The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AIR PRODS & CHEMS INC COM 009158106 1,786 6,975 SH   SOLE   0 0 6,975
ALPHABET INC CAP STK CL A 02079K305 1,128 422 SH   SOLE   0 0 422
ALPHABET INC CAP STK CL C 02079K107 1,098 412 SH   SOLE   0 0 412
ALPS ETF TR DISRUPTIVE TECH 00162Q478 1,240 25,569 SH   SOLE   0 0 25,569
ALTRIA GROUP INC COM 02209S103 2,316 50,870 SH   SOLE   0 0 50,870
AMAZON COM INC COM 023135106 5,841 1,778 SH   SOLE   0 0 1,778
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 191 11,200 SH   SOLE   0 0 11,200
ANGEL OAK FINL STRATEGIES IN RIGHT 10/14/2021 03464A118 2 11,202 SH   SOLE   0 0 11,202
APOLLO COML REAL EST FIN INC COM 03762U105 900 60,658 SH   SOLE   0 0 60,658
APOLLO INVT CORP COM NEW 03761U502 345 26,600 SH   SOLE   0 0 26,600
APPLE INC COM 037833100 1,877 13,266 SH   SOLE   0 0 13,266
ARES CAPITAL CORP COM 04010L103 789 38,832 SH   SOLE   0 0 38,832
ARES COML REAL ESTATE CORP COM 04013V108 704 46,675 SH   SOLE   0 0 46,675
ARISTA NETWORKS INC COM 040413106 344 1,000 SH   SOLE   0 0 1,000
BAIN CAP SPECIALTY FIN INC COM STK 05684B107 471 31,750 SH   SOLE   0 0 31,750
BECTON DICKINSON & CO COM 075887109 2,010 8,175 SH   SOLE   0 0 8,175
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3,588 13,146 SH   SOLE   0 0 13,146
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 4,050 278,561 SH   SOLE   0 0 278,561
BLACKROCK MUNIVEST FD INC COM 09253R105 2,761 291,550 SH   SOLE   0 0 291,550
BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 4,607 334,110 SH   SOLE   0 0 334,110
BLACKROCK N Y MUN INCOME TRU SH BEN INT 09248L106 1,086 70,821 SH   SOLE   0 0 70,821
BLACKSTONE MTG TR INC COM CL A 09257W100 847 27,943 SH   SOLE   0 0 27,943
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 498 35,988 SH   SOLE   0 0 35,988
BOEING CO COM 097023105 2,793 12,700 SH   SOLE   0 0 12,700
BROADMARK RLTY CAP INC COM 11135B100 1,191 120,772 SH   SOLE   0 0 120,772
CALAMOS GBL DYN INCOME FUND COM 12811L107 280 29,265 SH   SOLE   0 0 29,265
CASTLE BIOSCIENCES INC COM 14843C105 667 10,026 SH   SOLE   0 0 10,026
CLOUGH GLOBAL DIVID & INCOME COM 18913Y103 331 29,870 SH   SOLE   0 0 29,870
CLOUGH GLOBAL EQUITY FD COM 18914C100 325 22,215 SH   SOLE   0 0 22,215
COLGATE PALMOLIVE CO COM 194162103 249 3,300 SH   SOLE   0 0 3,300
CONOCOPHILLIPS COM 20825C104 2,924 43,150 SH   SOLE   0 0 43,150
CONSTELLATION BRANDS INC CL A 21036P108 294 1,395 SH   SOLE   0 0 1,395
ELLINGTON FINANCIAL INC COM 28852N109 342 18,700 SH   SOLE   0 0 18,700
ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 919 82,311 SH   SOLE   0 0 82,311
ENERGY TRANSFER L P COM UT LTD PTN 29273V100 666 69,500 SH   SOLE   0 0 69,500
ESSENTIAL PPTYS RLTY TR INC COM 29670E107 3,835 137,351 SH   SOLE   0 0 137,351
ETF SER SOLUTIONS US GLB JETS 26922A842 1,063 45,000 SH   SOLE   0 0 45,000
ETFIS SER TR I VIRTUS INFRCAP 26923G822 718 28,840 SH   SOLE   0 0 28,840
FACEBOOK INC CL A 30303M102 1,415 4,170 SH   SOLE   0 0 4,170
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 2,332 22,130 SH   SOLE   0 0 22,130
FS KKR CAP CORP COM 302635206 1,227 55,674 SH   SOLE   0 0 55,674
