The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 349 1,756 SH   SOLE   1,756 0 0
ABBOTT LABS COM 002824100 252 2,172 SH   SOLE   2,047 0 125
ABERDEEN STD GLOBAL INFRASTR COM SHS BEN INT 00326W106 742 34,657 SH   SOLE   34,657 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 218 739 SH   SOLE   694 0 45
ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 363 8,887 SH   SOLE   7,935 0 952
ADOBE SYSTEMS INCORPORATED COM 00724F101 218 373 SH   SOLE   337 0 36
AFFILIATED MANAGERS GROUP IN COM 008252108 251 1,627 SH   SOLE   297 0 1,330
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6,681 29,461 SH   SOLE   28,773 0 688
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 23 100 SH Call SOLE   100 0 0
ALPHA HEALTHCARE ACQUISTN CO CL A 020751103 146 14,324 SH   SOLE   14,324 0 0
ALPHABET INC CAP STK CL C 02079K107 947 378 SH   SOLE   369 0 9
ALPHABET INC CAP STK CL A 02079K305 13,823 5,661 SH   SOLE   5,382 0 279
ALTRIA GROUP INC COM 02209S103 783 16,425 SH   SOLE   16,377 0 48
AMAZON COM INC COM 023135106 15,388 4,473 SH   SOLE   4,353 0 120
AMERICAN ELEC PWR CO INC COM 025537101 276 3,258 SH   SOLE   3,258 0 0
AMERICAN EXPRESS CO COM 025816109 3,926 23,761 SH   SOLE   23,761 0 0
AMERICAN HOMES 4 RENT CL A 02665T306 2,136 54,980 SH   SOLE   54,980 0 0
AMERICAN TOWER CORP NEW COM 03027X100 4,556 16,864 SH   SOLE   16,363 0 501
AMERIPRISE FINL INC COM 03076C106 1,537 6,176 SH   SOLE   6,176 0 0
AMGEN INC COM 031162100 605 2,483 SH   SOLE   2,468 0 15
APARTMENT INCOME REIT CORP COM 03750L109 557 11,736 SH   SOLE   11,736 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 343 21,748 SH   SOLE   21,748 0 0
APPLE INC COM 037833100 16,659 121,632 SH   SOLE   107,179 0 14,453
ARISTA NETWORKS INC COM 040413106 208 574 SH   SOLE   102 0 472
AT&T INC COM 00206R102 383 13,316 SH   SOLE   13,316 0 0
BARRICK GOLD CORP COM 067901108 217 10,492 SH   SOLE   10,492 0 0
BEAM THERAPEUTICS INC COM 07373V105 626 4,867 SH   SOLE   4,414 0 453
BERKSHIRE HATHAWAY INC DEL CL A 084670108 419 1 SH   SOLE   1 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9,792 35,233 SH   SOLE   34,443 0 790
BEYOND MEAT INC COM 08862E109 267 1,696 SH   SOLE   93 0 1,603
BK OF AMERICA CORP COM 060505104 390 9,461 SH   SOLE   9,461 0 0
BLACK STONE MINERALS L P COM UNIT 09225M101 1,009 93,831 SH   SOLE   39,767 0 54,064
BLACKROCK 2022 GBL INCM OPP COM 09258P104 538 57,998 SH   SOLE   57,998 0 0
BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 1,188 103,730 SH   SOLE   103,730 0 0
BLACKROCK FLOATING RATE INCO COM 09255X100 251 18,970 SH   SOLE   18,970 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 649 41,466 SH   SOLE   41,466 0 0
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 513 34,751 SH   SOLE   23,141 0 11,610
BLACKROCK MUNIYIELD CALIF QU COM 09254N103 236 14,961 SH   SOLE   14,961 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103 577 38,844 SH   SOLE   38,844 0 0
