The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Abbott Laboratories COM 002824100 9 73 SH   SOLE   73 0 0
AbbVie, Inc. COM 00287Y109 76 699 SH   SOLE   699 0 0
Aberdeen Asia Pacific In Com COM 003009107 3,906 955,108 SH   SOLE   955,108 0 0
Aberdeen Emerging Markets Equity Inc. COM 00301W105 7 768 SH   SOLE   768 0 0
Aberdeen Global Dynamic Dividend Fund COM 00302M106 1,367 122,697 SH   SOLE   122,697 0 0
Aberdeen Global Premier Properties Fund COM SH BEN INT 00302L108 2,118 355,923 SH   SOLE   355,923 0 0
Aberdeen Japan Equity Fund Inc COM 00306J109 5 561 SH   SOLE   561 0 0
Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 3,734 391,840 SH   SOLE   391,840 0 0
Ace Convergence Acqu Corp W Exp 09/30202 G0083D104 4 2,192 SH   SOLE   2,192 0 0
Activision Blizzard, Inc. COM 00507V109 3 27 SH   SOLE   27 0 0
Adams Diversified Equity Fund Inc COM 006212104 3,287 180,033 SH   SOLE   180,033 0 0
Adams Natural Resources Fund Inc COM 00548F105 102 6,900 SH   SOLE   6,900 0 0
Adobe Systems, Inc. COM 00724F101 3 7 SH   SOLE   7 0 0
Advanced Micro Devices, Inc. COM 007903107 2 24 SH   SOLE   24 0 0
Advent Claymore Convertible Securities and Income Fund COM 00764C109 3,534 200,000 SH   SOLE   200,000 0 0
Aersale Corporation COM 00810F106 912 74,174 SH   SOLE   74,174 0 0
Air products and Chemicals, Inc. COM 009158106 13 47 SH   SOLE   47 0 0
Alcon, Inc. ORD SHS H01301128 7 100 SH   SOLE   100 0 0
Alibaba Group Holding Limited SPONSORED ADS 01609W102 10 42 SH   SOLE   42 0 0
Allegion PLC ORD SHS G0176J109 3 25 SH   SOLE   25 0 0
AllianceBernstern Global High Income Fund COM 01879R106 804 67,809 SH   SOLE   67,809 0 0
AllianzGI Artificial Intelligence Opp Fund COM 92838Y100 3,035 114,279 SH   SOLE   114,279 0 0
Alphabet, Inc. Cl C CL C 02079K107 14 7 SH   SOLE   7 0 0
Alussa Energy Acquisition Co. UNIT 10/31/2026 G0232J127 6 613 SH   SOLE   613 0 0
Amazon Com Inc COM 023135106 15 5 SH   SOLE   5 0 0
America Movil SAB de CV SPON ADR L SHS 02364W105 149 10,951 SH   SOLE   10,951 0 0
American Tower Corporation COM 03027X100 8 34 SH   SOLE   34 0 0
Amgen Inc COM 031162100 178 717 SH   SOLE   717 0 0
Anheuser-Busch Inbev SA/NV ADR SPONSORED ADR 03524A108 2 36 SH   SOLE   36 0 0
Ansys Inc COM 03662Q105 2 6 SH   SOLE   6 0 0
Apex Technology Acquisition COM CL A 03768F102 10 888 SH   SOLE   888 0 0
Apollo Tactical Income Fund Inc COM 037638103 4,513 303,302 SH   SOLE   303,302 0 0
Apple Inc COM 037833100 2 17 SH   SOLE   17 0 0
Artius Acquisition Inc. W Exp 07/13/202 04316G113 3 1,705 SH   SOLE   1,705 0 0
ASA Gold and Precious Metals Ltd SHS G3156P103 100 5,031 SH   SOLE   5,031 0 0
Ase Technology Hldg Co. Ltd. Sponsored ADS 00215W100 4 475 SH   SOLE   475 0 0
Aspen Technology Inc. COM 045327103 3 20 SH   SOLE   20 0 0
AstraZeneca Group plc ADR SPONSORED ADR 046353108 5 99 SH   SOLE   99 0 0
Autodesk, Inc. COM 052769106 2 7 SH   SOLE   7 0 0
Automatic Data Processing, Inc. COM 053015103 10 51 SH   SOLE   51 0 0
Bancolombia SA SPON ADR PREF 05968L102 745 23,280 SH   SOLE   23,280 0 0
Barrick Gold Corp COM 067901108 2 78 SH   SOLE   78 0 0