GANNETT CO INC COM 36472T109 403 60,338 SH   SOLE   0 0 60,338
GLOBAL X FDS INTERNET OF THNG 37954Y780 1,323 36,437 SH   SOLE   0 0 36,437
GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 201 7,315 SH   SOLE   0 0 7,315
GOLDMAN SACHS BDC INC SHS 38147U107 866 47,200 SH   SOLE   0 0 47,200
GOLUB CAP BDC INC COM 38173M102 380 24,060 SH   SOLE   0 0 24,060
GRANITE PT MTG TR INC COM STK 38741L107 948 71,952 SH   SOLE   0 0 71,952
GRIFFON CORP COM 398433102 1,391 56,551 SH   SOLE   0 0 56,551
HERCULES CAPITAL INC COM 427096508 542 32,620 SH   SOLE   0 0 32,620
HESS CORP COM 42809H107 859 11,000 SH   SOLE   0 0 11,000
INTEL CORP COM 458140100 493 9,248 SH   SOLE   0 0 9,248
INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 1,159 35,059 SH   SOLE   0 0 35,059
INVESCO QQQ TR UNIT SER 1 46090E103 8,263 23,083 SH   SOLE   0 0 23,083
INVESCO QUALITY MUN INCOME T COM 46133G107 3,223 244,543 SH   SOLE   0 0 244,543
INVESCO TR INVT GRADE NEW YO COM 46131T101 2,300 170,381 SH   SOLE   0 0 170,381
ISHARES INC MSCI GERMANY ETF 464286806 1,106 33,600 SH   SOLE   0 0 33,600
ISHARES INC MSCI SWITZERLAND 464286749 1,747 37,500 SH   SOLE   0 0 37,500
ISHARES TR MSCI EAFE ETF 464287465 233 2,981 SH   SOLE   0 0 2,981
ISHARES TR PFD AND INCM SEC 464288687 1,024 26,380 SH   SOLE   0 0 26,380
ISHARES TR MORTGE REL ETF 46435G342 453 12,521 SH   SOLE   0 0 12,521
JOHNSON & JOHNSON COM 478160104 271 1,680 SH   SOLE   0 0 1,680
JPMORGAN CHASE & CO COM 46625H100 229 1,400 SH   SOLE   0 0 1,400
KAYNE ANDERSON ENERGY INFRST COM 486606106 256 31,950 SH   SOLE   0 0 31,950
KINDER MORGAN INC DEL COM 49456B101 1,740 104,000 SH   SOLE   0 0 104,000
KKR REAL ESTATE FIN TR INC COM 48251K100 2,131 100,984 SH   SOLE   0 0 100,984
LADDER CAP CORP CL A 505743104 976 88,349 SH   SOLE   0 0 88,349
LARGO RES LTD COM 517103602 1,044 99,295 SH   SOLE   0 0 99,295
LISTED FD TR SWAN HEDGED EQTY 53656F599 1,643 90,000 SH   SOLE   0 0 90,000
MERCK & CO INC COM 58933Y105 2,201 29,310 SH   SOLE   0 0 29,310
MFS HIGH YIELD MUN TR SH BEN INT 59318E102 1,756 382,584 SH   SOLE   0 0 382,584
MICROSOFT CORP COM 594918104 3,499 12,413 SH   SOLE   0 0 12,413
MONROE CAP CORP COM 610335101 413 39,753 SH   SOLE   0 0 39,753
MPLX LP COM UNIT REP LTD 55336V100 343 12,050 SH   SOLE   0 0 12,050
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 573 52,100 SH   SOLE   0 0 52,100
NEW YORK MTG TR INC COM PAR $.02 649604501 291 68,401 SH   SOLE   0 0 68,401
NUVEEN AMT FREE MUN CR INC F COM 67071L106 2,468 143,897 SH   SOLE   0 0 143,897
NUVEEN AMT FREE QLTY MUN INC COM 670657105 3,776 248,583 SH   SOLE   0 0 248,583
NUVEEN CALIFORNIA AMT QLT MU COM 670651108 806 49,160 SH   SOLE   0 0 49,160
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 2,478 148,183 SH   SOLE   0 0 148,183
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 10,958 792,367 SH   SOLE   0 0 792,367
NUVEEN NEW YORK QLT MUN INC COM 67066X107 7,155 486,078 SH   SOLE   0 0 486,078
NUVEEN PFD & INCOME OPPORTUN COM 67073B106 1,878 189,745 SH   SOLE   0 0 189,745
OAKTREE SPECIALTY LENDING CO COM 67401P108 633 89,700 SH   SOLE   0 0 89,700
OXFORD LANE CAP CORP COM 691543102 76 10,500 SH   SOLE   0 0 10,500
