The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100 225 1,600 SH   SOLE   0 0 1,600
AIR PRODS & CHEMS INC COM 009158106 2,168 7,125 SH   SOLE   0 0 7,125
AMAZON COM INC COM 023135106 6,185 1,855 SH   SOLE   0 0 1,855
AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 301 7,500 SH   SOLE   0 0 7,500
APPLE INC COM 037833100 2,365 13,320 SH   SOLE   0 0 13,320
ARISTA NETWORKS INC COM 040413106 575 4,000 SH   SOLE   0 0 4,000
BECTON DICKINSON & CO COM 075887109 2,094 8,325 SH   SOLE   0 0 8,325
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3,931 13,146 SH   SOLE   0 0 13,146
BOEING CO COM 097023105 2,657 13,200 SH   SOLE   0 0 13,200
BRISTOL-MYERS SQUIBB CO COM 110122108 1,641 26,320 SH   SOLE   0 0 26,320
COLGATE PALMOLIVE CO COM 194162103 285 3,340 SH   SOLE   0 0 3,340
ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 899 86,536 SH   SOLE   0 0 86,536
FS KKR CAP CORP COM 302635206 2,138 102,125 SH   SOLE   0 0 102,125
GRIFFON CORP COM 398433102 1,611 56,551 SH   SOLE   0 0 56,551
HERCULES CAPITAL INC COM 427096508 541 32,620 SH   SOLE   0 0 32,620
INTEL CORP COM 458140100 481 9,348 SH   SOLE   0 0 9,348
ISHARES INC MSCI SWITZERLAND 464286749 1,055 20,000 SH   SOLE   0 0 20,000
ISHARES TR MSCI EAFE ETF 464287465 235 2,981 SH   SOLE   0 0 2,981
ISHARES TR PFD AND INCM SEC 464288687 1,040 26,380 SH   SOLE   0 0 26,380
JOHNSON & JOHNSON COM 478160104 314 1,834 SH   SOLE   0 0 1,834
KAYNE ANDERSON ENERGY INFRST COM 486606106 295 37,846 SH   SOLE   0 0 37,846
LADDER CAP CORP CL A 505743104 1,059 88,349 SH   SOLE   0 0 88,349
MICROSOFT CORP COM 594918104 3,869 11,505 SH   SOLE   0 0 11,505
MONROE CAP CORP COM 610335101 446 39,753 SH   SOLE   0 0 39,753
NEW YORK MTG TR INC COM PAR $.02 649604501 298 80,026 SH   SOLE   0 0 80,026
NUVEEN CALIFORNIA AMT QLT MU COM 670651108 778 49,160 SH   SOLE   0 0 49,160
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 10,927 792,367 SH   SOLE   0 0 792,367
NUVEEN AMT FREE QLTY MUN INC COM 670657105 3,878 248,583 SH   SOLE   0 0 248,583
OXFORD LANE CAP CORP COM 691543102 160 20,816 SH   SOLE   0 0 20,816
PENNANTPARK INVT CORP COM 708062104 931 134,312 SH   SOLE   0 0 134,312
PFIZER INC COM 717081103 872 14,760 SH   SOLE   0 0 14,760
PROCTER AND GAMBLE CO COM 742718109 266 1,628 SH   SOLE   0 0 1,628
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 515 3,000 SH   SOLE   0 0 3,000
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 614 7,600 SH   SOLE   0 0 7,600
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1,320 25,856 SH   SOLE   0 0 25,856
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3,207 29,850 SH   SOLE   0 0 29,850
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1,248 25,237 SH   SOLE   0 0 25,237
RAYTHEON TECHNOLOGIES CORP COM 75513E101 500 5,813 SH   SOLE   0 0 5,813
BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 4,708 334,110 SH   SOLE   0 0 334,110
MFS HIGH YIELD MUN TR SH BEN INT 59318E102 1,729 382,584 SH   SOLE   0 0 382,584
INVESCO QQQ TR UNIT SER 1 46090E103 9,651 24,259 SH   SOLE   0 0 24,259
ESSENTIAL PPTYS RLTY TR INC COM 29670E107 3,817 132,412 SH   SOLE   0 0 132,412
ALPS ETF TR DISRUPTIVE TECH 00162Q478 1,277 26,405 SH   SOLE   0 0 26,405
ABBVIE INC COM 00287Y109 246 1,817 SH   SOLE   0 0 1,817
ALPHABET INC CAP STK CL C 02079K107 1,207 417 SH   SOLE   0 0 417