BeiGene, Ltd. SPONSORED ADR 07725L102 4 12 SH   SOLE   12 0 0
Bentley Sys Inc. COM CL B 08265T208 3 55 SH   SOLE   55 0 0
Berkley W R Corp COM 084423102 4 49 SH   SOLE   49 0 0
Best Buy Inc. COM 086516101 2 17 SH   SOLE   17 0 0
BlackRock Calif Mun Income COM SH BEN INT 09248E102 1,009 70,271 SH   SOLE   70,271 0 0
BlackRock Debt Strategies Fund COM NEW 09255R202 86 7,820 SH   SOLE   7,820 0 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 17 1,778 SH   SOLE   1,778 0 0
BlackRock Enhanced International Dividend Trust COM BENE INTER 092524107 5 756 SH   SOLE   756 0 0
BlackRock Health Sciences Trust II COM SHS 09260E105 887 33,722 SH   SOLE   33,722 0 0
BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 200 13,284 SH   SOLE   13,284 0 0
BlackRock Science and Technology Trust II SHS BEN INT 09260K101 6,085 170,499 SH   SOLE   170,499 0 0
BlackRock, Inc. COM 09247X101 18 24 SH   SOLE   24 0 0
Blackstone / GSO Long-Short Credit Income Fund COM SHS BN INT 09257D102 68 4,800 SH   SOLE   4,800 0 0
Boulder Growth & Income Fund Inc COM 101507101 5,467 434,601 SH   SOLE   434,601 0 0
Bowx Acquisition Corp W Exp 08/03/202 103085114 9 4,399 SH   SOLE   4,399 0 0
BrandywineGLOBAL - Global Income Opportunities Fund Inc. COM 10537L104 1,585 131,433 SH   SOLE   131,433 0 0
Bright Horizons Fam Sol In D COM 109194100 4 21 SH   SOLE   21 0 0
Bristol-Myers Squibb Co COM 110122108 107 1,700 SH   SOLE   1,700 0 0
Bristow Group, Inc. COM 11040G103 116 4,491 SH   SOLE   4,491 0 0
British American Tobacco PLC SPONSORED ADR 110448107 5 141 SH   SOLE   141 0 0
Broadcom, Inc. COM 11135F101 23 49 SH   SOLE   49 0 0
Cadence Design Systems, Inc. COM 127387108 42 307 SH   SOLE   307 0 0
Canadian National Railway Company COM 136375102 57 489 SH   SOLE   489 0 0
Carnival Corp UNIT 99/99/9999 143658300 678 25,559 SH   SOLE   25,559 0 0
CDW Corp COM 12514G108 4 24 SH   SOLE   24 0 0
Cemex SAB de CV SPON ADR NEW 151290889 1,538 220,645 SH   SOLE   220,645 0 0
Center Coast Brkfld MLP Enrg SHS BEN INT 151461209 112 10,259 SH   SOLE   10,259 0 0
Central and Eastern European Fund Inc COM 153436100 6 231 SH   SOLE   231 0 0
Central Securities Corp COM 155123102 6,428 169,571 SH   SOLE   169,571 0 0
Chargepoint Holdings Inc. W Exp 07/25/202 15961R113 18 1,164 SH   SOLE   1,164 0 0
Charles Riv Labs Intl Inc COM 159864107 5 17 SH   SOLE   17 0 0
Chemed Corp New COM 16359R103 2 5 SH   SOLE   5 0 0
Chevron Corp. COM 166764100 8 77 SH   SOLE   77 0 0
Chubb Ltd COM H1467J104 6 35 SH   SOLE   35 0 0
Chungwa Telecom Co Ltd SPON ADR 17133Q502 2 63 SH   SOLE   63 0 0
Cisco Systems, Inc. COM 17275R102 11 219 SH   SOLE   219 0 0
Clearbridge Energy Midstrm O COM 18469P209 173 9,254 SH   SOLE   9,254 0 0
Clearbridge ML And Midstrm COM 184692200 577 24,717 SH   SOLE   24,717 0 0
Comcast Corp. Cl A Common Stock CL A 20030N101 6 114 SH   SOLE   114 0 0
Consolidated Water Co Ltd ORD G23773107 792 58,877 SH   SOLE   58,877 0 0
Cooper Cos Inc. COM 216648402 4 11 SH   SOLE   11 0 0
Copa Holdings SA CL A P31076105 1,636 20,250 SH   SOLE   20,250 0 0
