The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 298 1,701 SH   SOLE   1,701 0 0
ABBOTT LABS COM 002824100 241 2,038 SH   SOLE   1,913 0 125
ABERDEEN STD GLOBAL INFRASTR COM SHS BEN INT 00326W106 685 34,392 SH   SOLE   34,392 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 203 636 SH   SOLE   601 0 35
ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 522 15,363 SH   SOLE   14,411 0 952
AGNC INVT CORP COM 00123Q104 1,168 74,092 SH   SOLE   74,092 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2,042 13,790 SH   SOLE   13,608 0 182
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 44 300 SH Call SOLE   300 0 0
ALPHABET INC CAP STK CL C 02079K107 784 294 SH   SOLE   285 0 9
ALPHABET INC CAP STK CL A 02079K305 14,950 5,592 SH   SOLE   5,313 0 279
ALTRIA GROUP INC COM 02209S103 387 8,498 SH   SOLE   8,450 0 48
AMAZON COM INC COM 023135106 14,441 4,396 SH   SOLE   4,275 0 121
AMERICAN ELEC PWR CO INC COM 025537101 263 3,242 SH   SOLE   3,242 0 0
AMERICAN EXPRESS CO COM 025816109 3,742 22,339 SH   SOLE   22,339 0 0
AMERICAN HOMES 4 RENT CL A 02665T306 2,083 54,650 SH   SOLE   54,650 0 0
AMERICAN TOWER CORP NEW COM 03027X100 4,464 16,819 SH   SOLE   16,318 0 501
AMERIPRISE FINL INC COM 03076C106 1,631 6,176 SH   SOLE   6,176 0 0
AMGEN INC COM 031162100 504 2,370 SH   SOLE   2,358 0 12
APARTMENT INCOME REIT CORP COM 03750L109 569 11,658 SH   SOLE   11,658 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 297 18,788 SH   SOLE   18,788 0 0
APPLE INC COM 037833100 15,711 111,029 SH   SOLE   96,576 0 14,453
ASML HOLDING N V N Y REGISTRY SHS N07059210 3,899 5,233 SH   SOLE   5,084 0 149
AT&T INC COM 00206R102 279 10,337 SH   SOLE   10,337 0 0
BARRICK GOLD CORP COM 067901108 189 10,492 SH   SOLE   10,492 0 0
BEAM THERAPEUTICS INC COM 07373V105 482 5,534 SH   SOLE   5,081 0 453
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9,119 33,412 SH   SOLE   32,622 0 790
BIOCARDIA INC COM 09060U507 446 142,186 SH   SOLE   142,186 0 0
BK OF AMERICA CORP COM 060505104 380 8,963 SH   SOLE   8,963 0 0
BLACK STONE MINERALS L P COM UNIT 09225M101 1,131 93,831 SH   SOLE   39,767 0 54,064
BLACKROCK 2022 GBL INCM OPP COM 09258P104 300 57,508 SH   SOLE   57,508 0 0
BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 725 62,831 SH   SOLE   62,831 0 0
BLACKROCK FLOATING RATE INCO COM 09255X100 253 18,970 SH   SOLE   18,970 0 0
BLACKROCK MUNICIPAL INCOME COM 09253X102 631 41,466 SH   SOLE   41,466 0 0
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 505 34,751 SH   SOLE   23,141 0 11,610
BLACKROCK MUNIYIELD CALIF QU COM 09254N103 238 14,961 SH   SOLE   14,961 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103 423 28,844 SH   SOLE   28,844 0 0
BLACKSTONE INC COM 09260D107 4,629 39,787 SH   SOLE   38,721 0 1,066
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 1,685 121,651 SH   SOLE   121,651 0 0
BLUE OWL CAPITAL INC COM CL A 09581B103 2,936 188,672 SH   SOLE   188,672 0 0
BRANDYWINEGBL GBL INCM OPP F COM 10537L104 856 68,395 SH   SOLE   68,395 0 0
BRIDGEBIO PHARMA INC COM 10806X102 492 10,493 SH   SOLE   10,493 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 3,228 54,559 SH   SOLE   53,265 0 1,294
