The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 3,885 19,559 SH   DFND 1 0 19,559 0
3M CO COM 88579Y101 240 1,225 SH   DFND 3 0 1,225 0
ABBOTT LABS COM 002824100 3,355 28,620 SH   DFND 3 0 28,620 0
ABBVIE INC COM 00287Y109 404 3,600 SH   DFND 3 0 3,600 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4,556 15,383 SH   DFND 3 0 15,383 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 3,897 6,655 SH   DFND 1 0 6,655 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 1,128 1,910 SH   DFND 3 0 1,910 0
ADVANCED EMISSIONS SOLUTIONS COM 00770C101 690 100,000 SH   DFND 3 0 100,000 0
AGILENT TECHNOLOGIES INC COM 00846U101 1,116 7,500 SH   DFND 3 0 7,500 0
AGNICO EAGLE MINES LTD COM 008474108 1,304 14,020 SH   DFND 3 0 14,020 0
ALAMO GROUP INC COM 011311107 334 2,200 SH   DFND 3 0 2,200 0
ALBEMARLE CORP COM 012653101 390 2,317 SH   DFND   0 2,317 0
ALCON AG ORD SHS H01301128 1,827 26,100 SH   DFND 1 0 26,100 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4,332 18,910 SH   DFND 3 0 18,910 0
ALPHABET INC CAP STK CL A 02079K305 4,151 1,700 SH   DFND   0 1,700 0
ALPHABET INC CAP STK CL A 02079K305 2,212 906 SH   DFND 1 0 906 0
ALPHABET INC CAP STK CL C 02079K107 5,306 2,117 SH   DFND 1 0 2,117 0
ALPHABET INC CAP STK CL A 02079K305 9,488 3,880 SH   DFND 3 0 3,880 0
ALPHABET INC CAP STK CL C 02079K107 570 226 SH   DFND 3 0 226 0
ALTERYX INC NOTE 0.500% 8/0 02156BAD5 5,365 5,572,000 SH   DFND 3 0 5,572,000 0
ALTRIA GROUP INC COM 02209S103 234 5,000 SH   DFND 3 0 5,000 0
AMAZON COM INC COM 023135106 8,091 2,347 SH   DFND 3 0 2,347 0
AMBRX BIOPHARMA INC SPONSORED ADS 02290A102 37,879 1,932,591 SH   DFND 2 0 1,932,591 0
AMERICAN TOWER CORP NEW COM 03027X100 857 3,141 SH   DFND 3 0 3,141 0
AMERICAN WELL CORP CL A 03044L105 25,547 2,030,767 SH   DFND   0 2,030,767 0
AMGEN INC COM 031162100 273 1,125 SH   DFND 3 0 1,125 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 94,247 18,407,656 SH   DFND   0 18,407,656 0
AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 15,942 3,113,645 SH   DFND 2 0 3,113,645 0
AMPHENOL CORP NEW CL A 032095101 959 14,000 SH   DFND 3 0 14,000 0
ANALOG DEVICES INC COM 032654105 2,273 13,200 SH   DFND 1 0 13,200 0
ANALOG DEVICES INC COM 032654105 3,008 17,470 SH   DFND   0 17,470 0
ANGLOGOLD ASHANTI LIMITED SPONSORED ADR 035128206 367 20,000 SH   DFND 3 0 20,000 0
APPLE INC COM 037833100 3,761 27,460 SH   DFND 1 0 27,460 0
APPLE INC COM 037833100 2,575 18,890 SH   DFND 3 0 18,890 0
BALL CORP COM 058498106 907 11,110 SH   DFND 3 0 11,110 0
BARRICK GOLD CORP COM 067901108 3,548 119,560 SH   DFND 3 0 119,560 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,668 4 SH   DFND 3 0 4 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5,689 20,595 SH   DFND 3 0 20,595 0
BEST INC SPONSORED ADS 08653C106 11,663 6,552,117 SH   DFND   0 6,552,117 0
