The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGEX THERAPEUTICS INC | COM | 00848H108 | 4,855 | 2,997,156 | SH | DFND | 1 | 2,997,156 | 0 | 0 | |
AXON ENTERPRISE INC | COM | 05464C101 | 108,248 | 760,062 | SH | DFND | 1 | 760,062 | 0 | 0 | |
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 79,913 | 34,005,379 | SH | DFND | 1 | 34,005,379 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 152,449 | 690,000 | SH | DFND | 1 | 690,000 | 0 | 0 | |
ONCOCYTE CORP | COM | 68235C107 | 87,070 | 16,776,484 | SH | DFND | 1 | 16,776,484 | 0 | 0 | |
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 424,159 | 4,656,488 | SH | DFND | 1 | 4,656,488 | 0 | 0 | |
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 18,218 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 1,006,043 | 9,544,091 | SH | DFND | 1 | 9,544,091 | 0 | 0 |