The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
TORTOISE MIDSTRM ENERGY FD I COM 89148B200 4,905 169,891 SH   SOLE   169,891 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 3,243 510,700 SH   SOLE   510,700 0 0
HIGHLAND GLOBAL ALLOCATION F COM 43010T104 5,717 628,923 SH   SOLE   628,923 0 0
CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 1,754 126,071 SH   SOLE   126,071 0 0
KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 8,591 1,180,050 SH   SOLE   1,180,050 0 0
NEW IRELAND FD INC COM 645673104 1,098 89,150 SH   SOLE   89,150 0 0
ECOFIN SUSTAINABLE AND SOCIA COM SH BEN INT 27901F109 4,461 320,249 SH   SOLE   320,249 0 0
EAGLE CAP GROWTH FD INC COM 269451100 830 88,396 SH   SOLE   88,396 0 0
MORGAN STANLEY INDIA INVT FD COM 61745C105 7,133 258,540 SH   SOLE   258,540 0 0
TORTOISE ENERGY INFRA CORP COM 89147L886 7,173 264,700 SH   SOLE   264,700 0 0
SWISS HELVETIA FD INC COM 870875101 2,681 292,100 SH   SOLE   292,100 0 0
CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 6,050 276,900 SH   SOLE   276,900 0 0
NEUBERGER BERMAN MLP & ENERG COM 64129H104 5,751 1,166,605 SH   SOLE   1,166,605 0 0
ISHARES TR IBONDS 25 TRM TS 46436E866 444 17,300 SH   SOLE   17,300 0 0
VERTICAL CAP INCOME FD SHS BEN INT 92535C104 2,191 208,890 SH   SOLE   208,890 0 0
CUSHING MLP & INFRASTRUCT COM NEW 231631300 1,399 44,005 SH   SOLE   44,005 0 0
RMR MORTGAGE TR COM 76970B101 2,966 287,718 SH   SOLE   287,718 0 0
NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 9,904 712,000 SH   SOLE   712,000 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 2,479 254,216 SH   SOLE   254,216 0 0
HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 13,279 1,233,000 SH   SOLE   1,233,000 0 0
PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 1,705 116,000 SH   SOLE   116,000 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 5,861 310,248 SH   SOLE   310,248 0 0
MORGAN STANLEY EMERGING MKTS COM 617477104 5,829 996,408 SH   SOLE   996,408 0 0
GABELLI GLOBAL SMALL & MID C COM 36249W104 1,922 120,674 SH   SOLE   120,674 0 0
GDL FD COM SH BEN IT 361570104 1,668 185,744 SH   SOLE   185,744 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 3,316 366,386 SH   SOLE   366,386 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 5,920 282,035 SH   SOLE   282,035 0 0
NEUBERGER BERMAN N Y MUN FD COM 64124K102 843 64,148 SH   SOLE   64,148 0 0
NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 932 65,100 SH   SOLE   65,100 0 0
ANGEL OAK DYNAMIC FINL STRAT COM BEN INT 03462A102 961 47,000 SH   SOLE   47,000 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 2,595 196,463 SH   SOLE   196,463 0 0
PIMCO ENERGY & TACTICAL CR O COM SHS BEN INT 69346N107 6,227 510,000 SH   SOLE   510,000 0 0
TAIWAN FD INC COM 874036106 2,968 84,300 SH   SOLE   84,300 0 0
ISHARES TR IBONDS 21 TRM TS 46436E700 446 17,600 SH   SOLE   17,600 0 0
CENTRAL SECS CORP COM 155123102 11,080 262,240 SH   SOLE   262,240 0 0
ISHARES TR IBONDS 24 TRM TS 46436E874 445 17,300 SH   SOLE   17,300 0 0
MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 2,776 119,100 SH   SOLE   119,100 0 0
INVESCO EXCH TRADED FD TR II PURBTA 0 5 YR 46138E495 440 16,600 SH   SOLE   16,600 0 0
EATON VANCE CALIF MUN INCOM SH BEN INT 27826F101 787 57,800 SH   SOLE   57,800 0 0
CHINA FD INC COM 169373107 2,036 80,080 SH   SOLE   80,080 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G206 1,353 125,730 SH   SOLE   125,730 0 0
ROYCE MICRO-CAP TR INC COM 780915104 3,173 277,831 SH   SOLE   277,831 0 0
DTF TAX-FREE INCOME INC COM 23334J107 694 48,000 SH   SOLE   48,000 0 0
ISHARES TR IBONDS 23 TRM TS 46436E882 446 17,400 SH   SOLE   17,400 0 0
CALAMOS LNG SHR EQT DYNAMIC COM 12812C106 2,680 131,692 SH   SOLE   131,692 0 0
DELAWARE INVTS MINN MUN INCO COM 24610V103 993 70,000 SH   SOLE   70,000 0 0
