a. Street 1 | c/o U.S. Bancorp Fund Services LLC |
Street 2 | 615 East Michigan Street |
b. City | Milwaukee |
c. State, if applicable |
WISCONSIN
|
d. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
e. Zip code and zip code extension, or foreign postal
code | |
f. Telephone number (including country code if foreign) | 4147656076 |
g. Public Website, if any | https://acquirersfund.com |
g. Public Website, if any | https://www.aamlive.com/ETF |
g. Public Website, if any | https://www.alphamarkadvisors.com/etf |
g. Public Website, if any | https://www.aptusetfs.com |
g. Public Website, if any | |
g. Public Website, if any | |
g. Public Website, if any | https://www.changefinanceetf.com/chgx |
g. Public Website, if any | https://www.clear-shares.com/ |
g. Public Website, if any | https://defianceetfs.com/ |
g. Public Website, if any | https://distillatefunds.com |
g. Public Website, if any | |
g. Public Website, if any | https://www.alphaclonefunds.com/alternative-alpha-etf.html |
g. Public Website, if any | |
g. Public Website, if any | |
g. Public Website, if any | https://www.roundhillinvestments.com/etf/deep/ |
g. Public Website, if any | http://www.exponentialetfs.com/acsi/ |
g. Public Website, if any | http://www.exponentialetfs.com/rvrs/ |
g. Public Website, if any | https://thehousingetf.com/homz |
g. Public Website, if any | |
g. Public Website, if any | https://etf.nationwide.com |
g. Public Website, if any | https://www.pointbridgecapital.com/etf/ |
g. Public Website, if any | |
g. Public Website, if any | https://www.usglobaletfs.com/ |
g. Public Website, if any | https://www.videntfunds.com/etfs |
g. Public Website, if any | |
g. Public Website, if any | https://www.volsharesetfs.com/vsl |
Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | U.S. Bancorp Fund Services LLC |
b. Street 1 | 615 East Michigan Street |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | U.S. Bank National Association |
b. Street 1 | 1555 N. Rivercenter Drive |
Street 2 | Suite 302 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Quasar Distributors, LLC |
b. Street 1 | 111 E Kilbourn Ave |
Street 2 | Suite 2200 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8883629248 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for certain Series within the Registrant. |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | ClearShares LLC |
b. Street 1 | 420 Lexington Avenue |
Street 2 | Suite 428 |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10170 |
g. Telephone number (including country code if foreign) | 2123590266 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OCIO, OPER & PIFI only. |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | EquBot Inc. |
b. Street 1 | 450 Townsend Street |
Street 2 | |
c. City | San Francisco |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94107 |
g. Telephone number (including country code if foreign) | 6193706756 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for AIIQ only. |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Vident Investment Advisory, LLC |
b. Street 1 | 1125 Sanctuary Parkway |
Street 2 | Suite 515 |
c. City | Alpharetta |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30009 |
g. Telephone number (including country code if foreign) | 4044871961 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for certain Series within the Registrant. |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | Vident Advisory, LLC |
b. Street 1 | 1125 Sanctuary Parkway |
Street 2 | Suite 515 |
c. City | Alpharetta |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30009 |
g. Telephone number (including country code if foreign) | 4045274220 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for PPTY, VIDI, VUSE and VBND only. |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | Little Harbor Advisors, LLC |
b. Street 1 | 30 Doaks Lane |
Street 2 | |
c. City | Marblehead |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 01945 |
g. Telephone number (including country code if foreign) | 7816393000 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MSVX and MSTB only. |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) | Exchange Traded Concepts, LLC |
b. Street 1 | 10900 Hefner Pointe Drive |
Street 2 | Suite 401 |
c. City | Oklahoma City |
d. State, if applicable |
OKLAHOMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 73120 |
g. Telephone number (including country code if foreign) | 4057788377 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for ALFA, BNE, DEEP, CNCR, CHNA & NETL only. |
Location books Record:
10 |
a. Name of person (e.g., a custodian of records) | AlphaMark Advisors, LLC |
b. Street 1 | 810 Wright's Summit Pkwy |
Street 2 | Suite 100 |
