The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADS A | 90138A103 | 4,709 | 205,187 | SH | SOLE | 205,187 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 201 | 643 | SH | SOLE | 533 | 0 | 110 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,080 | 67,487 | SH | SOLE | 12,273 | 0 | 55,214 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 895 | 83,608 | SH | SOLE | 14,128 | 0 | 69,480 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 565 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 1,076 | 6,345 | SH | SOLE | 1,289 | 0 | 5,056 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 213 | 790 | SH | SOLE | 790 | 0 | 0 | ||
ANTERO MIDSTREAM CORP | COM | 03676B102 | 5,196 | 500,087 | SH | DFND | 1 2 | 499,633 | 0 | 454 | |
ARRAY TECHNOLOGIES INC | COM SHS | 04271T100 | 1,626 | 104,226 | SH | SOLE | 102,692 | 0 | 1,534 | ||
ATLANTICA SUSTAINABLE INFR P | SHS | G0751N103 | 24,778 | 665,717 | SH | DFND | 1 | 665,717 | 0 | 0 | |
AZURE PWR GLOBAL LTD | SHS | V0393H103 | 4,037 | 149,968 | SH | SOLE | 149,968 | 0 | 0 | ||
BANDWIDTH INC | COM CL A | 05988J103 | 210 | 1,519 | SH | SOLE | 1,077 | 0 | 442 | ||
BLOOM ENERGY CORP | COM CL A | 093712107 | 2,239 | 83,334 | SH | SOLE | 83,334 | 0 | 0 | ||
BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 | 1,692 | 40,352 | SH | SOLE | 40,352 | 0 | 0 | ||
CABOT OIL & GAS CORP | COM | 127097103 | 1,135 | 65,028 | SH | SOLE | 65,028 | 0 | 0 | ||
CHARGEPOINT HOLDINGS INC | COM CL A | 15961R105 | 647 | 18,616 | SH | SOLE | 18,616 | 0 | 0 | ||
CHART INDS INC | COM | 16115Q308 | 294 | 2,006 | SH | SOLE | 1,519 | 0 | 487 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 35,059 | 404,184 | SH | DFND | 1 2 | 403,459 | 0 | 725 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 2,169 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 204409601 | 1,420 | 596,772 | SH | SOLE | 596,772 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL C | 18539C204 | 23,427 | 884,691 | SH | DFND | 1 2 | 884,441 | 0 | 250 | |
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 792 | 107,081 | SH | SOLE | 107,081 | 0 | 0 | ||
CONTANGO OIL & GAS CO | COM NEW | 21075N204 | 894 | 206,976 | SH | SOLE | 206,976 | 0 | 0 | ||
CORESITE RLTY CORP | COM | 21870Q105 | 9,052 | 67,250 | SH | SOLE | 67,250 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 11,243 | 375,017 | SH | DFND | 1 | 375,017 | 0 | 0 | |
CSX CORP | COM | 126408103 | 1,002 | 31,246 | SH | SOLE | 31,246 | 0 | 0 | ||
CYRUSONE INC | COM | 23283R100 | 2,897 | 40,500 | SH | SOLE | 40,500 | 0 | 0 | ||
CYTOSORBENTS CORP | COM NEW | 23283X206 | 900 | 119,181 | SH | SOLE | 21,447 | 0 | 97,734 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 1,921 | 28,460 | SH | SOLE | 28,460 | 0 | 0 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 20,900 | 681,011 | SH | DFND | 1 2 | 680,246 | 0 | 765 | |
DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 24664T103 | 3,153 | 75,147 | SH | SOLE | 75,147 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 3,232 | 21,479 | SH | SOLE | 21,479 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 1,711 | 23,260 | SH | SOLE | 23,260 | 0 | 0 | ||
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 2,637 | 289,475 | SH | DFND | 2 | 288,450 | 0 | 1,025 | |
ENBRIDGE INC | COM | 29250N105 | 52,227 | 1,304,381 | SH | DFND | 1 2 | 1,303,386 | 0 | 995 | |
