSTON SCIENTIFIC CORP COM 101137107 888 20,565 SH   DFND 3 0 20,565 0
BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 3,446 31,400 SH   DFND 3 0 31,400 0
BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 1,067 30,000 SH   DFND 3 0 30,000 0
BURLINGTON STORES INC COM 122017106 684 2,343 SH   DFND 3 0 2,343 0
BUTTERFLY NETWORK INC COM CL A 124155102 71,694 10,716,630 SH   DFND 2 0 10,716,630 0
CARMAX INC COM 143130102 417 3,200 SH   DFND   0 3,200 0
CARRIAGE SVCS INC COM 143905107 461 7,000 SH   DFND 3 0 7,000 0
CATERPILLAR INC COM 149123101 1,205 5,810 SH   DFND 3 0 5,810 0
CHECK CAP LTD SHS M2361E203 85 127,559 SH   DFND 2 0 127,559 0
CHEVRON CORP NEW COM 166764100 1,078 9,140 SH   DFND 3 0 9,140 0
CHINA INDEX HLDGS LTD SPNSRD ADS A 16954W101 1,565 1,613,208 SH   DFND 1 0 1,613,208 0
CHUBB LIMITED COM H1467J104 252 1,295 SH   DFND 3 0 1,295 0
CISCO SYS INC COM 17275R102 6,530 103,041 SH   DFND 1 0 103,041 0
CISCO SYS INC COM 17275R102 1,097 17,200 SH   DFND 3 0 17,200 0
COCA COLA CO COM 191216100 5,712 96,470 SH   DFND 1 0 96,470 0
COCA COLA CO COM 191216100 589 10,000 SH   DFND 3 0 10,000 0
COFFEE HLDG CO INC COM 192176105 513 118,468 SH   DFND 3 0 118,468 0
COGNEX CORP COM 192422103 299 3,800 SH   DFND 3 0 3,800 0
COLGATE PALMOLIVE CO COM 194162103 576 6,800 SH   DFND 3 0 6,800 0
COMPUTER TASK GROUP INC COM 205477102 544 56,837 SH   DFND 3 0 56,837 0
CONTRAFECT CORP COM NEW 212326300 1,960 745,385 SH   DFND 2 0 745,385 0
CUMMINS INC COM 231021106 350 1,600 SH   DFND 3 0 1,600 0
CUREVAC N V COM N2451R105 337 10,000 SH   DFND 3 0 10,000 0
CYMABAY THERAPEUTICS INC COM 23257D103 625 185,000 SH   DFND   0 185,000 0
CYMABAY THERAPEUTICS INC COM 23257D103 265 78,529 SH   DFND 4 0 78,529 0
DECKERS OUTDOOR CORP COM 243537107 768 2,100 SH   DFND 3 0 2,100 0
DEUTSCHE BANK A G NAMEN AKT D18190898 6,040 478,950 SH   DFND 3 0 478,950 0
DEXCOM INC NOTE 0.250%11/1 252131AK3 15,064 12,712,000 SH   DFND 3 0 12,712,000 0
DIAGEO PLC SPON ADR NEW 25243Q205 5,390 24,483 SH   DFND 4 0 24,483 0
DIGITAL RLTY TR INC COM 253868103 456 2,600 SH   DFND 3 0 2,600 0
DIGITALBRIDGE GROUP INC NOTE 5.000% 4/1 19624RAA4 8,184 8,000,000 SH   DFND 1 0 8,000,000 0
DISNEY WALT CO COM 254687106 760 4,910 SH   DFND 3 0 4,910 0
DOUGLAS EMMETT INC COM 25960P109 338 10,000 SH   DFND 3 0 10,000 0
EDAP TMS S A SPONSORED ADR 268311107 949 179,039 SH   DFND 3 0 179,039 0
ELANCO ANIMAL HEALTH INC COM 28414H103 553 19,575 SH   DFND 3 0 19,575 0
ENVELA CORP COM 29402E102 111 27,000 SH   DFND 3 0 27,000 0
EPAM SYS INC COM 29414B104 678 1,000 SH   DFND 3 0 1,000 0
EQUINIX INC COM 29444U700 337 400 SH   DFND 3 0 400 0
