The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 3,952 22,529 SH   DFND 1 0 22,529 0
3M CO COM 88579Y101 222 1,225 SH   DFND 3 0 1,225 0
ABBOTT LABS COM 002824100 2,249 18,830 SH   DFND 3 0 18,830 0
ABBVIE INC COM 00287Y109 392 3,600 SH   DFND 3 0 3,600 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3,453 10,683 SH   DFND 3 0 10,683 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 4,411 7,661 SH   DFND 1 0 7,661 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 479 830 SH   DFND 3 0 830 0
ADVANCED EMISSIONS SOLUTIONS COM 00770C101 279 43,246 SH   DFND 3 0 43,246 0
AGILENT TECHNOLOGIES INC COM 00846U101 960 6,000 SH   DFND 3 0 6,000 0
AGNICO EAGLE MINES LTD COM 008474108 1,170 14,020 SH   DFND 3 0 14,020 0
ALAMO GROUP INC COM 011311107 313 2,200 SH   DFND 3 0 2,200 0
ALBEMARLE CORP COM 012653101 507 2,317 SH   DFND   0 2,317 0
ALCON AG ORD SHS H01301128 3,363 41,803 SH   DFND   0 41,803 0
ALCON AG ORD SHS H01301128 2,125 26,100 SH   DFND 1 0 26,100 0
ALCON AG ORD SHS H01301128 4,691 58,289 SH   DFND 4 0 58,289 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1,651 11,190 SH   DFND 3 0 11,190 0
ALPHABET INC CAP STK CL A 02079K305 4,545 1,700 SH   DFND   0 1,700 0
ALPHABET INC CAP STK CL A 02079K305 3,168 1,185 SH   DFND 1 0 1,185 0
ALPHABET INC CAP STK CL A 02079K305 9,144 3,404 SH   DFND 3 0 3,404 0
ALPHABET INC CAP STK CL C 02079K107 5,155 1,934 SH   DFND 1 0 1,934 0
ALPHABET INC CAP STK CL C 02079K107 608 226 SH   DFND 3 0 226 0
ALTRIA GROUP INC COM 02209S103 244 5,000 SH   DFND 3 0 5,000 0
AMARIN CORP PLC SPONS ADR NEW 023111206 874 170,000 SH   DFND 3 0 170,000 0
AMAZON COM INC COM 023135106 8,186 2,481 SH   DFND 3 0 2,481 0
AMBRX BIOPHARMA INC SPONSORED ADS 02290A102 26,090 1,932,591 SH   DFND 2 0 1,932,591 0
AMERICAN TOWER CORP NEW COM 03027X100 848 3,141 SH   DFND 3 0 3,141 0
AMERICAN WELL CORP CL A 03044L105 18,500 2,030,767 SH   DFND   0 2,030,767 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 98,297 18,407,656 SH   DFND   0 18,407,656 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 16,627 3,113,645 SH   DFND 2 0 3,113,645 0
AMPHENOL CORP NEW CL A 032095101 894 12,000 SH   DFND 3 0 12,000 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 5,963 105,765 SH   DFND 4 0 105,765 0
ANALOG DEVICES INC COM 032654105 2,211 13,200 SH   DFND 1 0 13,200 0
ANALOG DEVICES INC COM 032654105 4,651 27,769 SH   DFND 4 0 27,769 0
ANALOG DEVICES INC COM 032654105 4,716 28,159 SH   DFND   0 28,159 0
ANGLOGOLD ASHANTI LIMITED SPONSORED ADR 035128206 302 20,000 SH   DFND 3 0 20,000 0
APPLE INC COM 037833100 5,562 39,306 SH   DFND 1 0 39,306 0
APPLE INC COM 037833100 2,127 14,890 SH   DFND 3 0 14,890 0
AURORA MOBILE LTD ADS 051857100 3,594 2,152,377 SH   DFND   0 2,152,377 0
