SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Miller Simon

(Last) (First) (Middle)
C/O EQUINIX, INC.
ONE LAGOON DRIVE

(Street)
REDWOOD CITY CA 94065

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EQUINIX INC [ EQIX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/01/2021 M 226 A $0 2,539 D
Common Stock 09/01/2021 M 86 A $0 2,625 D
Common Stock 09/01/2021 M 242 A $0 2,867 D
Common Stock 09/01/2021 M 272 A $0 3,139 D
Common Stock 09/01/2021 M 279 A $0 3,418 D
Common Stock 09/02/2021 S 4 D $852.5974(1) 3,414 D
Common Stock 09/02/2021 S 9 D $853.7107(2) 3,405 D
Common Stock 09/02/2021 S 17 D $855.0182(3) 3,388 D
Common Stock 09/02/2021 S 24 D $855.9316(4) 3,364 D
Common Stock 09/02/2021 S 40 D $856.9387(5) 3,324 D
Common Stock 09/02/2021 S 29 D $857.8816(6) 3,295 D
Common Stock 09/02/2021 S 28 D $858.9799(7) 3,267 D
Common Stock 09/02/2021 S 42 D $859.9936(8) 3,225 D
Common Stock 09/02/2021 S 31 D $860.9198(9) 3,194 D
Common Stock 09/02/2021 S 23 D $862.1415(10) 3,171 D
Common Stock 09/02/2021 S 36 D $863.1277(11) 3,135 D
Common Stock 09/02/2021 S 75 D $864.1669(12) 3,060 D
Common Stock 09/02/2021 S 61 D $865.0686(13) 2,999 D
Common Stock 09/02/2021 S 62 D $866.1402(14) 2,937 D
Common Stock 09/02/2021 S 22 D $867.0685(15) 2,915 D
Common Stock 09/02/2021 S 26 D $868.0286(16) 2,889 D
Common Stock 09/02/2021 S 9 D $869.5975(17) 2,880 D
Common Stock 09/02/2021 S 4 D $870.4362(18) 2,876 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0 09/01/2021 M 226 (19) (20) Common Stock 226 $0 226 D
Restricted Stock Unit $0 09/01/2021 M 86 (21) (20) Common Stock 86 $0 172 D
Restricted Stock Unit $0 09/01/2021 M 242 (22) (20) Common Stock 242 $0 725 D
Restricted Stock Units $0 09/01/2021 M 272 (23) (20) Common Stock 272 $0 816 D
Restricted Stock Units $0 09/01/2021 M 279 (24) (20) Common Stock 279 $0 1,390 D
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $852.16 to $853.01, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 18 to this Form 4.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $853.36 to $854.16 inclusive.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $854.41 to $855.39 inclusive.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $855.43 to $856.42 inclusive.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $856.43 to $857.42 inclusive.
6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $857.43 to $858.38 inclusive.
7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $858.465 to $859.45 inclusive.
8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $859.475 to $860.47 inclusive.
9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $860.48 to $861.465 inclusive.
10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $861.495 to $862.49 inclusive.
11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $862.57 to $863.57 inclusive.
12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $863.63 to $864.63 inclusive.
13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $864.64 to $865.57 inclusive.
14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $865.65 to $866.63 inclusive.
15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $866.66 to $867.425 inclusive.
16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $867.68 to $868.59 inclusive.
17. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $869.28 to $870.27 inclusive.
18. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $870.35 to $871.12 inclusive.
19. 226 shares (12.5% of the total shares awarded) scheduled to vest on March 1, 2019 and an additional 12.5% each 6 months thereafter until fully vested, subject solely to continued service.
20. Restricted stock unit award expires upon reporting person's termination of service.
21. 87 shares (12.5% of the total shares awarded) scheduled to vest on March 1, 2019 and an additional 12.5% each 6 months thereafter until fully vested, subject solely to continued service.
22. 242 shares (12.5% of the total shares awarded) Vested on March 2, 2020 and an additional 12.5% each 6 months thereafter until fully vested, subject solely to continued service.
23. Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 16.67% of the RSUs vesting on September 1, 2020 and an additional 16.67% of the RSUs vesting every 6 months thereafter until fully vested.
24. Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 16.67% of the RSUs vesting on September 1, 2021 and an additional 16.67% of the RSUs vesting every 6 months thereafter until fully vested.
/s/ Samantha Lagocki, POA 09/03/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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