The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | 13,135 | 71,500 | SH | OTR | 1 | 59,176 | 12,324 | 0 | |
| AMERICAN RIV BANKSHARES | COM | 029326105 | 3,536 | 196,674 | SH | OTR | 1 | 183,007 | 13,667 | 0 | |
| ATHENE HOLDING LTD | CL A | G0684D107 | 9,582 | 141,949 | SH | OTR | 1 | 130,938 | 11,011 | 0 | |
| CADENCE BANCORPORATION | CL A | 12739A100 | 9,158 | 438,596 | SH | OTR | 1 | 399,000 | 39,596 | 0 | |
| CAI INTERNATIONAL INC | COM | 12477X106 | 1,932 | 34,504 | SH | OTR | 1 | 25,275 | 9,229 | 0 | |
| CIT GROUP INC | COM NEW | 125581801 | 10,653 | 206,500 | SH | OTR | 1 | 169,000 | 37,500 | 0 | |
| CENTURY BANCORPORATION INC | CL A NON VTG | 156432106 | 7,166 | 62,856 | SH | OTR | 1 | 61,909 | 947 | 0 | |
| CONSTELLATION PHARMCETICLS I | COM | 210373106 | 10,001 | 295,878 | SH | SOLE | 295,878 | 0 | 0 | ||
| CABOT OIL & GAS CORP | COM | 127097103 | 419 | 23,972 | SH | OTR | 1 | 23,821 | 151 | 0 | |
| DIAMOND S SHIPPING INC | COM | Y20676105 | 35 | 3,487 | SH | SOLE | 3,487 | 0 | 0 | ||
| MERIDIAN BANCORP INC MD | COM | 58958U103 | 4,916 | 240,256 | SH | OTR | 1 | 186,169 | 54,087 | 0 | |
| COMMUNITY BANKERS TR CORP | COM | 203612106 | 8,085 | 712,986 | SH | OTR | 1 | 670,541 | 42,445 | 0 | |
| FLAGSTAR BANCORP INC | COM PAR .001 | 337930705 | 11,985 | 283,528 | SH | OTR | 1 | 245,000 | 38,528 | 0 | |
| FIRST CHOICE BANCORP | COM | 31948P104 | 5,744 | 188,652 | SH | OTR | 1 | 152,879 | 35,773 | 0 | |
| FERRO CORP | COM | 315405100 | 54 | 2,500 | SH | OTR | 1 | 1,841 | 659 | 0 | |
| AT HOME GROUP INC | COM | 04650Y100 | 2,210 | 60,000 | SH | OTR | 1 | 44,190 | 15,810 | 0 | |
| KNOLL INC | COM NEW | 498904200 | 13 | 500 | SH | OTR | 1 | 485 | 15 | 0 | |
| LUMINEX CORP DEL | COM | 55027E102 | 9,703 | 263,662 | SH | OTR | 1 | 206,494 | 57,168 | 0 | |
| MACKINAC FINL CORP | COM | 554571109 | 246 | 12,455 | SH | SOLE | 12,455 | 0 | 0 | ||
| MAGELLAN HEALTH INC | COM NEW | 559079207 | 10,036 | 106,536 | SH | OTR | 1 | 99,446 | 7,090 | 0 | |
| NAVISTAR INTL CORP NEW | COM | 63934E108 | 9,540 | 214,379 | SH | OTR | 1 | 170,000 | 44,379 | 0 | |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 544 | 10,000 | SH | OTR | 1 | 9,561 | 439 | 0 | |
| PREMIER FINL BANCORP INC | COM | 74050M105 | 3,355 | 199,119 | SH | OTR | 1 | 173,937 | 25,182 | 0 | |
| PROOFPOINT INC | COM | 743424103 | 6,735 | 38,762 | SH | OTR | 1 | 34,454 | 4,308 | 0 | |
| PACIFIC MERCANTILE BANCORP | COM | 694552100 | 6,935 | 806,424 | SH | OTR | 1 | 744,786 | 61,638 | 0 | |
| PNM RES INC | COM | 69349H107 | 49 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| PRA HEALTH SCIENCES INC | COM | 69354M108 | 50 | 300 | SH | OTR | 1 | 200 | 100 | 0 | |
| SHARPSPRING INC | COM | 820054104 | 373 | 22,113 | SH | OTR | 1 | 16,192 | 5,921 | 0 | |
| SELECT BANCORP INC NEW | COM | 81617L108 | 10,324 | 640,420 | SH | OTR | 1 | 567,422 | 72,998 | 0 | |
| SOLITON INC | COM | 834251100 | 207 | 9,182 | SH | OTR | 1 | 6,756 | 2,426 | 0 | |
| SEVERN BANCORP INC ANNAPOLIS | COM | 81811M100 | 4,166 | 350,095 | SH | OTR | 1 | 346,095 | 4,000 | 0 | |
| SYKES ENTERPRISES INC | COM | 871237103 | 1,062 | 19,776 | SH | OTR | 1 | 14,485 | 5,291 | 0 | |
| SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 15,505 | 350,000 | SH | OTR | 1 | 290,000 | 60,000 | 0 | |
| WATFORD HLDGS LTD | SHS | G94787101 | 1,016 | 29,026 | SH | OTR | 1 | 22,168 | 6,858 | 0 | |