AVIENT CORPORATION COM 05368V106 312 6,600 SH   DFND 3 0 6,600 0
BALL CORP COM 058498106 997 11,110 SH   DFND 3 0 11,110 0
BARRICK GOLD CORP COM 067901108 4,297 157,972 SH   DFND 3 0 157,972 0
BECTON DICKINSON & CO COM 075887109 2,097 8,530 SH   DFND 1 0 8,530 0
BECTON DICKINSON & CO COM 075887109 7,702 31,330 SH   DFND 4 0 31,330 0
BECTON DICKINSON & CO COM 075887109 4,655 18,942 SH   DFND   0 18,942 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,669 4 SH   DFND 3 0 4 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5,458 19,685 SH   DFND 3 0 19,685 0
BEST INC SPONSORED ADS 08653C106 10,942 6,552,117 SH   DFND   0 6,552,117 0
BIONTECH SE SPONSORED ADS 09075V102 431,536 1,580,777 SH   DFND 2 0 1,580,777 0
BLACKROCK INC COM 09247X101 3,693 4,325 SH   DFND 3 0 4,325 0
BOOKING HOLDINGS INC COM 09857L108 1,498 630 SH   DFND 3 0 630 0
BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 10,515 7,152,000 SH   DFND 3 0 7,152,000 0
BOSTON BEER INC CL A 100557107 257 500 SH   DFND 3 0 500 0
BOSTON SCIENTIFIC CORP COM 101137107 903 20,565 SH   DFND 3 0 20,565 0
BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 3,554 37,200 SH   DFND 3 0 37,200 0
BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 2,792 72,000 SH   DFND 3 0 72,000 0
BURLINGTON STORES INC COM 122017106 537 1,771 SH   DFND 3 0 1,771 0
BUTTERFLY NETWORK INC COM CL A 124155102 111,882 10,716,630 SH   DFND 2 0 10,716,630 0
CARRIAGE SVCS INC COM 143905107 313 7,000 SH   DFND 3 0 7,000 0
CATERPILLAR INC COM 149123101 1,150 5,810 SH   DFND 3 0 5,810 0
CHECK CAP LTD SHS M2361E203 112 127,559 SH   DFND 2 0 127,559 0
CHENIERE ENERGY INC COM NEW 16411R208 462 4,735 SH   DFND 3 0 4,735 0
CHEVRON CORP NEW COM 166764100 620 6,000 SH   DFND 3 0 6,000 0
CHINA INDEX HLDGS LTD SPNSRD ADS A 16954W101 2,388 1,613,208 SH   DFND 1 0 1,613,208 0
CHUBB LIMITED COM H1467J104 228 1,295 SH   DFND 3 0 1,295 0
CISCO SYS INC COM 17275R102 4,909 90,182 SH   DFND 1 0 90,182 0
CISCO SYS INC COM 17275R102 945 17,200 SH   DFND 3 0 17,200 0
COCA COLA CO COM 191216100 4,430 84,435 SH   DFND 1 0 84,435 0
COCA COLA CO COM 191216100 527 10,000 SH   DFND 3 0 10,000 0
COFFEE HLDG CO INC COM 192176105 490 108,468 SH   DFND 3 0 108,468 0
COGNEX CORP COM 192422103 303 3,800 SH   DFND 3 0 3,800 0
COLGATE PALMOLIVE CO COM 194162103 519 6,800 SH   DFND 3 0 6,800 0
DIGITALBRIDGE GROUP INC NOTE 5.000% 4/1 19624RAA4 8,127 8,000,000 SH   DFND 1 0 8,000,000 0
COMPUTER TASK GROUP INC COM 205477102 431 54,837 SH   DFND 3 0 54,837 0
CONTRAFECT CORP COM NEW 212326300 3,019 745,385 SH   DFND 2 0 745,385 0
CUMMINS INC COM 231021106 369 1,600 SH   DFND 3 0 1,600 0
CYMABAY THERAPEUTICS INC COM 23257D103 675 185,000 SH   DFND   0 185,000 0