Copart Inc. COM 217204106 3 29 SH   SOLE   29 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 1,334 99,014 SH   SOLE   99,014 0 0
Cornerstone Total Rtrn Fd In COM 21924U300 1,278 96,501 SH   SOLE   96,501 0 0
Costco Wholesale Corp. COM 22160K105 4 11 SH   SOLE   11 0 0
Credicorp Ltd COM G2519Y108 2 13 SH   SOLE   13 0 0
CRISPR Therapeutics AG NAMEN AKT H17182108 51 417 SH   SOLE   417 0 0
Crown Castle Intl Corp. COM 22822V101 12 70 SH   SOLE   70 0 0
Delaware Investments Minnesota Municipal Income Fund II Inc COM 24610V103 148 11,218 SH   SOLE   11,218 0 0
Delaware Invts Natl Mun Inco SH BEN INT 24610T108 85 6,500 SH   SOLE   6,500 0 0
Deutsche Municipal Income Trust COM 233368109 331 28,436 SH   SOLE   28,436 0 0
DMY Technology Group Inc. II W Exp 07/29/202 233277110 12 2,760 SH   SOLE   2,760 0 0
DMY Technology Group Inc. III COM CLASS A 233278100 6 528 SH   SOLE   528 0 0
Dr Reddys Labs Ltd ADR 256135203 3 46 SH   SOLE   46 0 0
DTF Tax-Free Income Inc COM 23334J107 176 12,285 SH   SOLE   12,285 0 0
Duck Creek Technologies Inc SHS 264120106 2 49 SH   SOLE   49 0 0
DWS Strategic Municipal Income Trust COM 23342Q101 59 5,000 SH   SOLE   5,000 0 0
Eagle Pt Cr Co LLC COM 269808101 1,601 133,624 SH   SOLE   133,624 0 0
Eaton Corp. plc (Ireland) SHS G29183103 5 35 SH   SOLE   35 0 0
Eaton Vance Flting Rate Inc COM 278279104 76 5,366 SH   SOLE   5,366 0 0
Eaton Vance Limited Duration Income Fund COM 27828H105 8,988 711,626 SH   SOLE   711,626 0 0
Eaton Vance New York Mun Bd COM 27827Y109 329 26,990 SH   SOLE   26,990 0 0
Eaton Vance New York Mun Inc SH BEN INT 27826W104 229 15,847 SH   SOLE   15,847 0 0
Eaton Vance Short Duration Diversified Income Fund COM 27828V104 1,255 95,386 SH   SOLE   95,386 0 0
Elanco Animal Health Inc. COM 28414H103 3 87 SH   SOLE   87 0 0
Eli Lilly & Co COM 532457108 120 642 SH   SOLE   642 0 0
Empire State Realty Trust Inc CL A 292104106 822 73,894 SH   SOLE   73,894 0 0
Equifax, Inc. COM 294429105 5 28 SH   SOLE   28 0 0
Equinix Inc COM PAR $0.001 29444U700 52 77 SH   SOLE   77 0 0
Eversource Energy COM 30040W108 2 27 SH   SOLE   27 0 0
EVERTEC Inc COM 30040P103 631 16,956 SH   SOLE   16,956 0 0
Exponent Inc COM 30214U102 2 22 SH   SOLE   22 0 0
Fabrinet SHS G3323L100 3 35 SH   SOLE   35 0 0
Facebook, Inc. CL A 30303M102 16 54 SH   SOLE   54 0 0
Fair Isaac Corp COM 303250104 2 4 SH   SOLE   4 0 0
Fiduciary Claymore Engry Inf COM 31647Q205 128 12,995 SH   SOLE   12,995 0 0
Finserv Acquisition Corp CL A 318085107 5 386 SH   SOLE   386 0 0
Finserv Acquisition Corp W Exp 12/31/202 318085115 11 3,292 SH   SOLE   3,292 0 0
First BanCorp/Puerto Rico COM NEW 318672706 2,753 244,477 SH   SOLE   244,477 0 0
First Tr Inter Dur Pfd & In COM 33718W103 604 25,235 SH   SOLE   25,235 0 0
First Trust High Income Long/Short Fund COM 33738E109 1,686 111,527 SH   SOLE   111,527 0 0
Firsthand Technology Value Fund, Inc. COM 33766Y100 46 8,571 SH   SOLE   8,571 0 0
Firstmark Horizon Acquisition W Exp 09/26/202 33765Y119 6 3,978 SH   SOLE   3,978 0 0
Flir Sys Inc COM 302445101 3 51 SH   SOLE   51 0 0
Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 1,102 14,626 SH   SOLE   14,626 0 0
Forest Road Acquisition Corp W Exp 12/31/202 34619R110 8 2,809 SH   SOLE   2,809 0 0
Gabelli Equity Trust Inc COM 362397101 44 6,393 SH   SOLE   6,393 0 0
Gabelli Global Small & Mid C COM 36249W104 2 133 SH   SOLE   133 0 0
General American Investors Co Inc COM 368802104 2,880 72,295 SH   SOLE   72,295 0 0
GoDaddy, Inc. CL A 380237107 2 32 SH   SOLE   32 0 0
Goldman Sachs ETF TR Activebeta Int 381430107 105 3,192 SH   SOLE   3,192 0 0
Goldman Sachs Group, Inc. (The) COM 38141G104 2 7 SH   SOLE   7 0 0
Gores Holdings VI Inc W Exp 08/24/202 38286R113 6 1,640 SH   SOLE   1,640 0 0
Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 1,173 6,600 SH   SOLE   6,600 0 0
Grupo Televisa SAB SPON ADR REP ORD 40049J206 167 18,854 SH   SOLE   18,854 0 0
HDFC Bank Ltd Sponsored ADS 40415F101 4 46 SH   SOLE   46 0 0
Henry Jack & Assoc Inc COM 426281101 2 13 SH   SOLE   13 0 0
Highcape Cap Acquisition Cor COM CL A 42984L105 11 887 SH   SOLE   887 0 0
Highland Floating Rate Opportunities Fund SHS BEN INT 43010E404 24,454 2,205,025 SH   SOLE   2,205,025 0 0
Hilton, Inc COM 43300A203 3 26 SH   SOLE   26 0 0
Hims & Hers Health Inc. W Exp 01/20/202 433000114 1 250 SH   SOLE   250 0 0
Honeywell Intl, Inc. COM 438516106 13 60 SH   SOLE   60 0 0
ICICI Bank Ltd ADR 45104G104 7 431 SH   SOLE   431 0 0
IDEX Corp. COM 45167R104 4 18 SH   SOLE   18 0 0
IDEXX Labs Inc. COM 45168D104 3 6 SH   SOLE   6 0 0
Illinois Tool Works, Inc. COM 452308109 7 30 SH   SOLE   30 0 0
Incyte Corp COM 45337C102 21 260 SH   SOLE   260 0 0
Infosys Ltd Sponsored ADS 456788108 4 227 SH   SOLE   227 0 0
Inovio Pharmaceuticals Inc COM NEW 45773H201 46 5,000 SH   SOLE   5,000 0 0
Insulet Corp. COM 45784P101 3 11 SH   SOLE   11 0 0
Interactive Brokers Group In COM CL A 45841N107 3 47 SH   SOLE   47 0 0
Intercontinental Exchange Group, Inc. COM 45866F104 2 22 SH   SOLE   22 0 0
InterContinental Hotels Group plc ADR SPONSORED ADR 45857P806 2 33 SH   SOLE   33 0 0
Intuitive Surgical, Inc. COM 46120E602 8 11 SH   SOLE   11 0 0
Invesco Dynamic Credit Opportunities Fund COM 46132R104 1,181 103,877 SH   SOLE   103,877 0 0
Invesco Exch Traded Fd Tr II CEF INM COMPSI 46138E404 42 1,800 SH   SOLE   1,800 0 0
Invesco PA Value Mun Inc Tr COM 46132K109 239 18,340 SH   SOLE   18,340 0 0
Invesco QQQ Tr UNIT SER 1 46090E103 86 270 SH   SOLE   270 0 0
Invesco Tr Invt Grade New Yo COM 46131T101 273 20,802 SH   SOLE   20,802 0 0
Iqiyi Inc Sponsored ADS 46267X108 1 62 SH   SOLE   62 0 0
iShares Nasdaq Biotechnology ETF NASDAQ BIOTECH 464287556 836 5,550 SH   SOLE   5,550 0 0
Ishares Tr 13 Yr 1 3 YR TREAS BD 464287457 645 7,481 SH   SOLE   7,481 0 0
iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 944 2,858 SH   SOLE   2,858 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 3 321 SH   SOLE   321 0 0
JD.Com Inc Spon ADR CL A 47215P106 4 49 SH   SOLE   49 0 0
JPMorgan Chase & Co COM 46625H100 29 191 SH   SOLE   191 0 0
Karyopharm Therapeutics Inc COM 48576U106 16 1,500 SH   SOLE   1,500 0 0