NUVEEN SHORT DURATION CR OPP COM 67074X107 876 58,000 SH   SOLE   58,000 0 0
ISHARES TR IBONDS 22 TRM TS 46436E809 445 17,500 SH   SOLE   17,500 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 11,449 578,248 SH   SOLE   578,248 0 0
CENTRAL & EASTERN EUROPE FD COM 153436100 944 32,706 SH   SOLE   32,706 0 0
RIVERNORTH SPECIALTY FIN COR COM 76882B108 395 20,592 SH   SOLE   20,592 0 0
GENERAL AMERN INVS CO INC COM 368802104 5,251 121,952 SH   SOLE   121,952 0 0
ABERDEEN STD GLOBAL INFRASTR COM SHS BEN INT 00326W106 870 43,674 SH   SOLE   43,674 0 0
MORGAN STANLEY EMKT DBT FD I COM 61744H105 793 87,000 SH   SOLE   87,000 0 0
BRANDYWINEGBL GBL INCM OPP F COM 10537L104 851 68,000 SH   SOLE   68,000 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 5,080 387,493 SH   SOLE   387,493 0 0
PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 14,716 747,000 SH   SOLE   747,000 0 0
APOLLO TACTICAL INCOME FD IN COM 037638103 804 50,826 SH   SOLE   50,826 0 0
BLACKSTONE LONG SHORT CR INC COM SHS BN INT 09257D102 526 34,700 SH   SOLE   34,700 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 660 41,793 SH   SOLE   41,793 0 0
DELAWARE IVY HIGH INCOME OPP COM 246107106 563 41,193 SH   SOLE   41,193 0 0
FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 536 41,600 SH   SOLE   41,600 0 0
INVESCO PA VALUE MUN INC TR COM 46132K109 740 55,837 SH   SOLE   55,837 0 0
ISHARES TR TRS FLT RT BD 46434V860 442 8,800 SH   SOLE   8,800 0 0
ALPS ETF TR MED BREAKTHGH 00162Q593 343 7,544 SH   SOLE   7,544 0 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 612 38,103 SH   SOLE   38,103 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 563 33,057 SH   SOLE   33,057 0 0
ANGEL OAK FINL STRATEGIES IN RIGHT 10/14/2021 03464A118 7 33,057 SH   SOLE   33,057 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 735 49,815 SH   SOLE   49,815 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 866 56,146 SH   SOLE   56,146 0 0
KAYNE ANDERSON ENERGY INFRST COM 486606106 1,306 163,189 SH   SOLE   163,189 0 0
PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 801 52,000 SH   SOLE   52,000 0 0
ABERDEEN ASIA-PACIFIC INCOME COM 003009107 1,157 278,700 SH   SOLE   278,700 0 0
NUVEEN OHIO QLTY MUN INCOME COM 670980101 327 20,608 SH   SOLE   20,608 0 0
FRANKLIN ETF TR LIBERTY SHRT ETF 353506108 445 4,700 SH   SOLE   4,700 0 0
BARINGS GLOBAL SHORT DURATIO COM 06760L100 323 18,888 SH   SOLE   18,888 0 0
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 540 39,000 SH   SOLE   39,000 0 0
KALA PHARMACEUTICALS INC COM 483119103 147 56,100 SH   SOLE   56,100 0 0
INVESCO TR INVT GRADE NEW YO COM 46131T101 193 14,300 SH   SOLE   14,300 0 0
INVESCO EXCH TRADED FD TR II TREAS COLATERL 46138G888 444 4,200 SH   SOLE   4,200 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 516 38,800 SH   SOLE   38,800 0 0
A-MARK PRECIOUS METALS INC COM 00181T107 390 6,500 SH   SOLE   6,500 0 0
ISHARES TR AGENCY BOND ETF 464288166 438 3,700 SH   SOLE   3,700 0 0
ISHARES TR 0-3 MNTH TREASRY 46436E718 440 4,400 SH   SOLE   4,400 0 0
LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 29 13,480 SH   SOLE   13,480 0 0
CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 105 42,500 SH   SOLE   42,500 0 0
ISHARES TR CORE DIV GRWTH 46434V621 7,265 144,608 SH   SOLE   144,608 0 0
ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 3,173 19,910 SH   SOLE   19,910 0 0
SIENTRA INC COM 82621J105 91 15,818 SH   SOLE   15,818 0 0
WAVE LIFE SCIENCES LTD SHS Y95308105 65 13,223 SH   SOLE   13,223 0 0
GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 440 4,400 SH   SOLE   4,400 0 0
MEDIFAST INC COM 58470H101 520 2,700 SH   SOLE   2,700 0 0
SHOCKWAVE MED INC COM 82489T104 1,665 8,086 SH   SOLE   8,086 0 0
FORMA THERAPEUTICS HLDGS INC SHS 34633R104 237 10,200 SH   SOLE   10,200 0 0