CYMABAY THERAPEUTICS INC COM 23257D103 287 78,529 SH   DFND 4 0 78,529 0
DANAHER CORPORATION COM 235851102 1,472 4,800 SH   DFND 3 0 4,800 0
DECKERS OUTDOOR CORP COM 243537107 819 2,200 SH   DFND 3 0 2,200 0
DEUTSCHE BANK A G NAMEN AKT D18190898 6,118 478,950 SH   DFND 3 0 478,950 0
DEXCOM INC NOTE 0.250%11/1 252131AK3 15,114 12,712,000 SH   DFND 3 0 12,712,000 0
DIAGEO PLC SPON ADR NEW 25243Q205 4,725 24,483 SH   DFND 4 0 24,483 0
DIGINEX LIMITED SHS Y2074E109 33 10,000 SH   DFND 3 0 10,000 0
DIGITAL RLTY TR INC COM 253868103 205 1,400 SH   DFND 3 0 1,400 0
DISNEY WALT CO COM 254687106 848 4,910 SH   DFND 3 0 4,910 0
EDAP TMS S A SPONSORED ADR 268311107 1,135 176,039 SH   DFND 3 0 176,039 0
ELANCO ANIMAL HEALTH INC COM 28414H103 556 17,180 SH   DFND 3 0 17,180 0
ELECTRONIC ARTS INC COM 285512109 208 1,505 SH   DFND 3 0 1,505 0
ENVELA CORP COM 29402E102 107 27,000 SH   DFND 3 0 27,000 0
EPAM SYS INC COM 29414B104 570 1,000 SH   DFND 3 0 1,000 0
EQUINIX INC COM 29444U700 321 400 SH   DFND 3 0 400 0
ETSY INC NOTE 0.125% 9/0 29786AAL0 5,268 4,000,000 SH   DFND 3 0 4,000,000 0
EXXON MOBIL CORP COM 30231G102 5,674 96,461 SH   DFND 1 0 96,461 0
EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 2,173 1,928,000 SH   DFND 3 0 1,928,000 0
EZCORP INC CL A NON VTG 302301106 92 12,000 SH   DFND 3 0 12,000 0
FACEBOOK INC CL A 30303M102 3,700 10,895 SH   DFND 3 0 10,895 0
FANG HLDGS LTD ADR NEW 30711Y300 1,750 277,734 SH   DFND 1 0 277,734 0
FANG HLDGS LTD ADR NEW 30711Y300 321 50,886 SH   DFND   0 50,886 0
FIDELITY NATL INFORMATION SV COM 31620M106 761 6,172 SH   DFND 3 0 6,172 0
FISERV INC COM 337738108 4,152 38,264 SH   DFND 1 0 38,264 0
FISERV INC COM 337738108 5,186 47,795 SH   DFND   0 47,795 0
FOOT LOCKER INC COM 344849104 484 9,790 SH   DFND 3 0 9,790 0
FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 2,965 2,948,000 SH   DFND 3 0 2,948,000 0
FRANCHISE GROUP INC COM 35180X105 682 18,000 SH   DFND 3 0 18,000 0
FRANCO NEV CORP COM 351858105 4,166 19,900 SH   DFND 3 0 19,900 0
FRESHPET INC COM 358039105 258 1,800 SH   DFND 3 0 1,800 0
FTI CONSULTING INC COM 302941109 407 3,000 SH   DFND 3 0 3,000 0
GALLAGHER ARTHUR J & CO COM 363576109 2,994 20,140 SH   DFND 1 0 20,140 0
GALLAGHER ARTHUR J & CO COM 363576109 7,747 52,114 SH   DFND 4 0 52,114 0
GALLAGHER ARTHUR J & CO COM 363576109 5,307 35,704 SH   DFND   0 35,704 0
GILEAD SCIENCES INC COM 375558103 688 9,700 SH   DFND 3 0 9,700 0
GLOBAL NET LEASE INC COM NEW 379378201 204 12,500 SH   DFND 3 0 12,500 0
GOLD RESOURCE CORP COM 38068T105 623 399,055 SH   DFND 3 0 399,055 0
GRAND CANYON ED INC COM 38526M106 332 3,800 SH   DFND 3 0 3,800 0
HDFC BANK LTD SPONSORED ADS 40415F101 2,085 28,470 SH   DFND 3 0 28,470 0