ALPHABET INC CAP STK CL A 02079K305 1,223 422 SH   SOLE   0 0 422
ALTRIA GROUP INC COM 02209S103 4,987 105,226 SH   SOLE   0 0 105,226
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 191 11,200 SH   SOLE   0 0 11,200
APOLLO INVT CORP COM NEW 03761U502 522 40,837 SH   SOLE   0 0 40,837
APOLLO COML REAL EST FIN INC COM 03762U105 1,484 112,755 SH   SOLE   0 0 112,755
ARES CAPITAL CORP COM 04010L103 837 39,519 SH   SOLE   0 0 39,519
ARES COML REAL ESTATE CORP COM 04013V108 679 46,675 SH   SOLE   0 0 46,675
BAIN CAP SPECIALTY FIN INC COM STK 05684B107 483 31,750 SH   SOLE   0 0 31,750
BLACKROCK N Y MUN INCOME TRU SH BEN INT 09248L106 1,047 70,821 SH   SOLE   0 0 70,821
BLACKROCK MUNIVEST FD INC COM 09253R105 2,790 291,550 SH   SOLE   0 0 291,550
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 3,981 278,561 SH   SOLE   0 0 278,561
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 485 35,988 SH   SOLE   0 0 35,988
BLACKSTONE MTG TR INC COM CL A 09257W100 856 27,943 SH   SOLE   0 0 27,943
BROADMARK RLTY CAP INC COM 11135B100 1,139 120,772 SH   SOLE   0 0 120,772
CALAMOS GBL DYN INCOME FUND COM 12811L107 292 29,265 SH   SOLE   0 0 29,265
CASTLE BIOSCIENCES INC COM 14843C105 430 10,026 SH   SOLE   0 0 10,026
CLOUGH GLOBAL DIVID & INCOME COM 18913Y103 320 29,870 SH   SOLE   0 0 29,870
CLOUGH GLOBAL EQUITY FD COM 18914C100 292 22,215 SH   SOLE   0 0 22,215
CONOCOPHILLIPS COM 20825C104 2,724 37,742 SH   SOLE   0 0 37,742
CONSTELLATION BRANDS INC CL A 21036P108 384 1,529 SH   SOLE   0 0 1,529
DYNEX CAP INC COM 26817Q886 713 42,670 SH   SOLE   0 0 42,670
ETF SER SOLUTIONS US GLB JETS 26922A842 1,134 53,750 SH   SOLE   0 0 53,750
ETFIS SER TR I VIRTUS INFRCAP 26923G822 724 28,840 SH   SOLE   0 0 28,840
ELLINGTON FINANCIAL INC COM 28852N109 364 21,325 SH   SOLE   0 0 21,325
ENERGY TRANSFER L P COM UT LTD PTN 29273V100 860 104,500 SH   SOLE   0 0 104,500
EXXON MOBIL CORP COM 30231G102 317 5,181 SH   SOLE   0 0 5,181
FACEBOOK INC CL A 30303M102 1,614 4,800 SH   SOLE   0 0 4,800
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 2,356 22,589 SH   SOLE   0 0 22,589
GANNETT CO INC COM 36472T109 322 60,338 SH   SOLE   0 0 60,338
GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 250 8,191 SH   SOLE   0 0 8,191
GLOBAL X FDS INTERNET OF THNG 37954Y780 1,471 37,595 SH   SOLE   0 0 37,595
GOLDMAN SACHS BDC INC SHS 38147U107 904 47,200 SH   SOLE   0 0 47,200
GOLUB CAP BDC INC COM 38173M102 371 24,060 SH   SOLE   0 0 24,060
GRANITE PT MTG TR INC COM STK 38741L107 887 75,760 SH   SOLE   0 0 75,760
GREAT AJAX CORP COM 38983D300 270 20,502 SH   SOLE   0 0 20,502
HESS CORP COM 42809H107 444 6,000 SH   SOLE   0 0 6,000
INVESCO TR INVT GRADE NEW YO COM 46131T101 2,287 170,381 SH   SOLE   0 0 170,381
INVESCO QUALITY MUN INCOME T COM 46133G107 3,323 244,543 SH   SOLE   0 0 244,543
INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 1,275 37,994 SH   SOLE   0 0 37,994
ISHARES TR MORTGE REL ETF 46435G342 432 12,521 SH   SOLE   0 0 12,521
JPMORGAN CHASE & CO COM 46625H100 244 1,543 SH   SOLE   0 0 1,543
KKR REAL ESTATE FIN TR INC COM 48251K100 2,259 108,454 SH   SOLE   0 0 108,454
KINDER MORGAN INC DEL COM 49456B101 1,661 104,745 SH   SOLE   0 0 104,745
LISTED FD TR SWAN HEDGED EQTY 53656F599 1,756 90,000 SH   SOLE   0 0 90,000