BIONTECH SE SPONSORED ADS 09075V102 353,904 1,580,777 SH   DFND 2 0 1,580,777 0
BLACKROCK INC COM 09247X101 3,901 4,465 SH   DFND 3 0 4,465 0
BOEING CO COM 097023105 556 2,360 SH   DFND 3 0 2,360 0
BOOKING HOLDINGS INC COM 09857L108 1,368 630 SH   DFND 3 0 630 0
BOOKING HOLDINGS INC NOTE 0.750% 5/0 ADDED 09857LAN8 26,537 18,752,000 SH   DFND 3 0 18,752,000 0
BOSTON BEER INC CL A 100557107 828 800 SH   DFND 3 0 800 0
BOSTON SCIENTIFIC CORP COM 101137107 889 20,565 SH   DFND 3 0 20,565 0
BURLINGTON STORES INC COM 122017106 564 1,771 SH   DFND 3 0 1,771 0
BUTTERFLY NETWORK INC COM CL A 124155102 155,177 10,716,630 SH   DFND 2 0 10,716,630 0
CARNIVAL PLC ADR 14365C103 546 24,000 SH   DFND 3 0 24,000 0
CARRIAGE SVCS INC COM 143905107 257 7,000 SH   DFND 3 0 7,000 0
CATERPILLAR INC COM 149123101 875 4,070 SH   DFND 3 0 4,070 0
CHECK CAP LTD SHS M2361E203 163 127,559 SH   DFND 2 0 127,559 0
CHENIERE ENERGY INC COM NEW 16411R208 408 4,735 SH   DFND 3 0 4,735 0
CHINA INDEX HLDGS LTD SPNSRD ADS A 16954W101 3,243 1,613,208 SH   DFND 1 0 1,613,208 0
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 4,284 430,576 SH   DFND 4 0 430,576 0
CHUBB LIMITED COM H1467J104 205 1,295 SH   DFND 3 0 1,295 0
CINTAS CORP COM 172908105 641 1,675 SH   DFND 3 0 1,675 0
CISCO SYS INC COM 17275R102 1,096 20,700 SH   DFND 3 0 20,700 0
COCA COLA CO COM 191216100 3,966 73,299 SH   DFND 1 0 73,299 0
COCA COLA CO COM 191216100 540 10,000 SH   DFND 3 0 10,000 0
COGNEX CORP COM 192422103 209 2,500 SH   DFND 3 0 2,500 0
COLGATE PALMOLIVE CO COM 194162103 553 6,800 SH   DFND 3 0 6,800 0
COLONY CAPITAL INC NOTE 5.000% 4/1 19624RAA4 8,266 8,000,000 SH   DFND 1 0 8,000,000 0
COMPUTER TASK GROUP INC COM 205477102 459 47,808 SH   DFND 3 0 47,808 0
CONTRAFECT CORP COM NEW 212326300 3,280 745,385 SH   DFND 2 0 745,385 0
CUMMINS INC COM 231021106 839 3,500 SH   DFND 3 0 3,500 0
CYMABAY THERAPEUTICS INC COM 23257D103 807 185,000 SH   DFND   0 185,000 0
CYMABAY THERAPEUTICS INC COM 23257D103 342 78,529 SH   DFND 4 0 78,529 0
DANAHER CORPORATION COM 235851102 1,300 4,800 SH   DFND 3 0 4,800 0
DECKERS OUTDOOR CORP COM 243537107 1,148 3,000 SH   DFND 3 0 3,000 0
DEUTSCHE BANK A G NAMEN AKT D18190898 6,967 528,400 SH   DFND 3 0 528,400 0
DEXCOM INC NOTE 0.250%11/1 ADDED 252131AK3 13,329 12,712,000 SH   DFND 3 0 12,712,000 0
DIGITAL RLTY TR INC COM 253868103 213 1,400 SH   DFND 3 0 1,400 0
DISNEY WALT CO COM 254687106 854 4,910 SH   DFND 3 0 4,910 0
EDAP TMS S A SPONSORED ADR 268311107 1,151 164,484 SH   DFND 3 0 164,484 0
ELANCO ANIMAL HEALTH INC COM 28414H103 607 17,180 SH   DFND 3 0 17,180 0
ELECTRONIC ARTS INC COM 285512109 217 1,505 SH   DFND 3 0 1,505 0
EPAM SYS INC COM 29414B104 519 1,000 SH   DFND 3 0 1,000 0
EQUINIX INC COM 29444U700 321 400 SH   DFND 3 0 400 0