ETSY INC NOTE 0.125% 9/0 29786AAL0 3,040 2,236,000 SH   DFND 3 0 2,236,000 0
EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 1,953 1,928,000 SH   DFND 3 0 1,928,000 0
EXXON MOBIL CORP COM 30231G102 5,743 93,863 SH   DFND 1 0 93,863 0
EZCORP INC CL A NON VTG 302301106 88 12,000 SH   DFND 3 0 12,000 0
FANG HLDGS LTD ADR NEW 30711Y300 1,058 277,734 SH   DFND 1 0 277,734 0
FANG HLDGS LTD ADR NEW 30711Y300 194 50,886 SH   DFND   0 50,886 0
FIDELITY NATL INFORMATION SV COM 31620M106 823 7,532 SH   DFND 3 0 7,532 0
FISERV INC COM 337738108 5,289 50,962 SH   DFND 1 0 50,962 0
FISERV INC COM 337738108 6,079 58,575 SH   DFND   0 58,575 0
FOOT LOCKER INC COM 344849104 383 8,790 SH   DFND 3 0 8,790 0
FORTINET INC COM 34959E109 315 860 SH   DFND 3 0 860 0
FORTUNA SILVER MINES INC COM 349915108 191 50,000 SH   DFND 3 0 50,000 0
FRANCHISE GROUP INC COM 35180X105 954 18,000 SH   DFND 3 0 18,000 0
FRANCO NEV CORP COM 351858105 4,017 18,100 SH   DFND 3 0 18,100 0
FTI CONSULTING INC COM 302941109 465 3,000 SH   DFND 3 0 3,000 0
GALLAGHER ARTHUR J & CO COM 363576109 3,417 20,140 SH   DFND 1 0 20,140 0
GALLAGHER ARTHUR J & CO COM 363576109 8,842 52,114 SH   DFND 4 0 52,114 0
GALLAGHER ARTHUR J & CO COM 363576109 4,798 28,276 SH   DFND   0 28,276 0
GILEAD SCIENCES INC COM 375558103 552 7,500 SH   DFND 3 0 7,500 0
GLOBAL NET LEASE INC COM NEW 379378201 382 25,000 SH   DFND 3 0 25,000 0
GOLD RESOURCE CORP COM 38068T105 631 399,055 SH   DFND 3 0 399,055 0
GRAND CANYON ED INC COM 38526M106 324 3,800 SH   DFND 3 0 3,800 0
GUARDANT HEALTH INC NOTE 11/1 40131MAB5 4,020 4,000,000 SH   DFND 3 0 4,000,000 0
HDFC BANK LTD SPONSORED ADS 40415F101 2,457 38,390 SH   DFND 3 0 38,390 0
HECLA MNG CO COM 422704106 76 15,000 SH   DFND 3 0 15,000 0
HELLO GROUP INC NOTE 1.250% 7/0 60879BAB3 26,614 30,523,000 SH   DFND 1 0 30,523,000 0
HOME DEPOT INC COM 437076102 604 1,470 SH   DFND 3 0 1,470 0
HONEYWELL INTL INC COM 438516106 417 2,008 SH   DFND 3 0 2,008 0
HUAZHU GROUP LTD SPONSORED ADS 44332N106 1,266 33,900 SH   DFND   0 33,900 0
HUAZHU GROUP LTD NOTE 0.375%11/0 16949NAC3 2,585 2,500,000 SH   DFND 3 0 2,500,000 0
HUIZE HLDG LTD SPONSORED ADS 44473E105 515 360,000 SH   DFND   0 360,000 0
HYPERFINE INC COM CL A 44916K106 12,630 1,742,020 SH   DFND 2 0 1,742,020 0
IAC INTERACTIVECORP NEW COM NEW 44891N208 321 2,500 SH   DFND 3 0 2,500 0
IAMGOLD CORP COM 450913108 309 100,000 SH   DFND 3 0 100,000 0
ICF INTL INC COM 44925C103 504 4,900 SH   DFND 3 0 4,900 0
ILLINOIS TOOL WKS INC COM 452308109 235 950 SH   DFND 3 0 950 0
ILLUMINA INC NOTE 8/1 452327AK5 31,222 27,372,000 SH   DFND 3 0 27,372,000 0