VERASTEM INC COM 92337C104 108 35,000 SH   SOLE   35,000 0 0
ARVINAS INC COM 04335A105 635 7,730 SH   SOLE   7,730 0 0
SOLID BIOSCIENCES INC COM 83422E105 37 15,500 SH   SOLE   15,500 0 0
VANGUARD WORLD FDS UTILITIES ETF 92204A876 612 4,400 SH   SOLE   4,400 0 0
SPDR SER TR PORTFOLIO SH TSR 78468R101 444 14,500 SH   SOLE   14,500 0 0
ENERGY FUELS INC COM NEW 292671708 118 16,758 SH   SOLE   16,758 0 0
ORCHARD THERAPEUTICS PLC ADS 68570P101 32 14,000 SH   SOLE   14,000 0 0
SPDR SER TR PORTFLI MORTGAGE 78464A383 448 17,408 SH   SOLE   17,408 0 0
ISHARES TR 0-5 YR TIPS ETF 46429B747 444 4,200 SH   SOLE   4,200 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 424 6,641 SH   SOLE   6,641 0 0
SPDR SER TR SPDR BLOOMBERG 78468R663 439 4,800 SH   SOLE   4,800 0 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 442 7,200 SH   SOLE   7,200 0 0
ISHARES TR SHORT TREAS BD 464288679 442 4,000 SH   SOLE   4,000 0 0
NOVAGOLD RES INC COM NEW 66987E206 69 10,000 SH   SOLE   10,000 0 0
RINGCENTRAL INC CL A 76680R206 522 2,400 SH   SOLE   2,400 0 0
LAM RESEARCH CORP COM 512807108 2,275 3,997 SH   SOLE   3,997 0 0
US BANCORP DEL COM NEW 902973304 2,215 37,266 SH   SOLE   37,266 0 0
VANGUARD MALVERN FDS STRM INFPROIDX 922020805 447 8,500 SH   SOLE   8,500 0 0
ISHARES TR 1 3 YR TREAS BD 464287457 439 5,100 SH   SOLE   5,100 0 0
HUBSPOT INC COM 443573100 608 900 SH   SOLE   900 0 0
ANTHEM INC COM 036752103 1,593 4,272 SH   SOLE   4,272 0 0
ARK ETF TR INNOVATION ETF 00214Q104 342 3,090 SH   SOLE   3,090 0 0
NORTHROP GRUMMAN CORP COM 666807102 562 1,560 SH   SOLE   1,560 0 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 204 2,000 SH   SOLE   2,000 0 0
SQUARE INC CL A 852234103 720 3,000 SH   SOLE   3,000 0 0
COINBASE GLOBAL INC COM CL A 19260Q107 250 1,101 SH   SOLE   1,101 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 376 2,400 SH   SOLE   2,400 0 0
ANALOG DEVICES INC COM 032654105 572 3,416 SH   SOLE   3,416 0 0
GENERAL DYNAMICS CORP COM 369550108 347 1,770 SH   SOLE   1,770 0 0
NIKE INC CL B 654106103 1,053 7,248 SH   SOLE   7,248 0 0
SHOPIFY INC CL A 82509L107 678 500 SH   SOLE   500 0 0
LOCKHEED MARTIN CORP COM 539830109 397 1,150 SH   SOLE   1,150 0 0
LOWES COS INC COM 548661107 548 2,700 SH   SOLE   2,700 0 0
STARBUCKS CORP COM 855244109 490 4,445 SH   SOLE   4,445 0 0
INTEL CORP COM 458140100 743 13,954 SH   SOLE   13,954 0 0
ILLINOIS TOOL WKS INC COM 452308109 207 1,000 SH   SOLE   1,000 0 0
TARGET CORP COM 87612E106 297 1,300 SH   SOLE   1,300 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 205 4,100 SH   SOLE   4,100 0 0
COSTCO WHSL CORP NEW COM 22160K105 506 1,125 SH   SOLE   1,125 0 0
MICROSOFT CORP COM 594918104 5,264 18,670 SH   SOLE   18,670 0 0
3M CO COM 88579Y101 251 1,430 SH   SOLE   1,430 0 0
HOME DEPOT INC COM 437076102 842 2,564 SH   SOLE   2,564 0 0
ALPHABET INC CAP STK CL A 02079K305 1,706 638 SH   SOLE   638 0 0
APPLE INC COM 037833100 4,849 34,266 SH   SOLE   34,266 0 0
AMAZON COM INC COM 023135106 3,022 920 SH   SOLE   920 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 602 2,205 SH   SOLE   2,205 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 538 541 SH   SOLE   541 0 0
MASTERCARD INCORPORATED CL A 57636Q104 492 1,416 SH   SOLE   1,416 0 0
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 356 2,000 SH   SOLE   2,000 0 0
CHEVRON CORP NEW COM 166764100 240 2,370 SH   SOLE   2,370 0 0
WALMART INC COM 931142103 472 3,389 SH   SOLE   3,389 0 0
JPMORGAN CHASE & CO COM 46625H100 496 3,031 SH   SOLE   3,031 0 0
UNITEDHEALTH GROUP INC COM 91324P102 293 750 SH   SOLE   750 0 0
PROCTER AND GAMBLE CO COM 742718109 228 1,633 SH   SOLE   1,633 0 0
JOHNSON & JOHNSON COM 478160104 270 1,670 SH   SOLE   1,670 0 0
VISA INC COM CL A 92826C839 226 1,015 SH   SOLE   1,015 0 0