EXXON MOBIL CORP COM 30231G102 4,803 76,141 SH   DFND 1 0 76,141 0
EXXON MOBIL CORP COM 30231G102 645 10,300 SH   DFND 3 0 10,300 0
EZCORP INC CL A NON VTG 302301106 74 12,000 SH   DFND 3 0 12,000 0
FACEBOOK INC CL A 30303M102 4,467 12,695 SH   DFND 3 0 12,695 0
FANG HLDGS LTD ADR NEW 30711Y300 3,291 277,734 SH   DFND 1 0 277,734 0
FANG HLDGS LTD ADR NEW 30711Y300 603 50,886 SH   DFND   0 50,886 0
FIDELITY NATL INFORMATION SV COM 31620M106 876 6,172 SH   DFND 3 0 6,172 0
FISERV INC COM 337738108 2,928 27,395 SH   DFND 1 0 27,395 0
FISERV INC COM 337738108 2,710 25,350 SH   DFND   0 25,350 0
FOOT LOCKER INC COM 344849104 593 9,790 SH   DFND 3 0 9,790 0
FRANCO NEV CORP COM 351858105 4,420 19,900 SH   DFND 3 0 19,900 0
FRESHPET INC COM 358039105 295 1,800 SH   DFND 3 0 1,800 0
FTI CONSULTING INC COM 302941109 410 3,000 SH   DFND 3 0 3,000 0
GILEAD SCIENCES INC COM 375558103 2,279 33,098 SH   DFND 4 0 33,098 0
GILEAD SCIENCES INC COM 375558103 659 9,700 SH   DFND 3 0 9,700 0
GOLD RESOURCE CORP COM 38068T105 870 340,000 SH   DFND 3 0 340,000 0
GRAND CANYON ED INC COM 38526M106 345 3,800 SH   DFND 3 0 3,800 0
HDFC BANK LTD SPONSORED ADS 40415F101 4,060 55,020 SH   DFND 3 0 55,020 0
HOME DEPOT INC COM 437076102 468 1,470 SH   DFND 3 0 1,470 0
HONEYWELL INTL INC COM 438516106 828 3,835 SH   DFND 3 0 3,835 0
HSBC HLDGS PLC SPON ADR NEW 404280406 579 20,000 SH   DFND 3 0 20,000 0
HUAZHU GROUP LTD SPONSORED ADS 44332N106 1,802 33,900 SH   DFND   0 33,900 0
HUAZHU GROUP LTD NOTE 0.375%11/0 16949NAC3 3,140 2,500,000 SH   DFND 3 0 2,500,000 0
HUBSPOT INC NOTE 0.375% 6/0 ADDED 443573AD2 3,059 1,428,000 SH   DFND 3 0 1,428,000 0
IAMGOLD CORP COM 450913108 290 100,000 SH   DFND 3 0 100,000 0
ICF INTL INC COM 44925C103 431 4,900 SH   DFND 3 0 4,900 0
ILLINOIS TOOL WKS INC COM 452308109 212 950 SH   DFND 3 0 950 0
ILLUMINA INC NOTE 8/1 452327AK5 34,846 27,372,000 SH   DFND 3 0 27,372,000 0
INTEL CORP COM 458140100 4,298 76,552 SH   DFND 1 0 76,552 0
INTEL CORP COM 458140100 366 6,445 SH   DFND 3 0 6,445 0
INTERNATIONAL BUSINESS MACHS COM 459200101 582 4,000 SH   DFND 3 0 4,000 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2,271 15,200 SH   DFND 1 0 15,200 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2,991 20,020 SH   DFND   0 20,020 0
INTUIT COM 461202103 2,590 5,271 SH   DFND 3 0 5,271 0
INTUITIVE SURGICAL INC COM NEW 46120E602 608 660 SH   DFND 3 0 660 0
IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 371 400,000 SH   DFND 3 0 400,000 0
IROBOT CORP COM 462726100 397 4,200 SH   DFND 3 0 4,200 0
ISHARES TR MSCI EMG MKT ETF 464287234 220 3,997 SH   DFND 1 0 3,997 0
JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 3,557 3,200,000 SH   DFND 3 0 3,200,000 0
JD. COM INC SPON ADR CL A 47215P106 798 10,000 SH   DFND 3 0 10,000 0
JOHNSON & JOHNSON COM 478160104 3,935 23,886 SH   DFND 1 0 23,886 0