BLACKSTONE GROUP INC COM 09260D107 6,089 62,685 SH   SOLE   61,248 0 1,437
BLACKSTONE LONG SHORT CR INC COM SHS BN INT 09257D102 194 12,845 SH   SOLE   12,845 0 0
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 1,738 124,748 SH   SOLE   124,748 0 0
BLUE OWL CAPITAL INC COM CL A 09581B103 1,406 109,190 SH   SOLE   109,190 0 0
BOEING CO COM 097023105 242 1,011 SH   SOLE   1,011 0 0
BRANDYWINEGBL GBL INCM OPP F COM 10537L104 869 68,936 SH   SOLE   68,936 0 0
BRIDGEBIO PHARMA INC COM 10806X102 338 5,539 SH   SOLE   5,539 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 3,685 55,144 SH   SOLE   53,850 0 1,294
CHEVRON CORP NEW COM 166764100 638 6,092 SH   SOLE   5,982 0 110
CHUBB LIMITED COM H1467J104 269 1,694 SH   SOLE   1,694 0 0
COCA COLA CO COM 191216100 880 16,256 SH   SOLE   16,193 0 63
COMCAST CORP NEW CL A 20030N101 578 10,138 SH   SOLE   9,577 0 561
COUPANG INC CL A 22266T109 1,228 29,365 SH   SOLE   29,365 0 0
DIGITALBRIDGE GROUP INC CL A COM 25401T108 622 78,785 SH   SOLE   78,785 0 0
DISNEY WALT CO COM 254687106 6,279 35,722 SH   SOLE   34,350 0 1,372
DOUBLELINE INCOME SOLUTIONS COM 258622109 1,357 74,993 SH   SOLE   74,993 0 0
DOUBLELINE OPPORTUNISTIC CR COM 258623107 4,206 209,649 SH   SOLE   209,649 0 0
DOUBLELINE YIELD OPPORTUNITI COM 25862D105 3,103 155,159 SH   SOLE   150,159 0 5,000
DOW INC COM 260557103 294 4,650 SH   SOLE   4,503 0 147
DUKE ENERGY CORP NEW COM NEW 26441C204 590 5,973 SH   SOLE   5,965 0 8
DYNEX CAP INC COM 26817Q886 788 42,214 SH   SOLE   42,214 0 0
ENERGY RECOVERY INC COM 29270J100 1,917 84,150 SH   SOLE   84,150 0 0
ENERGY TRANSFER L P COM UT LTD PTN 29273V100 133 12,534 SH   SOLE   12,534 0 0
EQUINIX INC COM 29444U700 838 1,044 SH   SOLE   931 0 113
EQUITY LIFESTYLE PPTYS INC COM 29472R108 665 8,946 SH   SOLE   8,946 0 0
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 15 733 SH   SOLE   733 0 0
ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 294 4,204 SH   SOLE   4,204 0 0
EXACT SCIENCES CORP COM 30063P105 217 1,747 SH   SOLE   298 0 1,449
EXXON MOBIL CORP COM 30231G102 307 4,869 SH   SOLE   2,734 0 2,135
FACEBOOK INC CL A 30303M102 5,524 15,888 SH   SOLE   15,253 0 635
FIRST CTZNS BANCSHARES INC N CL A 31946M103 5,246 6,300 SH   SOLE   6,085 0 215
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 244 4,556 SH   SOLE   4,556 0 0
FIVE BELOW INC COM 33829M101 200 1,033 SH   SOLE   384 0 649
FLOTEK INDS INC DEL COM 343389102 241 139,200 SH   SOLE   139,200 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 394 8,514 SH   SOLE   8,514 0 0
GENERAL MLS INC COM 370334104 245 4,022 SH   SOLE   22 0 4,000
GERON CORP COM 374163103 14 10,000 SH   SOLE   10,000 0 0
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 2,390 27,780 SH   SOLE   22,100 0 5,680
GOLUB CAP BDC INC COM 38173M102 801 51,938 SH   SOLE   51,938 0 0