c. City | Fort Wright |
d. State, if applicable |
KENTUCKY
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 41011 |
g. Telephone number (including country code if foreign) | 8599571803 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for SMCP only. |
Location books Record:
11 |
a. Name of person (e.g., a custodian of records) | Penserra Capital Management LLC |
b. Street 1 | 4 Orinda Way |
Street 2 | Suite 100-A |
c. City | Orinda |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94563 |
g. Telephone number (including country code if foreign) | 8004568850 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for certain Series within the Registrant. |
Location books Record:
12 |
a. Name of person (e.g., a custodian of records) | Nationwide Fund Advisors |
b. Street 1 | One Nationwide Plaza |
Street 2 | |
c. City | Columbus |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 43215 |
g. Telephone number (including country code if foreign) | 8776696877 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for NUSI, MXDU, RBUS, and RBIN only. |
Location books Record:
13 |
a. Name of person (e.g., a custodian of records) | Whitford Asset Management LLC |
b. Street 1 | 2001 Market Street |
Street 2 | Suite 2500 |
c. City | Philadelpha |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19103 |
g. Telephone number (including country code if foreign) | 2154498141 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for VSL only. |
Location books Record:
14 |
a. Name of person (e.g., a custodian of records) | Defiance ETFs, LLC |
b. Street 1 | 311 W 43rd Street |
Street 2 | 12th Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10036 |
g. Telephone number (including country code if foreign) | 8333339383 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for FIVG, QTUM, IBBJ, HDRO, and SPAK only. |
Location books Record:
15 |
a. Name of person (e.g., a custodian of records) | Csat Investment Advisory, L.P. d/b/a Exponential ETFs |
b. Street 1 | 1001 Woodward Ave., Suite 500 |
Street 2 | |
c. City | Detroit |
d. State, if applicable |
MICHIGAN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 48226 |
g. Telephone number (including country code if foreign) | 6469029023 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for ACSI, RVRS, and ZIG only. |
Location books Record:
16 |
a. Name of person (e.g., a custodian of records) | Advisors Asset Management, Inc. |
b. Street 1 | 1825 Base Camp Road |
Street 2 | Suite 203 |
c. City | Monument |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80132 |
g. Telephone number (including country code if foreign) | 2125180612 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for SPDV, EEMD, DMDV & PFLD only. |
Location books Record:
17 |
a. Name of person (e.g., a custodian of records) | U.S. Global Investors, Inc. |
b. Street 1 | 7900 Callaghan Road |
Street 2 | |
c. City | San Antonio |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 78229 |
g. Telephone number (including country code if foreign) | 2103081294 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for JETS and GOAU only. |
Location books Record:
18 |
a. Name of person (e.g., a custodian of records) | Acquirers Funds, LLC |
b. Street 1 | 609 Deep Valley Drive |
Street 2 | Suite 200 |
c. City | Rolling Hills |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 90274 |
g. Telephone number (including country code if foreign) | 6465358629 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for ZIG only. |
Location books Record:
19 |
a. Name of person (e.g., a custodian of records) | Point Bridge Capital, LLC |
b. Street 1 | 300 Throckmorton Street |
Street 2 | Suite 1550 |
c. City | Fort Worth |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 76102 |
g. Telephone number (including country code if foreign) | 8175294600 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MAGA only. |
Location books Record:
20 |
a. Name of person (e.g., a custodian of records) | Foreside Fund Services, LLC |
b. Street 1 | Three Canal Plaza |
Street 2 | |
c. City | Portland |
d. State, if applicable |
MAINE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 04101 |
g. Telephone number (including country code if foreign) | 8662516920 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for certain Series within the Registrant. |
Location books Record:
21 |
a. Name of person (e.g., a custodian of records) | Aptus Capital Advisors, LLC |
b. Street 1 | 265 Young Street |
Street 2 | |
c. City | Fairhope |
d. State, if applicable |
ALABAMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 36532 |
g. Telephone number (including country code if foreign) | 2515177198 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OSCV, ADME, DRSK, and ACIO only. |