CHEVRON CORP NEW COM 166764100 350 3,451 SH   SOLE   3,341 0 110
CHUBB LIMITED COM H1467J104 279 1,606 SH   SOLE   1,606 0 0
COCA COLA CO COM 191216100 860 16,387 SH   SOLE   16,334 0 53
COMCAST CORP NEW CL A 20030N101 512 9,148 SH   SOLE   9,148 0 0
COUPANG INC CL A 22266T109 1,017 36,508 SH   SOLE   36,508 0 0
DIGITALBRIDGE GROUP INC CL A COM 25401T108 471 78,134 SH   SOLE   78,134 0 0
DISNEY WALT CO COM 254687106 6,066 35,857 SH   SOLE   34,485 0 1,372
DOUBLELINE INCOME SOLUTIONS COM 258622109 1,321 74,379 SH   SOLE   74,379 0 0
DOUBLELINE OPPORTUNISTIC CR COM 258623107 4,103 208,053 SH   SOLE   208,053 0 0
DOUBLELINE YIELD OPPORTUNITI COM 25862D105 2,944 154,057 SH   SOLE   149,057 0 5,000
DOW INC COM 260557103 239 4,152 SH   SOLE   4,005 0 147
DUKE ENERGY CORP NEW COM NEW 26441C204 629 6,450 SH   SOLE   6,442 0 8
DYNEX CAP INC COM 26817Q886 1,295 74,922 SH   SOLE   74,922 0 0
ENERGY RECOVERY INC COM 29270J100 1,168 61,400 SH   SOLE   61,400 0 0
EQUINIX INC COM 29444U700 766 970 SH   SOLE   970 0 0
EQUITY LIFESTYLE PPTYS INC COM 29472R108 738 9,448 SH   SOLE   9,448 0 0
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 11 733 SH   SOLE   733 0 0
ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 277 4,204 SH   SOLE   4,204 0 0
EXXON MOBIL CORP COM 30231G102 206 3,505 SH   SOLE   1,370 0 2,135
FACEBOOK INC CL A 30303M102 5,416 15,958 SH   SOLE   15,323 0 635
FIRST AMERN FINL CORP COM 31847R102 1,185 17,673 SH   SOLE   17,673 0 0
FIRST CTZNS BANCSHARES INC N CL A 31946M103 5,363 6,361 SH   SOLE   6,146 0 215
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 244 4,556 SH   SOLE   4,556 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 1,229 26,536 SH   SOLE   26,536 0 0
GENERAC HLDGS INC COM 368736104 2,759 6,750 SH   SOLE   6,520 0 230
GENERAL MLS INC COM 370334104 241 4,022 SH   SOLE   22 0 4,000
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 2,387 27,744 SH   SOLE   22,064 0 5,680
GOLUB CAP BDC INC COM 38173M102 815 51,563 SH   SOLE   51,563 0 0
GREAT AJAX CORP COM 38983D300 4,241 314,385 SH   SOLE   314,385 0 0
HOME DEPOT INC COM 437076102 8,416 25,638 SH   SOLE   25,021 0 617
INSEEGO CORP COM 45782B104 485 72,802 SH   SOLE   72,802 0 0
INTEL CORP COM 458140100 282 5,300 SH   SOLE   5,300 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 3,523 30,680 SH   SOLE   29,780 0 900
INTERNATIONAL BUSINESS MACHS COM 459200101 265 1,905 SH   SOLE   415 0 1,490
INVESCO QUALITY MUN INCOME T COM 46133G107 256 19,455 SH   SOLE   19,455 0 0
INVESCO VALUE MUN INCOME TR COM 46132P108 847 51,902 SH   SOLE   51,902 0 0
INVITATION HOMES INC COM 46187W107 2,088 54,479 SH   SOLE   54,479 0 0
ISHARES GOLD TR ISHARES NEW 464285204 658 19,691 SH   SOLE   19,691 0 0
ISHARES TR CORE S&P TTL STK 464287150 10,630 108,055 SH   SOLE   107,518 0 537
ISHARES TR SELECT DIVID ETF 464287168 15 131 SH   SOLE   131 0 0
ISHARES TR CORE S&P500 ETF 464287200 2,387 5,541 SH   SOLE   5,541 0 0
ISHARES TR CORE US AGGBD ET 464287226 491 4,279 SH   SOLE   4,279 0 0
ISHARES TR MSCI EAFE ETF 464287465 5 63 SH   SOLE   63 0 0
ISHARES TR CORE S&P MCP ETF 464287507 135 512 SH   SOLE   512 0 0
ISHARES TR ISHARES BIOTECH 464287556 48 297 SH   SOLE   297 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 138 471 SH   SOLE   471 0 0