GREAT AJAX CORP COM 38983D300 4,107 316,401 SH   SOLE   316,401 0 0
HOME DEPOT INC COM 437076102 9,085 28,491 SH   SOLE   27,874 0 617
INSEEGO CORP COM 45782B104 789 78,202 SH   SOLE   78,202 0 0
INTEL CORP COM 458140100 406 7,225 SH   SOLE   7,225 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 3,611 30,424 SH   SOLE   29,524 0 900
INTERNATIONAL BUSINESS MACHS COM 459200101 279 1,905 SH   SOLE   415 0 1,490
INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 476 18,082 SH   SOLE   17,801 0 281
INVESCO QUALITY MUN INCOME T COM 46133G107 263 19,455 SH   SOLE   19,455 0 0
INVESCO VALUE MUN INCOME TR COM 46132P108 856 51,902 SH   SOLE   51,902 0 0
INVITATION HOMES INC COM 46187W107 2,045 54,834 SH   SOLE   54,834 0 0
ISHARES GOLD TR ISHARES NEW 464285204 664 19,691 SH   SOLE   19,691 0 0
ISHARES TR CORE S&P TTL STK 464287150 10,534 106,666 SH   SOLE   106,082 0 584
ISHARES TR SELECT DIVID ETF 464287168 15 131 SH   SOLE   131 0 0
ISHARES TR CORE S&P500 ETF 464287200 2,380 5,537 SH   SOLE   5,537 0 0
ISHARES TR CORE US AGGBD ET 464287226 493 4,279 SH   SOLE   4,279 0 0
ISHARES TR MSCI EAFE ETF 464287465 5 63 SH   SOLE   63 0 0
ISHARES TR CORE S&P MCP ETF 464287507 138 512 SH   SOLE   512 0 0
ISHARES TR ISHARES BIOTECH 464287556 49 297 SH   SOLE   297 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 141 451 SH   SOLE   451 0 0
ISHARES TR CORE S&P US VLU 464287663 6,300 87,542 SH   SOLE   87,542 0 0
ISHARES TR U.S. TECH ETF 464287721 252 2,540 SH   SOLE   2,540 0 0
ISHARES TR US HLTHCARE ETF 464287762 41 150 SH   SOLE   150 0 0
ISHARES TR CORE S&P SCP ETF 464287804 2,205 19,519 SH   SOLE   19,519 0 0
ISHARES TR GL CLEAN ENE ETF 464288224 10 414 SH   SOLE   414 0 0
ISHARES TR ISHS 5-10YR INVT 464288638 2,565 42,385 SH   SOLE   42,248 0 137
ISHARES TR ISHS 1-5YR INVS 464288646 161 2,933 SH   SOLE   2,933 0 0
ISHARES TR MSCI USA ESG SLC 464288802 416 4,358 SH   SOLE   4,358 0 0
ISHARES TR MSCI CHINA ETF 46429B671 142 1,718 SH   SOLE   1,718 0 0
ISHARES TR MSCI USA MIN VOL 46429B697 18,248 247,904 SH   SOLE   240,776 0 7,128
ISHARES TR MORTGE REL ETF 46435G342 614 16,533 SH   SOLE   16,533 0 0
IVERIC BIO INC COM 46583P102 74 11,805 SH   SOLE   11,805 0 0
J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 15,253 300,607 SH   SOLE   178,045 0 122,562
JOHNSON & JOHNSON COM 478160104 6,328 38,411 SH   SOLE   34,874 0 3,537
JPMORGAN CHASE & CO COM 46625H100 5,936 38,163 SH   SOLE   37,198 0 965
KKR & CO INC COM 48251W104 356 6,003 SH   SOLE   6,003 0 0
LOCKHEED MARTIN CORP COM 539830109 286 756 SH   SOLE   756 0 0
LYFT INC CL A COM 55087P104 231 3,821 SH   SOLE   660 0 3,161
MAIDEN HOLDINGS LTD SHS G5753U112 39 11,662 SH   SOLE   11,662 0 0
MARTIN MARIETTA MATLS INC COM 573284106 2,254 6,407 SH   SOLE   6,231 0 176
MCDONALDS CORP COM 580135101 669 2,898 SH   SOLE   2,898 0 0
MEDTRONIC PLC SHS G5960L103 740 5,965 SH   SOLE   5,882 0 83