Kayne Anderson Energy Infrst COM 486606106 2,338 326,041 SH   SOLE   326,041 0 0
Kayne Anderson NextGen Enrgy COM 48661E108 699 104,924 SH   SOLE   104,924 0 0
Landsea Homes Corp W Exp 01/07/202 51509P111 3 11,760 SH   SOLE   11,760 0 0
Lennar Corp CL A 526057104 1,265 12,500 SH   SOLE   12,500 0 0
Lennox Intl Inc COM 526107107 3 10 SH   SOLE   10 0 0
Liberty All Star Equity Fund SH BEN INT 530158104 39 5,123 SH   SOLE   5,123 0 0
Liberty All Star Growth Fund Inc COM 529900102 51 5,950 SH   SOLE   5,950 0 0
Linde plc SHS G5494J103 3 10 SH   SOLE   10 0 0
LivaNova PLC SHS G5509L101 614 8,330 SH   SOLE   8,330 0 0
Lockheed Martin Corp. COM 539830109 11 31 SH   SOLE   31 0 0
LPL Finl Hldgs Inc COM 50212V100 3 23 SH   SOLE   23 0 0
LyondellBasell Industries N.V. Class A SHS - A - N53745100 3 33 SH   SOLE   33 0 0
MakeMyTrip Limited Mauritius SHS V5633W109 2 52 SH   SOLE   52 0 0
Marriott Vacations Worldwide Corp COM 57164Y107 1,175 6,745 SH   SOLE   6,745 0 0
Marsh & McLennan Companies, Inc. COM 571748102 8 68 SH   SOLE   68 0 0
Martin Marietta Materials Inc COM 573284106 1,007 3,000 SH   SOLE   3,000 0 0
MasTec Inc COM 576323109 6,735 71,874 SH   SOLE   71,874 0 0
MasterCard, Inc. CL A 57636Q104 82 231 SH   SOLE   231 0 0
McDonald's Corp COM 580135101 9 42 SH   SOLE   42 0 0
Medtronic plc SHS G5960L103 9 73 SH   SOLE   73 0 0
MercadoLibre, Inc. COM 58733R102 7 5 SH   SOLE   5 0 0
Merck & Co Inc COM 58933Y105 216 2,807 SH   SOLE   2,807 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 705 71,836 SH   SOLE   71,836 0 0
MFS Municipal Income Trust SH BEN INT 552738106 117 17,193 SH   SOLE   17,193 0 0
Microsoft Corp COM 594918104 32 135 SH   SOLE   135 0 0
Momo Inc ADR 60879B107 1 75 SH   SOLE   75 0 0
Mondelez International, Inc. CL A 609207105 49 832 SH   SOLE   832 0 0
Moody's Corp. COM 615369105 4 15 SH   SOLE   15 0 0
Morgan Stanley China A Sh Fd COM 617468103 2 99 SH   SOLE   99 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 4 163 SH   SOLE   163 0 0
MSCI Inc. COM 55354G100 4 9 SH   SOLE   9 0 0
Nebula Caravel Acquisition C W Exp 10/01/202 629070111 5 3,355 SH   SOLE   3,355 0 0
Netease Inc Sponsored ADS 64110W102 3 25 SH   SOLE   25 0 0
Netflix, Inc. COM 64110L106 8 15 SH   SOLE   15 0 0
Neuberger Berman MLP Income Fund Inc COM 64129H104 1,165 277,466 SH   SOLE   277,466 0 0
New Fortress Energy Inc CL A 644393100 1,512 32,943 SH   SOLE   32,943 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 11,383 999,407 SH   SOLE   999,407 0 0
NextEra Energy Inc COM 65339F101 2,057 27,199 SH   SOLE   27,199 0 0
Nike, Inc. CL B 654106103 6 43 SH   SOLE   43 0 0
Nordson Corp COM 655663102 4 18 SH   SOLE   18 0 0
Norwegian Cruise Line Holdings Ltd SHS G66721104 1,786 64,717 SH   SOLE   64,717 0 0
Novartis AG SPONSORED ADR 66987V109 105 1,232 SH   SOLE   1,232 0 0
Novo Nordisk A/S ADR ADR 670100205 3 44 SH   SOLE   44 0 0
Nuveen Amt- Free Mun Value Fd COM 670695105 82 5,000 SH   SOLE   5,000 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 44 2,915 SH   SOLE   2,915 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 6,140 944,605 SH   SOLE   944,605 0 0