INTEL CORP COM 458140100 5,189 100,755 SH   DFND 1 0 100,755 0
INTEL CORP COM 458140100 604 11,645 SH   DFND 3 0 11,645 0
INTERNATIONAL BUSINESS MACHS COM 459200101 587 4,400 SH   DFND 3 0 4,400 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2,290 15,200 SH   DFND 1 0 15,200 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 7,083 47,017 SH   DFND 4 0 47,017 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 6,768 44,924 SH   DFND   0 44,924 0
INTUIT COM 461202103 3,127 4,826 SH   DFND 3 0 4,826 0
IROBOT CORP COM 462726100 216 3,200 SH   DFND 3 0 3,200 0
ISHARES TR IBOXX HI YD ETF 464288513 7,348 84,460 SH   DFND 4 0 84,460 0
ISHARES TR USD INV GRDE ETF 464288620 3,887 65,071 SH   DFND 4 0 65,071 0
ISHARES TR 0-5YR HI YL CP 46434V407 9,183 202,708 SH   DFND 4 0 202,708 0
JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 3,246 3,200,000 SH   DFND 3 0 3,200,000 0
JOHNSON & JOHNSON COM 478160104 5,378 31,440 SH   DFND 1 0 31,440 0
JOHNSON & JOHNSON COM 478160104 3,183 18,545 SH   DFND 3 0 18,545 0
JPMORGAN CHASE & CO COM 46625H100 2,760 17,410 SH   DFND 3 0 17,410 0
KILROY RLTY CORP COM 49427F108 269 4,000 SH   DFND 3 0 4,000 0
KINROSS GOLD CORP COM 496902404 282 50,000 SH   DFND 3 0 50,000 0
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 500472303 4,367 118,508 SH   DFND 4 0 118,508 0
KRAFT HEINZ CO COM 500754106 358 10,000 SH   DFND 3 0 10,000 0
KULICKE & SOFFA INDS INC COM 501242101 238 4,000 SH   DFND 3 0 4,000 0
LAKELAND INDS INC COM 511795106 253 11,700 SH   DFND 3 0 11,700 0
LAUDER ESTEE COS INC CL A 518439104 259 700 SH   DFND 3 0 700 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 489 3,000 SH   DFND 3 0 3,000 0
LILLY ELI & CO COM 532457108 312 1,120 SH   DFND 3 0 1,120 0
LINDE PLC SHS G5494J103 5,061 14,700 SH   DFND 3 0 14,700 0
LOGITECH INTL S A SHS H50430232 1,161 16,485 SH   DFND 3 0 16,485 0
LULULEMON ATHLETICA INC COM 550021109 602 1,500 SH   DFND 3 0 1,500 0
LYFT INC NOTE 1.500% 5/1 55087PAB0 3,024 2,244,000 SH   DFND 3 0 2,244,000 0
MADDEN STEVEN LTD COM 556269108 377 8,250 SH   DFND 3 0 8,250 0
MANHATTAN ASSOCIATES INC COM 562750109 635 4,000 SH   DFND 3 0 4,000 0
MARSH & MCLENNAN COS INC COM 571748102 784 4,507 SH   DFND 3 0 4,507 0
MARTIN MARIETTA MATLS INC COM 573284106 477 1,080 SH   DFND 3 0 1,080 0
MASIMO CORP COM 574795100 703 2,400 SH   DFND 3 0 2,400 0
MASTERCARD INCORPORATED CL A 57636Q104 5,581 15,447 SH   DFND 3 0 15,447 0
MATCH GROUP INC NEW COM 57667L107 260 2,000 SH   DFND 3 0 2,000 0
MCDONALDS CORP COM 580135101 451 1,680 SH   DFND 3 0 1,680 0
MEDTRONIC PLC SHS G5960L103 1,206 11,600 SH   DFND 3 0 11,600 0
MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 2,295 748,000 SH   DFND 3 0 748,000 0
MERCK & CO. INC COM 58933Y105 4,400 57,405 SH   DFND 4 0 57,405 0
MERCK & CO. INC COM 58933Y105 3,809 49,700 SH   DFND   0 49,700 0
MERCK & CO. INC COM 58933Y105 1,603 20,920 SH   DFND 1 0 20,920 0
META PLATFORMS INC CL A 30303M102 335 997 SH   DFND   0 997 0
META PLATFORMS INC CL A 30303M102 3,839 11,195 SH   DFND 3 0 11,195 0
MICROSOFT CORP COM 594918104 7,545 22,435 SH   DFND 1 0 22,435 0
MICROSOFT CORP COM 594918104 9,217 27,405 SH   DFND 4 0 27,405 0
MICROSOFT CORP COM 594918104 5,144 15,293 SH   DFND   0 15,293 0
MICROSOFT CORP COM 594918104 12,900 37,755 SH   DFND 3 0 37,755 0
NATURES SUNSHINE PRODS INC COM 639027101 53,547 2,894,443 SH   DFND 2 0 2,894,443 0
NETEASE INC SPONSORED ADS 64110W102 2,867 28,170 SH   DFND 1 0 28,170 0
NETFLIX INC COM 64110L106 775 1,270 SH   DFND 3 0 1,270 0
NEW FRONTIER HEALTH CORP ORD SHS G6461G106 107,724 9,400,000 SH   DFND 2 0 9,400,000 0
NEXTERA ENERGY INC COM 65339F101 706 7,680 SH   DFND 3 0 7,680 0
NICE LTD NOTE 9/1 653656AB4 8,337 6,800,000 SH   DFND 3 0 6,800,000 0
NIKE INC CL B 654106103 5,663 33,979 SH   DFND 1 0 33,979 0
NIKE INC CL B 654106103 749 4,440 SH   DFND 3 0 4,440 0
NORFOLK SOUTHN CORP COM 655844108 3,712 12,560 SH   DFND 3 0 12,560 0
NORTHERN TR CORP COM 665859104 629 5,242 SH   DFND 3 0 5,242 0
NUTRIEN LTD COM 67077M108 498 4,000 SH   DFND 3 0 4,000 0
NVIDIA CORPORATION COM 67066G104 3,192 10,641 SH   DFND 3 0 10,641 0
OKTA INC NOTE 0.125% 9/0 679295AD7 5,448 4,000,000 SH   DFND 3 0 4,000,000 0
OKTA INC NOTE 0.375% 6/1 679295AF2 4,273 3,600,000 SH   DFND 3 0 3,600,000 0
OMEGA FLEX INC COM 682095104 245 2,000 SH   DFND 3 0 2,000 0
ONCORUS INC COM 68236R103 5,071 962,323 SH   DFND 2 0 962,323 0
ORACLE CORP COM 68389X105 247 2,800 SH   DFND 3 0 2,800 0
PALO ALTO NETWORKS INC COM 697435105 344 610 SH   DFND 3 0 610 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 10,134 4,768,000 SH   DFND 3 0 4,768,000 0
PARAMOUNT GROUP INC COM 69924R108 254 30,000 SH   DFND 3 0 30,000 0
PAYPAL HLDGS INC COM 70450Y103 2,970 15,630 SH   DFND 3 0 15,630 0
PFIZER INC COM 717081103 9,304 157,561 SH   DFND 1 0 157,561 0
PFIZER INC COM 717081103 387 6,720 SH   DFND 3 0 6,720 0
PHILIP MORRIS INTL INC COM 718172109 7,444 78,355 SH   DFND 4 0 78,355 0
PHILIP MORRIS INTL INC COM 718172109 237 2,494 SH   DFND   0 2,494 0
PHILIP MORRIS INTL INC COM 718172109 1,703 18,063 SH   DFND 3 0 18,063 0
PINDUODUO INC NOTE 12/0 722304AC6 4,470 4,984,000 SH   DFND 3 0 4,984,000 0
PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 9,162 5,096,000 SH   DFND 3 0 5,096,000 0