ISHARES TR CORE S&P US VLU 464287663 5,741 80,999 SH   SOLE   80,999 0 0
ISHARES TR U.S. TECH ETF 464287721 257 2,540 SH   SOLE   2,540 0 0
ISHARES TR US HLTHCARE ETF 464287762 41 150 SH   SOLE   150 0 0
ISHARES TR CORE S&P SCP ETF 464287804 1,828 16,744 SH   SOLE   16,744 0 0
ISHARES TR GL CLEAN ENE ETF 464288224 9 414 SH   SOLE   414 0 0
ISHARES TR ISHS 5-10YR INVT 464288638 412 6,857 SH   SOLE   6,857 0 0
ISHARES TR ISHS 1-5YR INVS 464288646 160 2,933 SH   SOLE   2,933 0 0
ISHARES TR MSCI USA ESG SLC 464288802 418 4,358 SH   SOLE   4,358 0 0
ISHARES TR MSCI CHINA ETF 46429B671 92 1,368 SH   SOLE   1,368 0 0
ISHARES TR MSCI USA MIN VOL 46429B697 14,866 202,265 SH   SOLE   196,740 0 5,525
ISHARES TR BLACKROCK ULTRA 46434V878 450 8,910 SH   SOLE   8,910 0 0
J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 12,073 238,030 SH   SOLE   194,336 0 43,694
JOHNSON & JOHNSON COM 478160104 5,991 37,098 SH   SOLE   33,561 0 3,537
JPMORGAN CHASE & CO COM 46625H100 6,074 37,105 SH   SOLE   36,140 0 965
KKR & CO INC COM 48251W104 365 6,003 SH   SOLE   6,003 0 0
LEXINGTON REALTY TRUST COM 529043101 141 11,021 SH   SOLE   11,021 0 0
LOCKHEED MARTIN CORP COM 539830109 248 718 SH   SOLE   718 0 0
MAIDEN HOLDINGS LTD SHS G5753U112 176 55,831 SH   SOLE   55,831 0 0
MARTIN MARIETTA MATLS INC COM 573284106 2,211 6,471 SH   SOLE   6,295 0 176
MCDONALDS CORP COM 580135101 265 1,098 SH   SOLE   1,098 0 0
MEDTRONIC PLC SHS G5960L103 738 5,886 SH   SOLE   5,886 0 0
MERCK & CO INC COM 58933Y105 316 4,213 SH   SOLE   4,188 0 25
MFA FINL INC COM 55272X102 1,520 332,509 SH   SOLE   332,509 0 0
MGM RESORTS INTERNATIONAL COM 552953101 452 10,476 SH   SOLE   10,277 0 199
MICROSOFT CORP COM 594918104 14,135 50,137 SH   SOLE   48,862 0 1,275
NELNET INC CL A 64031N108 1,078 13,601 SH   SOLE   13,601 0 0
NEXTERA ENERGY INC COM 65339F101 648 8,256 SH   SOLE   8,256 0 0
NIKE INC CL B 654106103 548 3,771 SH   SOLE   3,728 0 43
NUVEEN AMT FREE QLTY MUN INC COM 670657105 988 65,065 SH   SOLE   58,565 0 6,500
NUVEEN ARIZONA QLTY MUN INC COM 67061W104 432 27,541 SH   SOLE   19,728 0 7,813
NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 125 12,513 SH   SOLE   12,513 0 0
NUVEEN MORTGAGE AND INCOME F COM 670735109 1,268 61,132 SH   SOLE   61,132 0 0
NUVEEN MUN HIGH INCOME OPPOR COM 670682103 381 25,812 SH   SOLE   14,750 0 11,062
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 489 31,688 SH   SOLE   31,688 0 0
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 852 61,634 SH   SOLE   42,100 0 19,534
NUVEEN PFD & INCM SECURTIES COM 67072C105 120 12,233 SH   SOLE   12,233 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 945 60,525 SH   SOLE   49,479 0 11,046
NVIDIA CORPORATION COM 67066G104 591 2,852 SH   SOLE   2,852 0 0
PAYPAL HLDGS INC COM 70450Y103 499 1,919 SH   SOLE   1,882 0 37
PENNYMAC MTG INVT TR COM 70931T103 565 28,712 SH   SOLE   28,712 0 0
PEPSICO INC COM 713448108 3,237 21,519 SH   SOLE   20,751 0 768
PFIZER INC COM 717081103 1,370 31,861 SH   SOLE   22,691 0 9,170
PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 69355M107 3,753 178,865 SH   SOLE   170,619 0 8,246