JOHNSON & JOHNSON COM 478160104 3,969 24,185 SH   DFND 3 0 24,185 0
JPMORGAN CHASE & CO COM 46625H100 610 3,960 SH   DFND 3 0 3,960 0
KILROY RLTY CORP COM 49427F108 216 3,100 SH   DFND 3 0 3,100 0
KINGSOFT CLOUD HLDGS LTD ADS 49639K101 1,157 33,050 SH   DFND   0 33,050 0
KINROSS GOLD CORP COM 496902404 314 50,000 SH   DFND 3 0 50,000 0
KRAFT HEINZ CO COM 500754106 406 10,000 SH   DFND 3 0 10,000 0
KULICKE & SOFFA INDS INC COM 501242101 245 4,000 SH   DFND 3 0 4,000 0
LAKELAND INDS INC COM 511795106 261 11,700 SH   DFND 3 0 11,700 0
LAUDER ESTEE COS INC CL A 518439104 222 700 SH   DFND 3 0 700 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 405 3,000 SH   DFND 3 0 3,000 0
LILLY ELI & CO COM 532457108 257 1,120 SH   DFND 3 0 1,120 0
LINDE PLC SHS G5494J103 5,052 17,390 SH   DFND 3 0 17,390 0
LOGITECH INTL S A SHS H50430232 1,711 16,485 SH   DFND 3 0 16,485 0
LULULEMON ATHLETICA INC COM 550021109 550 1,500 SH   DFND 3 0 1,500 0
LYFT INC NOTE 1.500% 5/1 ADDED 55087PAB0 3,813 2,244,000 SH   DFND 3 0 2,244,000 0
MADDEN STEVEN LTD COM 556269108 356 8,250 SH   DFND 3 0 8,250 0
MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 456 15,172 SH   DFND 4 0 15,172 0
MANHATTAN ASSOCIATES INC COM 562750109 585 4,000 SH   DFND 3 0 4,000 0
MARSH & MCLENNAN COS INC COM 571748102 635 4,507 SH   DFND 3 0 4,507 0
MARTIN MARIETTA MATLS INC COM 573284106 381 1,080 SH   DFND 3 0 1,080 0
MASIMO CORP COM 574795100 593 2,400 SH   DFND 3 0 2,400 0
MASTERCARD INCORPORATED CL A 57636Q104 4,040 10,977 SH   DFND 3 0 10,977 0
MCDONALDS CORP COM 580135101 387 1,680 SH   DFND 3 0 1,680 0
MEDTRONIC PLC SHS G5960L103 1,445 11,600 SH   DFND 3 0 11,600 0
MERCADOLIBRE INC COM 58733R102 1,314 830 SH   DFND 3 0 830 0
MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 2,656 748,000 SH   DFND 3 0 748,000 0
MERCK & CO. INC COM 58933Y105 9,062 116,518 SH   DFND 4 0 116,518 0
MERCK & CO. INC COM 58933Y105 3,927 50,500 SH   DFND   0 50,500 0
MERCK & CO. INC COM 58933Y105 1,627 20,920 SH   DFND 1 0 20,920 0
MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 2,486 1,112,000 SH   DFND 3 0 1,112,000 0
MICROSOFT CORP COM 594918104 4,993 18,430 SH   DFND 1 0 18,430 0
MICROSOFT CORP COM 594918104 4,137 15,270 SH   DFND   0 15,270 0
MICROSOFT CORP COM 594918104 12,500 46,065 SH   DFND 3 0 46,065 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 27,340 30,523,000 SH   DFND 1 0 30,523,000 0
NATURES SUNSHINE PRODS INC COM 639027101 50,276 2,894,443 SH   DFND 2 0 2,894,443 0
NETEASE INC SPONSORED ADS 64110W102 1,516 13,210 SH   DFND 3 0 13,210 0
NEW FRONTIER HEALTH CORP ORD SHS G6461G106 104,998 9,400,000 SH   DFND 2 0 9,400,000 0
NEXTERA ENERGY INC COM 65339F101 569 7,680 SH   DFND 3 0 7,680 0
NIKE INC CL B 654106103 3,988 25,813 SH   DFND 1 0 25,813 0