HECLA MNG CO COM 422704106 82 15,000 SH   DFND 3 0 15,000 0
HOME DEPOT INC COM 437076102 495 1,470 SH   DFND 3 0 1,470 0
HONEYWELL INTL INC COM 438516106 727 3,383 SH   DFND 3 0 3,383 0
HUAZHU GROUP LTD SPONSORED ADS 44332N106 1,555 33,900 SH   DFND   0 33,900 0
HUAZHU GROUP LTD NOTE 0.375%11/0 16949NAC3 2,844 2,500,000 SH   DFND 3 0 2,500,000 0
HUIZE HLDG LTD SPONSORED ADS 44473E105 821 360,000 SH   DFND   0 360,000 0
IAC INTERACTIVECORP NEW COM NEW 44891N208 321 2,500 SH   DFND 3 0 2,500 0
IAMGOLD CORP COM 450913108 222 100,000 SH   DFND 3 0 100,000 0
ICF INTL INC COM 44925C103 438 4,900 SH   DFND 3 0 4,900 0
ILLINOIS TOOL WKS INC COM 452308109 203 950 SH   DFND 3 0 950 0
ILLUMINA INC NOTE 8/1 452327AK5 32,294 27,372,000 SH   DFND 3 0 27,372,000 0
INTEL CORP COM 458140100 4,698 88,182 SH   DFND 1 0 88,182 0
INTEL CORP COM 458140100 462 8,645 SH   DFND 3 0 8,645 0
INTERNATIONAL BUSINESS MACHS COM 459200101 612 4,400 SH   DFND 3 0 4,400 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2,033 15,200 SH   DFND 1 0 15,200 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 6,287 47,017 SH   DFND 4 0 47,017 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 4,697 35,124 SH   DFND   0 35,124 0
INTUIT COM 461202103 2,979 5,446 SH   DFND 3 0 5,446 0
IROBOT CORP COM 462726100 257 3,200 SH   DFND 3 0 3,200 0
ISHARES TR MSCI EMG MKT ETF 464287234 201 3,995 SH   DFND 1 0 3,995 0
ISHARES TR IBOXX INV CP ETF 464287242 51,021 383,532 SH   DFND 4 0 383,532 0
ISHARES TR IBOXX HI YD ETF 464288513 7,391 84,460 SH   DFND 4 0 84,460 0
ISHARES TR USD INV GRDE ETF 464288620 37,816 629,219 SH   DFND 4 0 629,219 0
ISHARES TR ISHS 1-5YR INVS 464288646 50,750 928,972 SH   DFND 4 0 928,972 0
ISHARES TR 0-5YR HI YL CP 46434V407 9,264 202,708 SH   DFND 4 0 202,708 0
JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 3,258 3,200,000 SH   DFND 3 0 3,200,000 0
JOHNSON & JOHNSON COM 478160104 4,444 27,518 SH   DFND 1 0 27,518 0
JOHNSON & JOHNSON COM 478160104 4,240 25,905 SH   DFND 3 0 25,905 0
JPMORGAN CHASE & CO COM 46625H100 657 3,960 SH   DFND 3 0 3,960 0
KINROSS GOLD CORP COM 496902404 262 50,000 SH   DFND 3 0 50,000 0
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 500472303 5,266 118,508 SH   DFND 4 0 118,508 0
KRAFT HEINZ CO COM 500754106 375 10,000 SH   DFND 3 0 10,000 0
KULICKE & SOFFA INDS INC COM 501242101 234 4,000 SH   DFND 3 0 4,000 0
LAKELAND INDS INC COM 511795106 246 11,700 SH   DFND 3 0 11,700 0
LAUDER ESTEE COS INC CL A 518439104 214 700 SH   DFND 3 0 700 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 420 3,000 SH   DFND 3 0 3,000 0
LILLY ELI & CO COM 532457108 258 1,120 SH   DFND 3 0 1,120 0
LINDE PLC SHS G5494J103 5,927 19,790 SH   DFND 3 0 19,790 0