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 9,575 93,938 SH   SOLE   93,938 0 0
PROCTER AND GAMBLE CO COM 742718109 679 4,860 SH   SOLE   4,860 0 0
QUALCOMM INC COM 747525103 218 1,692 SH   SOLE   1,692 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 4,580 53,276 SH   SOLE   51,804 0 1,472
REGENERON PHARMACEUTICALS COM 75886F107 3,791 6,265 SH   SOLE   6,042 0 223
RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 988 42,742 SH   SOLE   19,693 0 23,049
SABA CAPITAL INCOME & OPRNT SHARES 78518H103 168 36,986 SH   SOLE   36,986 0 0
SARCOS TECHN AND ROBOTICS CO COM 80359A106 77 10,000 SH   SOLE   10,000 0 0
SARCOS TECHN AND ROBOTICS CO *W EXP 06/15/202 80359A114 4 5,000 SH   SOLE   5,000 0 0
SCHWAB CHARLES CORP COM 808513105 210 2,889 SH   SOLE   614 0 2,275
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1,798 17,282 SH   SOLE   17,282 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 202 2,632 SH   SOLE   2,632 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 392 3,921 SH   SOLE   3,921 0 0
SEAGEN INC COM 81181C104 3,316 19,527 SH   SOLE   19,031 0 496
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 255 2,002 SH   SOLE   2,002 0 0
SERVICENOW INC COM 81762P102 3,832 6,158 SH   SOLE   5,879 0 279
SHERWIN WILLIAMS CO COM 824348106 4,796 17,146 SH   SOLE   16,600 0 546
SHOPIFY INC CL A 82509L107 3,808 2,809 SH   SOLE   2,723 0 86
SPDR GOLD TR GOLD SHS 78463V107 962 5,855 SH   SOLE   5,855 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,437 8,009 SH   SOLE   8,009 0 0
SPDR SER TR S&P BIOTECH 78464A870 691 5,495 SH   SOLE   5,495 0 0
SQUARE INC CL A 852234103 6,160 25,683 SH   SOLE   24,911 0 772
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 783 16,209 SH   SOLE   16,209 0 0
SUN CMNTYS INC COM 866674104 2,010 10,858 SH   SOLE   10,858 0 0
TARGET CORP COM 87612E106 612 2,677 SH   SOLE   2,677 0 0
TCW STRATEGIC INCOME FD INC COM 872340104 1,362 237,281 SH   SOLE   237,281 0 0
TRANSDIGM GROUP INC COM 893641100 3,428 5,488 SH   SOLE   5,333 0 155
TWILIO INC CL A 90138F102 532 1,667 SH   SOLE   1,667 0 0
UIPATH INC CL A 90364P105 1,951 37,081 SH   SOLE   36,117 0 964
UNION PAC CORP COM 907818108 449 2,293 SH   SOLE   2,293 0 0
UNITEDHEALTH GROUP INC COM 91324P102 446 1,141 SH   SOLE   1,108 0 33
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 25 63 SH   SOLE   63 0 0
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 338 1,430 SH   SOLE   1,430 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 431 1,940 SH   SOLE   1,940 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8,083 98,088 SH   SOLE   92,113 0 5,975
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 11,426 74,389 SH   SOLE   68,793 0 5,596
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 293 1,184 SH   SOLE   1,184 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 3,515 65,076 SH   SOLE   62,303 0 2,773
VERTEX PHARMACEUTICALS INC COM 92532F100 1,770 9,758 SH   SOLE   9,453 0 305
VISA INC COM CL A 92826C839 5,799 26,033 SH   SOLE   25,169 0 864
WALMART INC COM 931142103 5,702 40,909 SH   SOLE   39,595 0 1,314
WESTERN ASSET MTG DEFINED OP COM 95790B109 644 41,631 SH   SOLE   41,631 0 0
XYLEM INC COM 98419M100 329 2,660 SH   SOLE   2,660 0 0