Nuveen Fltng Rte Incm Opp Fd COM SHS 6706EN100 1,643 172,243 SH   SOLE   172,243 0 0
Nuveen Mortgage and Income Fund COM 670735109 1,850 89,166 SH   SOLE   89,166 0 0
Nuveen Multi-Market Income Fund Inc COM 67075J107 50 6,836 SH   SOLE   6,836 0 0
Nuveen Municipal Credit Opp Fund COM 670663103 466 33,242 SH   SOLE   33,242 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 52 1,906 SH   SOLE   1,906 0 0
Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 93 6,456 SH   SOLE   6,456 0 0
Nuveen Ohio Qlty Mun Income COM 670980101 299 19,147 SH   SOLE   19,147 0 0
Nuveen Pfd & Income Opportun COM 67073B106 26 2,790 SH   SOLE   2,790 0 0
Nuveen Real Asset Income and Growth Fund COM 67074Y105 2,705 183,754 SH   SOLE   183,754 0 0
Nuveen Tax-Advanteaged Divid COM 67073G105 2,489 164,755 SH   SOLE   164,755 0 0
OFS Credit Company Inc COM 67111Q107 124 8,422 SH   SOLE   8,422 0 0
Otis Worldwide Corp COM 68902V107 51 750 SH   SOLE   750 0 0
Pagseguro Digital Ltd COM CL A G68707101 1 26 SH   SOLE   26 0 0
Paychex, Inc COM 704326107 10 102 SH   SOLE   102 0 0
PayPal Holdings, Inc. COM 70450Y103 51 208 SH   SOLE   208 0 0
PepsiCo, Inc. COM 713448108 13 89 SH   SOLE   89 0 0
Peridot Aqcuisition Corp W Exp 11/30/202 G7008A107 6 3,712 SH   SOLE   3,712 0 0
PGIM Global Short Duration High Yield Fund, Inc. COM 69346J106 7,472 500,806 SH   SOLE   500,806 0 0
PGIM Short Duration High Yield Fund, Inc. COM 69346H100 6,959 444,350 SH   SOLE   444,350 0 0
PGT Innovations Inc COM 69336V101 1,947 77,117 SH   SOLE   77,117 0 0
Phillips 66 COM 718546104 3 38 SH   SOLE   38 0 0
PIMCO Calif Mun Income Fd II COM 72200M108 268 29,620 SH   SOLE   29,620 0 0
PIMCO California Municipal Income Fund III COM 72201C109 98 9,305 SH   SOLE   9,305 0 0
PIMCO Dynamic Credit and Mortgage Income Fund COM SHS 72202D106 4,138 185,792 SH   SOLE   185,792 0 0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 420 4,125 SH   SOLE   4,125 0 0
PIMCO Enrgy Tactical Cr Opp COM SHS BEN INT 69346N107 3,642 351,857 SH   SOLE   0 0 0
PIMCO Global StocksPLS Inc. COM 722011103 730 68,641 SH   SOLE   68,641 0 0
PIMCO High Income Fund COM SHS 722014107 1,954 289,919 SH   SOLE   289,919 0 0
Pimco New York Municipal Income Fund II COM 72200Y102 377 33,426 SH   SOLE   33,426 0 0
PIMCO Strategic Income Fd COM 72200X104 958 130,707 SH   SOLE   130,707 0 0
Pioneer Municipal High Income Advantage Trust COM 723762100 37 3,135 SH   SOLE   3,135 0 0
Pioneer Municipal High Income Trust COM SHS 723763108 217 17,520 SH   SOLE   17,520 0 0
Pool Corp COM 73278L105 4 11 SH   SOLE   11 0 0
Popular Inc COM NEW 733174700 2,630 37,394 SH   SOLE   37,394 0 0
Procter & Gamble Co. (The) COM 742718109 9 66 SH   SOLE   66 0 0
ProLogis, Inc. COM 74340W103 7 64 SH   SOLE   64 0 0
ProShares Short VIX Short-Term Futures ETF SHT VIX ST TRM 74347W130 5 110 SH   SOLE   110 0 0
Prudential PLC ADR 74435K204 38 887 SH   SOLE   887 0 0
Purecycle Technologies Inc W Exp 01/28/202 74623V111 58 4,131 SH   SOLE   4,131 0 0
Qualcomm Inc COM 747525103 9 70 SH   SOLE   70 0 0