Location books Record:
22 |
a. Name of person (e.g., a custodian of records) | Premise Capital, LLC |
b. Street 1 | 300 East 5th Avenue |
Street 2 | Suite 265 |
c. City | Naperville |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60563 |
g. Telephone number (including country code if foreign) | 8668285383 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for TCTL ETF only. |
Location books Record:
23 |
a. Name of person (e.g., a custodian of records) | Change Finance, PBC |
b. Street 1 | 705 Grand View Drive |
Street 2 | |
c. City | Alexandria |
d. State, if applicable |
VIRGINIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 22305 |
g. Telephone number (including country code if foreign) | 3033390524 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for CHGX ETF only. |
Location books Record:
24 |
a. Name of person (e.g., a custodian of records) | Distillate Capital Partners LLC |
b. Street 1 | 53 West Jackson Blvd |
Street 2 | Suite 530 |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60604 |
g. Telephone number (including country code if foreign) | 8006170004 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for DSTL and DSTX only. |
Location books Record:
25 |
a. Name of person (e.g., a custodian of records) | Hoya Capital Real Estate LLC |
b. Street 1 | 137 Rowayton Avenue |
Street 2 | Suite 430 |
c. City | Rowayton |
d. State, if applicable |
CONNECTICUT
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 06853 |
g. Telephone number (including country code if foreign) | 8334692227 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for HOMZ ETF only. |
Location books Record:
26 |
a. Name of person (e.g., a custodian of records) | Beyond Investing LLC |
b. Street 1 | 14391 Spring Hill Drive |
Street 2 | Suite 301 |
c. City | Spring Hill |
d. State, if applicable |
FLORIDA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 34609 |
g. Telephone number (including country code if foreign) | 8443299300 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for VEGN only. |
Location books Record:
27 |
a. Name of person (e.g., a custodian of records) | Harvest Volatility Management, LLC |
b. Street 1 | 420 Lexington Avenue |
Street 2 | Suite 2620 |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10170 |
g. Telephone number (including country code if foreign) | 2126827822 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for NUSI only. |
Location books Record:
28 |
a. Name of person (e.g., a custodian of records) | ALPS Distributors, Inc |
b. Street 1 | 1290 Broadway |
Street 2 | Suite 1000 |
c. City | Denver |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80203 |
g. Telephone number (including country code if foreign) | 3036232577 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for PPTY, VIDI, VUSE and VBND only. |
a. Open-end management investment company registered under the
Act on Form N-1A
i. Total number of Series of the Registrant | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
1 |
i. Name of the Series | Validea Market Legends ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
2 |
i. Name of the Series | Defiance Next Gen Food & Agriculture ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
3 |
i. Name of the Series | RYZZ Managed Futures Strategy Plus ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
4 |
i. Name of the Series | LHA Market State US Tactical ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
5 |
i. Name of the Series | |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
6 |
i. Name of the Series | Nationwide Maximum Diversification Emerging Markets Core Equity ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
7 |
i. Name of the Series | Salt Low truBeta US Market ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
8 |
i. Name of the Series | Salt High truBeta US Market ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
9 |
i. Name of the Series | Gadsden Dynamic Multi-Asset ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
10 |
i. Name of the Series | CBOE Vest S&P 500 Dividend Aristocrats Target Income ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
b. Closed-end management investment company registered under
the Act on Form N-2
c. Separate account offering variable annuity contracts which
is registered under the Act as a management investment company on
Form N-3
d. Separate account offering variable annuity contracts which
is registered under the Act as a unit investment trust on Form
N-4
e. Small business investment company registered under the Act
on Form N-5
f. Separate account offering variable insurance contracts
which is registered under the Act as a unit investment trust on
Form N-6
g. Unit investment trust registered under the Act on Form
N-8B-2