LOGITECH INTL S A SHS H50430232 1,286 16,485 SH   DFND 3 0 16,485 0
LULULEMON ATHLETICA INC COM 550021109 615 1,500 SH   DFND 3 0 1,500 0
LYFT INC NOTE 1.500% 5/1 55087PAB0 3,503 2,244,000 SH   DFND 3 0 2,244,000 0
MADDEN STEVEN LTD COM 556269108 349 8,250 SH   DFND 3 0 8,250 0
MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 413 15,172 SH   DFND 4 0 15,172 0
MANHATTAN ASSOCIATES INC COM 562750109 611 4,000 SH   DFND 3 0 4,000 0
MARSH & MCLENNAN COS INC COM 571748102 696 4,507 SH   DFND 3 0 4,507 0
MARTIN MARIETTA MATLS INC COM 573284106 382 1,080 SH   DFND 3 0 1,080 0
MASIMO CORP COM 574795100 649 2,400 SH   DFND 3 0 2,400 0
MASTERCARD INCORPORATED CL A 57636Q104 4,290 12,147 SH   DFND 3 0 12,147 0
MATCH GROUP INC NEW COM 57667L107 305 2,000 SH   DFND 3 0 2,000 0
MCDONALDS CORP COM 580135101 410 1,680 SH   DFND 3 0 1,680 0
MEDTRONIC PLC SHS G5960L103 1,468 11,600 SH   DFND 3 0 11,600 0
MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 2,862 748,000 SH   DFND 3 0 748,000 0
MERCK & CO. INC COM 58933Y105 8,752 116,518 SH   DFND 4 0 116,518 0
MERCK & CO. INC COM 58933Y105 3,733 49,700 SH   DFND   0 49,700 0
MERCK & CO. INC COM 58933Y105 1,571 20,920 SH   DFND 1 0 20,920 0
MICROSOFT CORP COM 594918104 5,738 20,354 SH   DFND 1 0 20,354 0
MICROSOFT CORP COM 594918104 7,726 27,405 SH   DFND 4 0 27,405 0
MICROSOFT CORP COM 594918104 4,559 16,173 SH   DFND   0 16,173 0
MICROSOFT CORP COM 594918104 10,822 38,135 SH   DFND 3 0 38,135 0
HELLO GROUP INC NOTE 1.250% 7/0 60879BAB3 26,791 30,523,000 SH   DFND 1 0 30,523,000 0
NATURES SUNSHINE PRODS INC COM 639027101 42,404 2,894,443 SH   DFND 2 0 2,894,443 0
NETEASE INC SPONSORED ADS 64110W102 2,406 28,170 SH   DFND 1 0 28,170 0
NEW FRONTIER HEALTH CORP ORD SHS G6461G106 105,562 9,400,000 SH   DFND 2 0 9,400,000 0
NEXTERA ENERGY INC COM 65339F101 602 7,680 SH   DFND 3 0 7,680 0
NICE LTD NOTE 9/1 653656AB4 7,919 6,800,000 SH   DFND 3 0 6,800,000 0
NIKE INC CL B 654106103 4,319 29,737 SH   DFND 1 0 29,737 0
NIKE INC CL B 654106103 648 4,440 SH   DFND 3 0 4,440 0
NORFOLK SOUTHN CORP COM 655844108 3,055 12,560 SH   DFND 3 0 12,560 0
NORTHERN TR CORP COM 665859104 578 5,242 SH   DFND 3 0 5,242 0
NUTRIEN LTD COM 67077M108 422 4,000 SH   DFND 3 0 4,000 0
NVIDIA CORPORATION COM 67066G104 1,705 8,312 SH   DFND 3 0 8,312 0
OKTA INC NOTE 0.125% 9/0 679295AD7 5,619 4,000,000 SH   DFND 3 0 4,000,000 0
OKTA INC NOTE 0.375% 6/1 679295AF2 4,405 3,600,000 SH   DFND 3 0 3,600,000 0
OMEGA FLEX INC COM 682095104 283 2,000 SH   DFND 3 0 2,000 0
ONCORUS INC COM 68236R103 8,988 962,321 SH   DFND 2 0 962,321 0
ORACLE CORP COM 68389X105 256 2,800 SH   DFND 3 0 2,800 0