Realty Income Corp. COM 756109104 5 71 SH   SOLE   71 0 0
Redball Acquisition Corp UNIT 99/99/9999 G7417R121 3 274 SH   SOLE   274 0 0
Regeneron Pharmaceuticals, Inc. COM 75886F107 3 7 SH   SOLE   7 0 0
Restaurant Brands International Inc COM 76131D103 4 57 SH   SOLE   57 0 0
Retail Value Inc. COM 76133Q102 462 24,698 SH   SOLE   24,698 0 0
Rice Acquisition Corp W EXP 10/26/202 762594117 3 1,988 SH   SOLE   1,988 0 0
Rio Tinto PLC Sponsored ADR 767204100 2 25 SH   SOLE   25 0 0
Rivernorth Flexible Mun Income COM 76883H104 430 19,482 SH   SOLE   19,482 0 0
Rivernorth Managed Duration Municipal Income Fund Inc. COM 76882H105 364 19,577 SH   SOLE   19,577 0 0
Rivernorth Opportunistic Mun COM 76883F108 847 38,571 SH   SOLE   38,571 0 0
RMR Real Estate Income Fund COM 76970B101 2,123 176,919 SH   SOLE   176,919 0 0
Rollins Inc COM 775711104 2 62 SH   SOLE   62 0 0
Royal Caribbean Cruises Ltd COM V7780T103 2,103 24,570 SH   SOLE   24,570 0 0
ROYAL DUTCH SHELL PLC Spon ADR B 780259107 4 109 SH   SOLE   109 0 0
Royce Value Trust Inc COM 780910105 54 2,961 SH   SOLE   2,961 0 0
Ryanair Holdings plc ADR SPONSORED ADS 783513203 47 410 SH   SOLE   410 0 0
Salient Midstream & MLP Fd SH BEN INT 79471V105 877 171,974 SH   SOLE   171,974 0 0
Sanofi Sponsored ADR 80105N105 38 777 SH   SOLE   777 0 0
Schlumberger Ltd COM 806857108 4 144 SH   SOLE   144 0 0
Scotts Miracle-Gro Co CL A 810186106 8 34 SH   SOLE   34 0 0
Sea Limited ADR 81141R100 42 188 SH   SOLE   188 0 0
Seaboard Corp COM 811543107 506 137 SH   SOLE   137 0 0
Seattle Genetics, In COM 81181C104 2 18 SH   SOLE   18 0 0
Sempra Energy COM 816851109 8 64 SH   SOLE   64 0 0
ServiceNow, Inc. COM 81762P102 4 7 SH   SOLE   7 0 0
Sherwin-Williams Co. (The) COM 824348106 1 6 SH   SOLE   6 0 0
Shinhan Financial Group Co L SPN ADR RESTRD 824596100 3 84 SH   SOLE   84 0 0
Shopify, Inc. CL A 82509L107 6 5 SH   SOLE   5 0 0
Siteone Landsscape Supply Inc COM 82982L103 5 30 SH   SOLE   30 0 0
SK Telecom Ltd Sponsored ADR 78440P108 3 128 SH   SOLE   128 0 0
Smartsheet, Inc. Cl A SHS CL A 83200N103 2 34 SH   SOLE   34 0 0
Sony Corp Sponsored ADR 835699307 69 654 SH   SOLE   654 0 0
Spartan Acquisition Corp II W Exp 11/30/202 846775112 6 3,250 SH   SOLE   3,250 0 0
SPDR Gold Tr GOLD SHS 78463V107 224 1,398 SH   SOLE   1,398 0 0
SPDR S&P 500 ETF Tr TR UNIT 78462F103 87 220 SH   SOLE   220 0 0
SPDR S&P MidCap 400 ETF Tr UTSER1 S&PDCRP 78467Y107 71 150 SH   SOLE   150 0 0
SPDR Ser Tr SPDR BLOOMBERG 78468R663 999 10,919 SH   SOLE   10,919 0 0
Sprott Physical Gold and Silver Trust TR UNIT 85208R101 139 8,000 SH   SOLE   8,000 0 0
Starbucks Corp. COM 855244109 12 110 SH   SOLE   110 0 0
STMicroelectronics N V NY Registry 861012102 3 91 SH   SOLE   91 0 0
Sustainable Opportnts Acq Co W Exp 99/99/999 G8598Y117 6 6,209 SH   SOLE   6,209 0 0
Sutter Rock Cap Corp COM 86887Q109 501 36,950 SH   SOLE   36,950 0 0
Taiwan Semiconductor Manufacturing Company Limited SPONSORED ADR 874039100 34 284 SH   SOLE   284 0 0
Takeda Pharmaceutical Co Ltd SPONSORED ADR 874060205 73 4,000 SH   SOLE   4,000 0 0