ENBRIDGE INC | COM | 29250N105 | 4,004 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 117 | 16,241 | SH | SOLE | 16,241 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 76,420 | 7,189,046 | SH | DFND | 1 2 | 7,181,762 | 0 | 7,284 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 13,256 | 2,074,463 | SH | DFND | 1 2 | 2,072,763 | 0 | 1,700 | |
ENPHASE ENERGY INC | COM | 29355A107 | 3,353 | 18,258 | SH | SOLE | 18,258 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 46,467 | 1,925,699 | SH | DFND | 1 2 | 1,923,199 | 0 | 2,500 | |
EQUINIX INC | COM | 29444U700 | 1,605 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 26,881 | 3,158,761 | SH | DFND | 1 2 | 3,154,183 | 0 | 4,578 | |
EVERBRIDGE INC | COM | 29978A104 | 1,021 | 7,501 | SH | SOLE | 1,332 | 0 | 6,169 | ||
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 589 | 17,428 | SH | SOLE | 16,078 | 0 | 1,350 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 881 | 7,087 | SH | SOLE | 1,260 | 0 | 5,827 | ||
FLEXION THERAPEUTICS INC | COM | 33938J106 | 171 | 20,835 | SH | SOLE | 17,178 | 0 | 3,657 | ||
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 3,163 | 40,297 | SH | SOLE | 40,297 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 3,703 | 318,975 | SH | DFND | 2 | 318,125 | 0 | 850 | |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 4,644 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
GOODRICH PETE CORP | COM PAR | 382410843 | 855 | 57,298 | SH | SOLE | 57,298 | 0 | 0 | ||
GREEN PLAINS PARTNERS LP | COM REP PTR IN | 393221106 | 336 | 26,225 | SH | SOLE | 26,225 | 0 | 0 | ||
GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 306 | 1,654 | SH | SOLE | 1,654 | 0 | 0 | ||
GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 400506101 | 2,005 | 18,757 | SH | SOLE | 18,757 | 0 | 0 | ||
HESS MIDSTREAM LP | CL A SHS | 428103105 | 26,952 | 1,067,422 | SH | DFND | 1 2 | 1,067,057 | 0 | 365 | |
HOLLY ENERGY PARTNERS L P | COM UT LTD PTN | 435763107 | 345 | 15,244 | SH | SOLE | 15,244 | 0 | 0 | ||
HUBSPOT INC | COM | 443573100 | 1,464 | 2,513 | SH | SOLE | 414 | 0 | 2,099 | ||
INGEVITY CORP | COM | 45688C107 | 1,191 | 14,638 | SH | SOLE | 2,479 | 0 | 12,159 | ||
INTRA-CELLULAR THERAPIES INC | COM | 46116X101 | 309 | 7,570 | SH | SOLE | 5,623 | 0 | 1,947 | ||
ITRON INC | COM | 465741106 | 1,231 | 12,317 | SH | SOLE | 12,317 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 36,586 | 2,006,923 | SH | DFND | 1 2 | 2,004,913 | 0 | 2,010 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 1,458 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
KORNIT DIGITAL LTD | SHS | M6372Q113 | 941 | 7,572 | SH | SOLE | 1,914 | 0 | 5,658 | ||
LAREDO PETROLEUM INC | COM | 516806205 | 1,004 | 10,816 | SH | SOLE | 10,816 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 26,722 | 546,350 | SH | DFND | 1 2 | 545,665 | 0 | 685 | |
MARATHON PETE CORP | COM | 56585A102 | 20,988 | 347,375 | SH | DFND | 1 2 | 347,080 | 0 | 295 | |
MEDALLIA INC | COM | 584021109 | 218 | 6,458 | SH | SOLE | 5,835 | 0 | 623 | ||
MICROSOFT CORP | COM | 594918104 | 314 | 1,158 | SH | SOLE | 1,158 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 1,481 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 51,143 | 1,727,234 | SH | DFND | 1 2 | 1,724,994 | 0 | 2,240 | |
NEW FORTRESS ENERGY INC | COM CL A | 644393100 | 380 | 10,022 | SH | SOLE | 10,022 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 5,235 | 71,441 | SH | SOLE | 71,441 | 0 | 0 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 41,465 | 543,016 | SH | DFND | 1 2 | 542,646 | 0 | 370 | |
NIO INC | SPON ADS | 62914V106 | 773 | 14,523 | SH | SOLE | 14,523 | 0 | 0 | ||