PALO ALTO NETWORKS INC COM 697435105 232 490 SH   DFND 3 0 490 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 8,658 4,768,000 SH   DFND 3 0 4,768,000 0
PARAMOUNT GROUP INC COM 69924R108 136 15,000 SH   DFND 3 0 15,000 0
PAYPAL HLDGS INC COM 70450Y103 6,028 23,260 SH   DFND 3 0 23,260 0
PFIZER INC COM 717081103 5,931 137,904 SH   DFND 1 0 137,904 0
PFIZER INC COM 717081103 3,011 70,000 SH   DFND   0 70,000 0
PFIZER INC COM 717081103 293 6,720 SH   DFND 3 0 6,720 0
PHILIP MORRIS INTL INC COM 718172109 1,403 14,100 SH   DFND 3 0 14,100 0
PHILIP MORRIS INTL INC COM 718172109 7,427 78,355 SH   DFND 4 0 78,355 0
PINDUODUO INC NOTE 12/0 722304AC6 4,626 4,984,000 SH   DFND 3 0 4,984,000 0
PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 8,290 5,096,000 SH   DFND 3 0 5,096,000 0
PROCTER AND GAMBLE CO COM 742718109 4,301 30,768 SH   DFND 1 0 30,768 0
PROCTER AND GAMBLE CO COM 742718109 1,414 9,956 SH   DFND 3 0 9,956 0
QORVO INC COM 74736K101 741 4,361 SH   DFND 3 0 4,361 0
QUANTUM SI INC COM CL A 74765K105 6,204 743,936 SH   DFND 2 0 743,936 0
REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 250 100,000 SH   DFND 3 0 100,000 0
RINGCENTRAL INC NOTE 3/0 76680RAF4 3,540 3,600,000 SH   DFND 3 0 3,600,000 0
S&P GLOBAL INC COM 78409V104 833 1,952 SH   DFND 3 0 1,952 0
SAP SE SPON ADR 803054204 7,470 55,318 SH   DFND 4 0 55,318 0
SCHLUMBERGER LTD COM STK 806857108 303 10,000 SH   DFND 3 0 10,000 0
SCHWAB CHARLES CORP COM 808513105 2,141 28,400 SH   DFND 3 0 28,400 0
SEA LTD NOTE 0.250% 9/1 81141RAG5 6,605 6,540,000 SH   DFND 3 0 6,540,000 0
SERVICENOW INC NOTE 6/0 81762PAC6 3,133 688,000 SH   DFND 3 0 688,000 0
SHOPIFY INC NOTE 0.125%11/0 82509LAA5 9,165 7,488,000 SH   DFND 3 0 7,488,000 0
SILGAN HOLDINGS INC COM 827048109 225 5,800 SH   DFND 3 0 5,800 0
SL GREEN RLTY CORP COM 78440X804 1,399 19,432 SH   DFND 3 0 19,432 0
SNAP INC NOTE 0.250% 5/0 83304AAD8 346 100,000 SH   DFND 3 0 100,000 0
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 1,594 29,660 SH   DFND 3 0 29,660 0
SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 5,029 3,324,000 SH   DFND 3 0 3,324,000 0
SOUTHWEST GAS HLDGS INC COM 844895102 209 3,070 SH   DFND 3 0 3,070 0
SPLUNK INC NOTE 1.125% 6/1 848637AF1 5,393 5,436,000 SH   DFND 3 0 5,436,000 0
STANLEY BLACK & DECKER INC COM 854502101 255 1,400 SH   DFND 3 0 1,400 0
STRYKER CORPORATION COM 863667101 308 1,150 SH   DFND 3 0 1,150 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 7,733 69,257 SH   DFND 4 0 69,257 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 6,677 59,800 SH   DFND   0 59,800 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 6,433 57,634 SH   DFND 3 0 57,634 0
TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 4,938 4,880,000 SH   DFND 3 0 4,880,000 0