PROCTER AND GAMBLE CO COM 742718109 5,751 35,155 SH   DFND 1 0 35,155 0
PROCTER AND GAMBLE CO COM 742718109 1,557 9,482 SH   DFND 3 0 9,482 0
PS BUSINESS PKS INC CALIF COM 69360J107 334 1,800 SH   DFND 3 0 1,800 0
QORVO INC COM 74736K101 684 4,361 SH   DFND 3 0 4,361 0
QUANTUM SI INC COM CL A 74765K105 5,855 743,935 SH   DFND 2 0 743,935 0
REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 227 100,000 SH   DFND 3 0 100,000 0
ROYAL CARIBBEAN GROUP NOTE 2.875%11/1 780153BF8 4,558 3,800,000 SH   DFND 3 0 3,800,000 0
S&P GLOBAL INC COM 78409V104 567 1,194 SH   DFND 3 0 1,194 0
SALESFORCE COM INC COM 79466L302 458 1,800 SH   DFND 3 0 1,800 0
SAP SE SPON ADR 803054204 7,751 55,318 SH   DFND 4 0 55,318 0
SCHLUMBERGER LTD COM STK 806857108 297 10,000 SH   DFND 3 0 10,000 0
SCHWAB CHARLES CORP COM 808513105 1,861 21,900 SH   DFND 3 0 21,900 0
SEA LTD NOTE 0.250% 9/1 81141RAG5 5,966 6,540,000 SH   DFND 3 0 6,540,000 0
SERA PROGNOSTICS INC CLASS A COM 81749D107 3,807 554,148 SH   DFND 2 0 554,148 0
SERVICENOW INC NOTE 6/0 81762PAC6 3,341 688,000 SH   DFND 3 0 688,000 0
SHOPIFY INC NOTE 0.125%11/0 82509LAA5 7,647 6,088,000 SH   DFND 3 0 6,088,000 0
SILGAN HOLDINGS INC COM 827048109 249 5,800 SH   DFND 3 0 5,800 0
SL GREEN RLTY CORP COM 78440X804 1,404 19,432 SH   DFND 3 0 19,432 0
SNAP INC NOTE 0.250% 5/0 83304AAD8 223 100,000 SH   DFND 3 0 100,000 0
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 1,519 29,660 SH   DFND 3 0 29,660 0
SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 4,422 3,324,000 SH   DFND 3 0 3,324,000 0
SOUTHWEST GAS HLDGS INC COM 844895102 214 3,070 SH   DFND 3 0 3,070 0
SPLUNK INC NOTE 1.125% 6/1 848637AF1 5,090 5,436,000 SH   DFND 3 0 5,436,000 0
STANLEY BLACK & DECKER INC COM 854502101 262 1,400 SH   DFND 3 0 1,400 0
STRYKER CORPORATION COM 863667101 312 1,150 SH   DFND 3 0 1,150 0
SYSCO CORP COM 871829107 342 4,350 SH   DFND   0 4,350 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 8,332 69,257 SH   DFND 4 0 69,257 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 7,195 59,800 SH   DFND   0 59,800 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 7,471 61,584 SH   DFND 3 0 61,584 0
TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 4,495 4,880,000 SH   DFND 3 0 4,880,000 0
THERMO FISHER SCIENTIFIC INC COM 883556102 298 450 SH   DFND 3 0 450 0
THOR INDS INC COM 885160101 749 7,300 SH   DFND 3 0 7,300 0
TJX COS INC NEW COM 872540109 261 3,460 SH   DFND 3 0 3,460 0
T-MOBILE US INC COM 872590104 445 3,800 SH   DFND 3 0 3,800 0
TRANSUNION COM 89400J107 370 3,100 SH   DFND 3 0 3,100 0