NIKE INC CL B 654106103 903 5,793 SH   DFND 3 0 5,793 0
NORFOLK SOUTHN CORP COM 655844108 3,300 12,560 SH   DFND 3 0 12,560 0
NORTHERN TR CORP COM 665859104 602 5,242 SH   DFND 3 0 5,242 0
NUTRIEN LTD COM 67077M108 364 4,000 SH   DFND 3 0 4,000 0
NVIDIA CORPORATION COM 67066G104 1,136 1,418 SH   DFND 3 0 1,418 0
OCCIDENTAL PETE CORP COM 674599105 657 21,000 SH   DFND 3 0 21,000 0
OKTA INC NOTE 0.375% 6/1 ADDED 679295AF2 4,511 3,600,000 SH   DFND 3 0 3,600,000 0
OMEGA FLEX INC COM 682095104 299 2,000 SH   DFND 3 0 2,000 0
ONCORUS INC COM 68236R103 13,280 962,321 SH   DFND 2 0 962,321 0
ORACLE CORP COM 68389X105 4,176 53,649 SH   DFND 1 0 53,649 0
ORACLE CORP COM 68389X105 219 2,800 SH   DFND 3 0 2,800 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 6,997 4,768,000 SH   DFND 3 0 4,768,000 0
PAYPAL HLDGS INC COM 70450Y103 8,518 29,110 SH   DFND 3 0 29,110 0
PFIZER INC COM 717081103 10,237 261,413 SH   DFND 4 0 261,413 0
PFIZER INC COM 717081103 3,952 100,911 SH   DFND 1 0 100,911 0
PFIZER INC COM 717081103 4,386 112,000 SH   DFND   0 112,000 0
PFIZER INC COM 717081103 380 9,720 SH   DFND 3 0 9,720 0
PHILIP MORRIS INTL INC COM 718172109 3,034 30,920 SH   DFND 3 0 30,920 0
PINDUODUO INC NOTE 12/0 722304AC6 12,264 11,784,000 SH   DFND 3 0 11,784,000 0
PIONEER NAT RES CO NOTE 0.250% 5/1 ADDED 723787AP2 8,069 5,096,000 SH   DFND 3 0 5,096,000 0
PROCTER AND GAMBLE CO COM 742718109 3,604 26,711 SH   DFND 1 0 26,711 0
PROCTER AND GAMBLE CO COM 742718109 1,338 9,956 SH   DFND 3 0 9,956 0
QORVO INC COM 74736K101 853 4,361 SH   DFND 3 0 4,361 0
QUANTUM SI INC COM CL A 74765K105 9,121 743,936 SH   DFND 2 0 743,936 0
RENEWABLE ENERGY GROUP INC COM NEW 75972A301 498 8,000 SH   DFND 3 0 8,000 0
REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 184 100,000 SH   DFND 3 0 100,000 0
RINGCENTRAL INC NOTE 3/0 76680RAF4 7,595 6,800,000 SH   DFND 3 0 6,800,000 0
S&P GLOBAL INC COM 78409V104 801 1,952 SH   DFND 3 0 1,952 0
SCHLUMBERGER LTD COM STK 806857108 319 10,000 SH   DFND 3 0 10,000 0
SCHWAB CHARLES CORP COM 808513105 2,079 28,400 SH   DFND 3 0 28,400 0
SHOPIFY INC CL A 82509L107 356 240 SH   DFND 3 0 240 0
SHOPIFY INC NOTE 0.125%11/0 82509LAA5 11,103 8,488,000 SH   DFND 3 0 8,488,000 0
SILGAN HOLDINGS INC COM 827048109 239 5,800 SH   DFND 3 0 5,800 0
SILICON LABORATORIES INC NOTE 0.625% 6/1 ADDED 826919AD4 5,542 4,000,000 SH   DFND 3 0 4,000,000 0
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 1,405 29,660 SH   DFND 3 0 29,660 0
SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 5,036 3,324,000 SH   DFND 3 0 3,324,000 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 4,007 9,362 SH   DFND 4 0 9,362 0
SPLUNK INC NOTE 1.125% 6/1 ADDED 848637AF1 5,305 5,436,000 SH   DFND 3 0 5,436,000 0
STAMPS COM INC COM NEW 852857200 503 2,400 SH   DFND 3 0 2,400 0
