6-K 1 tm2131779d2_6k.htm FORM 6-K

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934

 

For the month of November   2021
Commission File Number 001-39298    

 

 Sprott Inc.
(Translation of registrant’s name into English)
 

Suite 2600, 200 Bay Street

Royal Bank Plaza, South Tower

Toronto, Ontario, Canada M5J 2J1

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

 

 Form 20-F  ¨ Form 40-F x

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ______

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ______

 

 

 

 

 

DOCUMENTS INCLUDED AS PART OF THIS REPORT

 

Exhibit  
   
99.1 Management's Discussion & Analysis and Interim Condensed Consolidated Financial Statements for the three and nine months ended September 30, 2021
99.2 Chief Executive Officer Certification of Interim Filings, dated November 5, 2021.
99.3 Chief Financial Officer Certification of Interim Filings, dated November 5, 2021.
99.4 Press Release dated November 5, 2021

 

Exhibit 99.1 of this Report on Form 6-K is incorporated by reference into the Registration Statement on Form S-8 of the Registrant, which was originally filed with the Securities and Exchange Commission on August 7, 2020 (File No. 333-242456).

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Sprott Inc.
  (Registrant)

 

Date:

  

 

November 5, 2021

  

 

By:

 

/s/ Kevin Hibbert

  Name:  Kevin Hibbert
  Title:  Senior Managing Director and Chief Financial Officer
             

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