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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): January 25, 2022

 

MIND MEDICINE (MINDMED) INC.

(Exact Name of Registrant as Specified in Charter)

 

British Columbia, Canada 001-40360 98-1582438
(State or Other Jurisdiction of Incorporation) (Commission
File Number)

(IRS Employer

Identification No.)

 

One World Trade Center, Suite 8500    
New York, New York   10007
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant's telephone number, including area code: (650) 208-2454

 

Not applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Subordinate Voting Shares MNMD The Nasdaq Stock Market LLC

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 8.01 Other Events.

 

On January 25, 2022 Mind Medicine (MindMed) Inc. (the “Company”), issued a press release announcing that the U.S. Food and Drug Administration has allowed the Company’s Phase 2b dose-optimization trial of lysergic acid diethylamid (LSD) for the treatment of generalized anxiety disorder to proceed. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated into this Item 8.01 by reference.

 

Item 9.01Financial Statements and Exhibits.

 

Exhibit No.   Description
99.1   Press Release, dated January 25, 2022
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  MIND MEDICINE (MINDMED) INC.
Date: January 25, 2022 By: /s/ Cynthia Hu
  Name: Cynthia Hu
  Title: Chief Legal Officer & Secretary