MERCK & CO INC COM 58933Y105 822 10,575 SH   SOLE   10,542 0 33
MFA FINL INC COM 55272X102 1,539 335,352 SH   SOLE   335,352 0 0
MGM RESORTS INTERNATIONAL COM 552953101 445 10,426 SH   SOLE   10,277 0 149
MICROSOFT CORP COM 594918104 15,042 55,527 SH   SOLE   54,213 0 1,314
NEW YORK MTG TR INC COM PAR $.02 649604501 355 79,397 SH   SOLE   79,397 0 0
NEXTERA ENERGY INC COM 65339F101 605 8,253 SH   SOLE   8,253 0 0
NIKE INC CL B 654106103 603 3,900 SH   SOLE   3,857 0 43
NUTANIX INC CL A 67059N108 247 6,467 SH   SOLE   829 0 5,638
NUVEEN AMT FREE QLTY MUN INC COM 670657105 1,179 75,065 SH   SOLE   68,565 0 6,500
NUVEEN ARIZONA QLTY MUN INC COM 67061W104 559 34,541 SH   SOLE   26,728 0 7,813
NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 122 12,513 SH   SOLE   12,513 0 0
NUVEEN MORTGAGE AND INCOME F COM 670735109 1,294 61,920 SH   SOLE   61,920 0 0
NUVEEN MUN HIGH INCOME OPPOR COM 670682103 397 25,812 SH   SOLE   14,750 0 11,062
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 494 31,688 SH   SOLE   31,688 0 0
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 936 65,934 SH   SOLE   46,400 0 19,534
NUVEEN PFD & INCM SECURTIES COM 67072C105 122 12,233 SH   SOLE   12,233 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 969 60,525 SH   SOLE   49,479 0 11,046
NVIDIA CORPORATION COM 67066G104 630 788 SH   SOLE   788 0 0
PALO ALTO NETWORKS INC COM 697435105 261 704 SH   SOLE   135 0 569
PAYPAL HLDGS INC COM 70450Y103 613 2,103 SH   SOLE   2,066 0 37
PENNYMAC MTG INVT TR COM 70931T103 610 28,955 SH   SOLE   28,955 0 0
PEPSICO INC COM 713448108 3,151 21,263 SH   SOLE   20,495 0 768
PFIZER INC COM 717081103 1,461 37,310 SH   SOLE   28,140 0 9,170
PHILIP MORRIS INTL INC COM 718172109 415 4,185 SH   SOLE   4,156 0 29
PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 69355M107 4,170 179,891 SH   SOLE   171,645 0 8,246
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 10,441 102,397 SH   SOLE   102,397 0 0
PROCTER AND GAMBLE CO COM 742718109 624 4,622 SH   SOLE   4,622 0 0
QUALCOMM INC COM 747525103 247 1,726 SH   SOLE   1,726 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 4,487 52,598 SH   SOLE   51,126 0 1,472
READY CAPITAL CORP COM 75574U101 208 13,120 SH   SOLE   13,120 0 0
REGENERON PHARMACEUTICALS COM 75886F107 3,465 6,204 SH   SOLE   5,981 0 223
REGENERON PHARMACEUTICALS COM 75886F107 112 200 SH Call SOLE   200 0 0
RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 1,203 51,974 SH   SOLE   28,925 0 23,049
SABA CAPITAL INCOME & OPRNT SHARES 78518H103 229 48,726 SH   SOLE   48,726 0 0
SCHWAB CHARLES CORP COM 808513105 224 3,072 SH   SOLE   797 0 2,275
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2,223 21,382 SH   SOLE   21,382 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 206 2,632 SH   SOLE   2,632 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 433 4,155 SH   SOLE   4,155 0 0
