8-K

The AZEK Company Inc.

Date: June 1, 2021

/s/ Paul J. Kardish

Paul J. Kardish

Senior Vice President and Chief Legal Officer

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): June 1, 2021

The AZEK Company Inc.

(Exact Name of Registrant as Specified in its Charter)

Delaware

001-39322

90-1017663

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

1330 W Fulton Street 350

Chicago, Illinois

60607

(Address of Principal Executive Offices)

(Zip Code)

Registrant’s telephone number, including area code: (877) 275-2935

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240-14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities Registered Pursuant to Section 12(b) of the Act:

Title of each class

Trading

Symbol(s)

Name of each exchange

on which registered

Class A Common Stock, par value $0.001 per share

AZEK

The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01

Regulation FD Disclosure.

Closing of Public Offering of Shares of Class A Common Stock and Full Exercise of Underwriters’ Option to Purchase Additional Shares

On June 1, 2021, The AZEK Company Inc., a Delaware corporation (the “Company”), issued a press release announcing the closing of the previously-announced offering of 17,250,000 shares of the Company’s Class A common stock, par value $0.001 per share (the “Common Stock”), including the exercise in full by the underwriters of their option to purchase up to 2,250,000 additional shares of Class A common stock, at a public offering price of $43.50 per share. The shares were sold by certain stockholders of the Company (the “Selling Stockholders”). A registration statement on Form S-1 relating to the offering (File No. 333-256436) has been filed with, and declared effective by, the Securities and Exchange Commission. The Company did not receive any of the proceeds from the sale of the shares by the Selling Stockholders. The offering closed on June 1, 2021.

A copy of the press release is attached hereto as Exhibit 99.1. The information in Exhibit 99.1 is being furnished pursuant to this Item 7.01. In accordance with General Instruction B.2 of Form 8-K, the information in Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended.

Item 9.01

Financial Statements and Exhibits.

(d)

Exhibits

99.1

Press release of The AZEK Company Inc., dated June 1, 2021 announcing closing of public offering of Class A common stock and Full Exercise of Underwriters’ Option to Purchase Additional Shares.

Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.