MPLX LP COM UNIT REP LTD 55336V100 403 13,616 SH   SOLE   0 0 13,616
MERCK & CO INC COM 58933Y105 2,254 29,409 SH   SOLE   0 0 29,409
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 601 56,160 SH   SOLE   0 0 56,160
NUVEEN NEW YORK QLT MUN INC COM 67066X107 7,189 486,078 SH   SOLE   0 0 486,078
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 2,534 148,183 SH   SOLE   0 0 148,183
NUVEEN AMT FREE MUN CR INC F COM 67071L106 2,580 143,897 SH   SOLE   0 0 143,897
NUVEEN PFD & INCOME OPPORTUN COM 67073B106 2,033 208,330 SH   SOLE   0 0 208,330
OAKTREE SPECIALTY LENDING CO COM 67401P108 1,241 166,410 SH   SOLE   0 0 166,410
PENNYMAC MTG INVT TR COM 70931T103 760 43,850 SH   SOLE   0 0 43,850
PIMCO NEW YORK MUN INCOME FD COM 72200T103 1,794 192,674 SH   SOLE   0 0 192,674
PIMCO NEW YORK MUN INCOME FD COM 72200T103 2,382 193,813 SH   SOLE   0 0 193,813
PIMCO MUN INCOME FD II COM 72200W106 3,922 268,457 SH   SOLE   0 0 268,457
PIMCO NEW YORK MUN FD II COM 72200Y102 3,039 267,713 SH   SOLE   0 0 267,713
PIMCO DYNAMIC INCOME FD SHS 72201Y101 969 37,383 SH   SOLE   0 0 37,383
PROSHARES TR PSHS ULTSH 20YRS 74347B201 644 38,100 SH   SOLE   0 0 38,100
PROSHARES TR PSHS ULT S&P 500 74347R107 2,635 18,000 SH   SOLE   0 0 18,000
PURECYCLE TECHNOLOGIES INC COM 74623V103 312 32,650 SH   SOLE   0 0 32,650
QURATE RETAIL INC COM SER A 74915M100 544 71,618 SH   SOLE   0 0 71,618
READY CAPITAL CORP COM 75574U101 1,420 90,820 SH   SOLE   0 0 90,820
SPDR S&P 500 ETF TR TR UNIT 78462F103 17,643 37,147 SH   SOLE   0 0 37,147
SPDR GOLD TR GOLD SHS 78463V107 1,341 7,845 SH   SOLE   0 0 7,845
SPDR SER TR S&P DIVID ETF 78464A763 646 5,000 SH   SOLE   0 0 5,000
SALESFORCE COM INC COM 79466L302 2,540 9,995 SH   SOLE   0 0 9,995
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 420 2,052 SH   SOLE   0 0 2,052
SELECT SECTOR SPDR TR ENERGY 81369Y506 1,425 25,675 SH   SOLE   0 0 25,675
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 703 18,000 SH   SOLE   0 0 18,000
SIXTH STREET SPECIALTY LENDN COM 83012A109 553 23,660 SH   SOLE   0 0 23,660
SLR INVESTMENT CORP COM 83413U100 699 37,908 SH   SOLE   0 0 37,908
STARWOOD PPTY TR INC COM 85571B105 2,000 82,313 SH   SOLE   0 0 82,313
TESLA INC COM 88160R101 222 210 SH   SOLE   0 0 210
TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 1,362 75,818 SH   SOLE   0 0 75,818
UBS AG LONDON BRANCH ETRACS 2XM ETN 90274D374 356 18,658 SH   SOLE   0 0 18,658
VANECK ETF TRUST BDC INCOME ETF 92189F411 990 57,498 SH   SOLE   0 0 57,498
VANECK ETF TRUST MORTGAGE REIT 92189F452 342 19,030 SH   SOLE   0 0 19,030
VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 2,706 35,550 SH   SOLE   0 0 35,550
VERIZON COMMUNICATIONS INC COM 92343V104 571 10,991 SH   SOLE   0 0 10,991
VERTIV HOLDINGS CO COM CL A 92537N108 493 19,760 SH   SOLE   0 0 19,760
VIACOMCBS INC CL B 92556H206 1,544 51,148 SH   SOLE   0 0 51,148
VISA INC COM CL A 92826C839 482 2,222 SH   SOLE   0 0 2,222
VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 638 109,425 SH   SOLE   0 0 109,425
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 522 84,000 SH   SOLE   0 0 84,000
WELLS FARGO ADVANTAGE INCOME WF INC OPPTY FD 94987B105 422 46,050 SH   SOLE   0 0 46,050
XAI OCTAGON FLOATING RATE & COM 98400T106 1,159 129,933 SH   SOLE   0 0 129,933