SEAGEN INC COM 81181C104 3,170 20,080 SH   SOLE   19,584 0 496
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 252 2,002 SH   SOLE   2,002 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 5 90 SH   SOLE   90 0 0
SERVICENOW INC COM 81762P102 3,343 6,084 SH   SOLE   5,802 0 282
SHERWIN WILLIAMS CO COM 824348106 4,667 17,129 SH   SOLE   16,583 0 546
SHOPIFY INC CL A 82509L107 1,040 712 SH   SOLE   687 0 25
SNOWFLAKE INC CL A 833445109 2,734 11,307 SH   SOLE   10,863 0 444
SPDR GOLD TR GOLD SHS 78463V107 1,043 6,296 SH   SOLE   6,296 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,412 7,971 SH   SOLE   7,971 0 0
SPLUNK INC COM 848637104 229 1,587 SH   SOLE   16 0 1,571
SQUARE INC CL A 852234103 6,377 26,157 SH   SOLE   24,713 0 1,444
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 435 8,989 SH   SOLE   8,989 0 0
STITCH FIX INC COM CL A 860897107 271 4,494 SH   SOLE   1,300 0 3,194
STRYKER CORPORATION COM 863667101 781 3,007 SH   SOLE   3,007 0 0
SUN CMNTYS INC COM 866674104 1,829 10,669 SH   SOLE   10,669 0 0
TARGET CORP COM 87612E106 1,294 5,354 SH   SOLE   5,354 0 0
TCW STRATEGIC INCOME FD INC COM 872340104 1,415 238,966 SH   SOLE   238,966 0 0
TESLA INC COM 88160R101 475 699 SH   SOLE   699 0 0
TPG RE FIN TR INC COM 87266M107 361 26,843 SH   SOLE   26,843 0 0
TWILIO INC CL A 90138F102 504 1,278 SH   SOLE   1,278 0 0
TWITTER INC COM 90184L102 327 4,756 SH   SOLE   1,450 0 3,306
UIPATH INC CL A 90364P105 2,662 39,183 SH   SOLE   38,219 0 964
ULTA BEAUTY INC COM 90384S303 237 686 SH   SOLE   129 0 557
UNION PAC CORP COM 907818108 497 2,262 SH   SOLE   2,262 0 0
UNITEDHEALTH GROUP INC COM 91324P102 482 1,204 SH   SOLE   1,092 0 112
US BANCORP DEL COM NEW 902973304 688 12,081 SH   SOLE   12,004 0 77
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 23 58 SH   SOLE   58 0 0
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 338 1,430 SH   SOLE   1,430 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 432 1,940 SH   SOLE   1,940 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4,064 49,130 SH   SOLE   46,789 0 2,341
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 10,782 69,654 SH   SOLE   64,058 0 5,596
VANGUARD WORLD FDS ENERGY ETF 92204A306 5 65 SH   SOLE   65 0 0
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 293 1,184 SH   SOLE   1,184 0 0
VEEVA SYS INC CL A COM 922475108 201 648 SH   SOLE   615 0 33
VERIZON COMMUNICATIONS INC COM 92343V104 3,684 65,750 SH   SOLE   62,977 0 2,773
VERTEX PHARMACEUTICALS INC COM 92532F100 1,972 9,781 SH   SOLE   9,341 0 440
VISA INC COM CL A 92826C839 6,087 26,033 SH   SOLE   25,168 0 865
VROOM INC COM 92918V109 296 7,061 SH   SOLE   2,778 0 4,283
WALMART INC COM 931142103 5,719 40,558 SH   SOLE   39,244 0 1,314
WESTERN ASSET MTG DEFINED OP COM 95790B109 1,263 81,000 SH   SOLE   81,000 0 0
XYLEM INC COM 98419M100 319 2,660 SH   SOLE   2,660 0 0