NIU TECHNOLOGIES | ADS | 65481N100 | 473 | 14,491 | SH | SOLE | 13,584 | 0 | 907 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 4,057 | 15,287 | SH | SOLE | 15,287 | 0 | 0 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 3,610 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
OASIS MIDSTREAM PARTNERS LP | COM UNITS REPS | 67420T206 | 6,920 | 295,086 | SH | SOLE | 295,086 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 40,065 | 720,073 | SH | DFND | 1 2 | 719,278 | 0 | 795 | |
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 300 | 20,160 | SH | SOLE | 20,160 | 0 | 0 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 49,287 | 1,551,360 | SH | DFND | 1 2 | 1,550,205 | 0 | 1,155 | |
PHILLIPS 66 | COM | 718546104 | 3,285 | 38,273 | SH | SOLE | 38,273 | 0 | 0 | ||
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 3,745 | 94,900 | SH | DFND | 2 | 94,660 | 0 | 240 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 842 | 74,124 | SH | DFND | 2 | 70,834 | 0 | 3,290 | |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 4,776 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 58,355 | 4,887,361 | SH | DFND | 1 2 | 4,884,096 | 0 | 3,265 | |
PLANET FITNESS INC | CL A | 72703H101 | 975 | 12,959 | SH | SOLE | 2,466 | 0 | 10,493 | ||
PLUG POWER INC | COM NEW | 72919P202 | 2,854 | 83,470 | SH | SOLE | 83,470 | 0 | 0 | ||
PORTLAND GEN ELEC CO | COM NEW | 736508847 | 3,917 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
QTS RLTY TR INC | COM CL A | 74736A103 | 2,319 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 1,126 | 11,899 | SH | SOLE | 1,767 | 0 | 10,132 | ||
RATTLER MIDSTREAM LP | COM UNITS | 75419T103 | 19,436 | 1,779,850 | SH | DFND | 1 | 1,779,850 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 871 | 2,998 | SH | SOLE | 649 | 0 | 2,349 | ||
ROYAL DUTCH SHELL PLC | CALL | 780259906 | 2,020 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
SABRE CORP | COM | 78573M104 | 1,165 | 93,336 | SH | SOLE | 93,336 | 0 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 5,418 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 2,323 | 157,281 | SH | DFND | 2 | 156,736 | 0 | 545 | |
SMARTSHEET INC | COM CL A | 83200N103 | 1,088 | 15,038 | SH | SOLE | 2,792 | 0 | 12,246 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 5,438 | 19,678 | SH | SOLE | 19,678 | 0 | 0 | ||
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 2,262 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 4,637 | 83,139 | SH | SOLE | 83,139 | 0 | 0 | ||
SVB FINANCIAL GROUP | COM | 78486Q101 | 1,143 | 2,054 | SH | SOLE | 402 | 0 | 1,652 | ||
TARGA RES CORP | COM | 87612G101 | 59,346 | 1,335,111 | SH | DFND | 1 2 | 1,333,281 | 0 | 1,830 | |
TC ENERGY CORP | COM | 87807B107 | 45,259 | 913,944 | SH | DFND | 1 2 | 913,309 | 0 | 635 | |
TELLURIAN INC NEW | COM | 87968A104 | 2,790 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 379 | 557 | SH | SOLE | 557 | 0 | 0 | ||
TPI COMPOSITES INC | COM | 87266J104 | 2,122 | 43,833 | SH | SOLE | 43,078 | 0 | 755 | ||
UNION PAC CORP | COM | 907818108 | 4,802 | 21,834 | SH | SOLE | 21,834 | 0 | 0 | ||
VIEW INC | COM CL A | 92671V106 | 1,044 | 123,166 | SH | SOLE | 24,307 | 0 | 98,859 | ||
VISTRA CORP | COM | 92840M102 | 1,391 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 6,424 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 21,101 | 985,118 | SH | DFND | 1 2 | 984,618 | 0 | 500 | |
WILLIAMS COS INC | COM | 969457100 | 42,885 | 1,615,248 | SH | DFND | 1 2 | 1,613,667 | 0 | 1,581 |