PENNANTPARK INVT CORP COM 708062104 872 134,312 SH   SOLE   0 0 134,312
PENNYMAC MTG INVT TR COM 70931T103 517 26,275 SH   SOLE   0 0 26,275
PFIZER INC COM 717081103 632 14,685 SH   SOLE   0 0 14,685
PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 965 45,673 SH   SOLE   0 0 45,673
PIMCO MUN INCOME FD II COM 72200W106 3,957 268,457 SH   SOLE   0 0 268,457
PIMCO NEW YORK MUN FD II COM 72200Y102 3,111 267,713 SH   SOLE   0 0 267,713
PIMCO NEW YORK MUN INCOME FD COM 72200T103 4,410 386,487 SH   SOLE   0 0 386,487
PROCTER AND GAMBLE CO COM 742718109 224 1,600 SH   SOLE   0 0 1,600
PROSHARES TR PSHS ULTRA TECH 74347R693 1,185 11,920 SH   SOLE   0 0 11,920
PROSHARES TR PSHS ULTSH 20YRS 74347B201 545 29,700 SH   SOLE   0 0 29,700
PURECYCLE TECHNOLOGIES INC COM 74623V103 552 41,550 SH   SOLE   0 0 41,550
RAYTHEON TECHNOLOGIES CORP COM 75513E101 496 5,774 SH   SOLE   0 0 5,774
READY CAPITAL CORP COM 75574U101 1,213 84,055 SH   SOLE   0 0 84,055
SALESFORCE COM INC COM 79466L302 3,308 12,198 SH   SOLE   0 0 12,198
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,027 16,075 SH   SOLE   0 0 16,075
SELECT SECTOR SPDR TR ENERGY 81369Y506 1,572 30,175 SH   SOLE   0 0 30,175
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 938 25,000 SH   SOLE   0 0 25,000
SIXTH STREET SPECIALTY LENDN COM 83012A109 525 23,660 SH   SOLE   0 0 23,660
SLR INVESTMENT CORP COM 83413U100 577 30,140 SH   SOLE   0 0 30,140
SPDR GOLD TR GOLD SHS 78463V107 1,551 9,445 SH   SOLE   0 0 9,445
SPDR S&P 500 ETF TR TR UNIT 78462F103 15,359 35,789 SH   SOLE   0 0 35,789
SPDR SER TR S&P DIVID ETF 78464A763 588 5,000 SH   SOLE   0 0 5,000
STARWOOD PPTY TR INC COM 85571B105 2,009 82,313 SH   SOLE   0 0 82,313
STITCH FIX INC COM CL A 860897107 236 5,895 SH   SOLE   0 0 5,895
TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 870 54,936 SH   SOLE   0 0 54,936
UBS AG LONDON BRANCH ETRACS 2XM ETN 90274D374 354 18,658 SH   SOLE   0 0 18,658
VANECK ETF TRUST MORTGAGE REIT 92189F452 362 19,030 SH   SOLE   0 0 19,030
VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 2,604 35,550 SH   SOLE   0 0 35,550
VANECK ETF TRUST BDC INCOME ETF 92189F411 664 38,698 SH   SOLE   0 0 38,698
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 541 6,600 SH   SOLE   0 0 6,600
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1,124 22,467 SH   SOLE   0 0 22,467
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3,091 30,351 SH   SOLE   0 0 30,351
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 461 3,000 SH   SOLE   0 0 3,000
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1,148 22,733 SH   SOLE   0 0 22,733
VERTIV HOLDINGS CO COM CL A 92537N108 476 19,760 SH   SOLE   0 0 19,760
VIACOMCBS INC CL B 92556H206 2,096 53,048 SH   SOLE   0 0 53,048
VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 652 109,425 SH   SOLE   0 0 109,425
VISA INC COM CL A 92826C839 492 2,207 SH   SOLE   0 0 2,207
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 496 84,000 SH   SOLE   0 0 84,000
WELLS FARGO ADVANTAGE INCOME WF INC OPPTY FD 94987B105 405 46,050 SH   SOLE   0 0 46,050
XAI OCTAGON FLOATING RATE & COM 98400T106 1,015 118,333 SH   SOLE   0 0 118,333