TRIP COM GROUP LTD ADS 89677Q107 2,131 86,537 SH   DFND   0 86,537 0
TRUPANION INC COM 898202106 5,529 41,990 SH   DFND 3 0 41,990 0
TTEC HLDGS INC COM 89854H102 311 3,300 SH   DFND 3 0 3,300 0
TURTLE BEACH CORP COM NEW 900450206 281 12,200 SH   DFND 3 0 12,200 0
UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 2,463 2,480,000 SH   DFND 3 0 2,480,000 0
UBS GROUP AG SHS H42097107 4,886 324,090 SH   DFND 3 0 324,090 0
ULTA BEAUTY INC COM 90384S303 1,540 3,800 SH   DFND 3 0 3,800 0
UNION PAC CORP COM 907818108 4,665 18,585 SH   DFND 3 0 18,585 0
UNITED PARCEL SERVICE INC CL B 911312106 5,399 25,187 SH   DFND 1 0 25,187 0
UNITEDHEALTH GROUP INC COM 91324P102 527 1,050 SH   DFND   0 1,050 0
UNITEDHEALTH GROUP INC COM 91324P102 478 945 SH   DFND 3 0 945 0
VANECK ETF TRUST FALLEN ANGEL HG 92189F437 17,133 519,668 SH   DFND 1 0 519,668 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5,158 11,818 SH   DFND 4 0 11,818 0
VERISK ANALYTICS INC COM 92345Y106 3,184 13,920 SH   DFND 1 0 13,920 0
VERISK ANALYTICS INC COM 92345Y106 6,337 27,706 SH   DFND 4 0 27,706 0
VERISK ANALYTICS INC COM 92345Y106 3,266 14,280 SH   DFND   0 14,280 0
VERIZON COMMUNICATIONS INC COM 92343V104 216 4,130 SH   DFND 3 0 4,130 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,405 153,395 SH   DFND   0 153,395 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,182 129,013 SH   DFND 4 0 129,013 0
VIACOMCBS INC CL B 92556H206 769 25,493 SH   DFND 1 0 25,493 0
VIACOMCBS INC CL B 92556H206 210 7,000 SH   DFND 3 0 7,000 0
VIEWRAY INC COM 92672L107 85,512 15,519,500 SH   DFND   0 15,519,500 0
VISA INC COM CL A 92826C839 5,129 23,668 SH   DFND 1 0 23,668 0
VISA INC COM CL A 92826C839 6,269 28,739 SH   DFND 3 0 28,739 0
VORNADO RLTY TR SH BEN INT 929042109 417 10,000 SH   DFND 3 0 10,000 0
WASTE MGMT INC DEL COM 94106L109 767 4,610 SH   DFND 3 0 4,610 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 80,019 81,730,000 SH   DFND 1 0 81,730,000 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 975 1,000,000 SH   DFND   0 1,000,000 0
WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 15,861 15,600,000 SH   DFND 3 0 15,600,000 0
WHEATON PRECIOUS METALS CORP COM 962879102 1,904 27,390 SH   DFND 3 0 27,390 0
WIX COM LTD NOTE 8/1 92940WAD1 3,230 3,600,000 SH   DFND 3 0 3,600,000 0
ZENDESK INC NOTE 0.625% 6/1 98936JAD3 4,443 3,660,000 SH   DFND 3 0 3,660,000 0
ZHANGMEN ED INC SPONSORED ADS 98955H200 1,503 332,494 SH   DFND   0 332,494 0
ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 1,510 1,200,000 SH   DFND 3 0 1,200,000 0
ZYNEX INC COM 98986M103 150 15,000 SH   DFND 3 0 15,000 0