STRYKER CORPORATION COM 863667101 300 1,150 SH   DFND 3 0 1,150 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 8,322 69,257 SH   DFND 4 0 69,257 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 7,186 59,800 SH   DFND   0 59,800 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 5,986 49,794 SH   DFND 3 0 49,794 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 1,501 59,500 SH   DFND 4 0 59,500 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 1,161 46,000 SH   DFND   0 46,000 0
TELADOC HEALTH INC COM 87918A105 343 2,000 SH   DFND 3 0 2,000 0
TELADOC HEALTH INC NOTE 1.250% 6/0 ADDED 87918AAF2 5,537 4,880,000 SH   DFND 3 0 4,880,000 0
THERMO FISHER SCIENTIFIC INC COM 883556102 229 450 SH   DFND 3 0 450 0
THOR INDS INC COM 885160101 854 7,610 SH   DFND 3 0 7,610 0
TJX COS INC NEW COM 872540109 231 3,460 SH   DFND 3 0 3,460 0
TRANSUNION COM 89400J107 339 3,100 SH   DFND 3 0 3,100 0
TRIP COM GROUP LTD ADS 89677Q107 2,936 82,687 SH   DFND   0 82,687 0
TRUPANION INC COM 898202106 4,990 42,840 SH   DFND 3 0 42,840 0
UBS GROUP AG SHS H42097107 4,479 340,928 SH   DFND 3 0 340,928 0
ULTA BEAUTY INC COM 90384S303 1,581 4,600 SH   DFND 3 0 4,600 0
UNION PAC CORP COM 907818108 3,932 17,985 SH   DFND 3 0 17,985 0
UNITED PARCEL SERVICE INC CL B 911312106 3,981 19,140 SH   DFND 1 0 19,140 0
UNITEDHEALTH GROUP INC COM 91324P102 279 700 SH   DFND 3 0 700 0
VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 171 519,668 SH   DFND 1 0 519,668 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4,651 11,818 SH   DFND 4 0 11,818 0
VERIZON COMMUNICATIONS INC COM 92343V104 231 4,130 SH   DFND 3 0 4,130 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,733 153,395 SH   DFND   0 153,395 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,458 129,013 SH   DFND 4 0 129,013 0
VIACOMCBS INC CL B 92556H206 911 20,148 SH   DFND 1 0 20,148 0
VIATRIS INC COM 92556V106 256 17,392 SH   DFND 4 0 17,392 0
VIEWRAY INC COM 92672L107 128,828 19,519,500 SH   DFND   0 19,519,500 0
VISA INC COM CL A 92826C839 4,205 17,986 SH   DFND 1 0 17,986 0
VISA INC COM CL A 92826C839 2,180 9,240 SH   DFND 3 0 9,240 0
WASTE MGMT INC DEL COM 94106L109 842 6,040 SH   DFND 3 0 6,040 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 80,300 81,730,000 SH   DFND 1 0 81,730,000 0
WEIBO CORP NOTE 1.250% 11/1 948596AC5 975 1,000,000 SH   DFND   0 1,000,000 0
WEST FRASER TIMBER CO LTD COM 952845105 1,194 11,175 SH   DFND 3 0 11,175 0
WHEATON PRECIOUS METALS CORP COM 962879102 9,295 138,130 SH   DFND 3 0 138,130 0
ZENDESK INC NOTE 0.625% 6/1 ADDED 98936JAD3 5,410 3,660,000 SH   DFND 3 0 3,660,000 0
ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 2,391 1,200,000 SH   DFND 3 0 1,200,000 0
ZIX CORP COM 98974P100 217 30,000 SH   DFND 3 0 30,000 0
ZYNEX INC COM 98986M103 235 15,000 SH   DFND 3 0 15,000 0