THERMO FISHER SCIENTIFIC INC COM 883556102 261 450 SH   DFND 3 0 450 0
THOR INDS INC COM 885160101 930 7,300 SH   DFND 3 0 7,300 0
TJX COS INC NEW COM 872540109 242 3,460 SH   DFND 3 0 3,460 0
T-MOBILE US INC COM 872590104 486 3,800 SH   DFND 3 0 3,800 0
TRANSUNION COM 89400J107 352 3,100 SH   DFND 3 0 3,100 0
TRIP COM GROUP LTD ADS 89677Q107 1,785 58,037 SH   DFND   0 58,037 0
TRUPANION INC COM 898202106 3,749 46,500 SH   DFND 3 0 46,500 0
TTEC HLDGS INC COM 89854H102 310 3,300 SH   DFND 3 0 3,300 0
TURTLE BEACH CORP COM NEW 900450206 338 12,200 SH   DFND 3 0 12,200 0
UBS GROUP AG SHS H42097107 5,149 366,340 SH   DFND 3 0 366,340 0
ULTA BEAUTY INC COM 90384S303 1,740 4,600 SH   DFND 3 0 4,600 0
UNION PAC CORP COM 907818108 4,248 21,065 SH   DFND 3 0 21,065 0
UNITED PARCEL SERVICE INC CL B 911312106 4,015 22,046 SH   DFND 1 0 22,046 0
UNITEDHEALTH GROUP INC COM 91324P102 378 945 SH   DFND 3 0 945 0
VANECK ETF TRUST FALLEN ANGEL HG 92189F437 17,175 519,668 SH   DFND 1 0 519,668 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4,661 11,818 SH   DFND 4 0 11,818 0
VERISK ANALYTICS INC COM 92345Y106 2,788 13,920 SH   DFND 1 0 13,920 0
VERISK ANALYTICS INC COM 92345Y106 5,549 27,706 SH   DFND 4 0 27,706 0
VERISK ANALYTICS INC COM 92345Y106 4,856 24,250 SH   DFND   0 24,250 0
VERIZON COMMUNICATIONS INC COM 92343V104 225 4,130 SH   DFND 3 0 4,130 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,917 153,395 SH   DFND   0 153,395 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,613 129,013 SH   DFND 4 0 129,013 0
VIACOMCBS INC CL B 92556H206 917 23,205 SH   DFND 1 0 23,205 0
VIACOMCBS INC CL B 92556H206 281 7,000 SH   DFND 3 0 7,000 0
VIEWRAY INC COM 92672L107 140,736 19,519,500 SH   DFND   0 19,519,500 0
VISA INC COM CL A 92826C839 4,615 20,718 SH   DFND 1 0 20,718 0
VISA INC COM CL A 92826C839 2,095 9,240 SH   DFND 3 0 9,240 0
VORNADO RLTY TR SH BEN INT 929042109 259 6,000 SH   DFND 3 0 6,000 0
WASTE MGMT INC DEL COM 94106L109 916 6,040 SH   DFND 3 0 6,040 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 79,893 81,730,000 SH   DFND 1 0 81,730,000 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 989 1,000,000 SH   DFND   0 1,000,000 0
WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 9,728 9,600,000 SH   DFND 3 0 9,600,000 0
WHEATON PRECIOUS METALS CORP COM 962879102 8,399 137,554 SH   DFND 3 0 137,554 0
WIX COM LTD NOTE 8/1 92940WAD1 3,483 3,600,000 SH   DFND 3 0 3,600,000 0
ZENDESK INC NOTE 0.625% 6/1 98936JAD3 4,650 3,660,000 SH   DFND 3 0 3,660,000 0
ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 1,862 1,200,000 SH   DFND 3 0 1,200,000 0
ZIX CORP COM 98974P100 205 30,000 SH   DFND 3 0 30,000 0
ZYNEX INC COM 98986M103 174 15,000 SH   DFND 3 0 15,000 0