TCW Strategic Income Fund Inc COM 872340104 11 2,000 SH   SOLE   2,000 0 0
Templeton Emerging Markets Fund COM 880191101 5 238 SH   SOLE   238 0 0
Teradyne Inc COM 880770102 5 38 SH   SOLE   38 0 0
Tesla Inc COM 88160R101 34 51 SH   SOLE   51 0 0
Teva Pharmaceutical Inds Ltd SPONSORED ADR 881624209 2 168 SH   SOLE   168 0 0
Texas Instruments, Inc COM 882508104 19 100 SH   SOLE   100 0 0
The European Equity Fund Inc COM 298768102 7 617 SH   SOLE   617 0 0
The Gabelli Dividend & Income Trust COM 36242H104 32 1,322 SH   SOLE   1,322 0 0
The GDL Fund COM SH BEN IT 361570104 42 4,723 SH   SOLE   4,723 0 0
The Herzfeld Caribbean Basin Fund Inc COM 42804T106 2,526 429,608 SH   SOLE   429,608 0 0
The Home Depot Inc COM 437076102 20 67 SH   SOLE   67 0 0
The India Fund Inc COM 454089103 5 215 SH   SOLE   215 0 0
The Korea Fund Inc COM NEW 500634209 4 85 SH   SOLE   85 0 0
The Mexico Fund, Inc. COM 592835102 4 309 SH   SOLE   309 0 0
The New Germany Fund Inc COM 644465106 13 649 SH   SOLE   649 0 0
The New Ireland Fund Inc COM 645673104 7 605 SH   SOLE   605 0 0
The PNC Financial Services Group Inc COM 693475105 9 50 SH   SOLE   50 0 0
The Taiwan Fund Inc COM 874036106 2 88 SH   SOLE   88 0 0
Thermo Fisher Scientific, Inc. COM 883556102 7 15 SH   SOLE   15 0 0
Thor Inds Inc COM 885160101 5 36 SH   SOLE   36 0 0
Tortoise Energy Independence COM 89148K200 266 15,366 SH   SOLE   15,366 0 0
Tortoise Energy Infra Corp COM 89147L886 891 36,446 SH   SOLE   36,446 0 0
Total Se SPONSORED ADS 89151E109 4 76 SH   SOLE   76 0 0
Toyota Motor Corp SP ADR REP2COM 892331307 39 247 SH   SOLE   247 0 0
TPG Pace Tech Opportunities W Exp 10/09/202 G8990Y129 6 4,711 SH   SOLE   4,711 0 0
Tri-Continental Corp COM 895436103 130 4,022 SH   SOLE   4,022 0 0
Trident Acquisitions Corp W EXP 05/09/202 89615T114 11 5,520 SH   SOLE   5,520 0 0
Trimble, Inc. COM 896239100 3 40 SH   SOLE   40 0 0
Trip.com Group Ltd ADR ADS 89677Q107 4 90 SH   SOLE   90 0 0
Truist Financial Corp COM 89832Q109 13 221 SH   SOLE   221 0 0
U.S. Bancorp COM 902973304 6 112 SH   SOLE   112 0 0
Ultragenyx Pharmaceutical In COM 90400D108 3 22 SH   SOLE   22 0 0
Unilever PLC SPON ADR NEW 904767704 2 28 SH   SOLE   28 0 0
United Parcel Service Inc CL B 911312106 2 11 SH   SOLE   11 0 0
United States Oil Fund LP UNITS 91232N207 51 1,250 SH   SOLE   1,250 0 0
UnitedHealth Group Inc COM 91324P102 84 225 SH   SOLE   225 0 0
Vale SA ADR 91912E105 9 495 SH   SOLE   495 0 0
VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 100 3,075 SH   SOLE   3,075 0 0
Vanguard Intl Equity Index F TT WRLD ST ETF 922042742 4 44 SH   SOLE   44 0 0
Verizon Communications Inc COM 92343V104 7 120 SH   SOLE   120 0 0
Vertex Pharmaceuticals, Inc. COM 92532F100 3 14 SH   SOLE   14 0 0
Vertical Capital Income Fund SHS BEN INT 92535C104 3,155 306,354 SH   SOLE   306,354 0 0
Virtus Total Return Fund Inc. COM 92835W107 15 1,582 SH   SOLE   1,582 0 0
Visa Inc COM CL A 92826C839 6 30 SH   SOLE   30 0 0
VPC Impact Acquisition Hldng SHS CL A G9441E100 4 274 SH   SOLE   274 0 0
VPC Impact Acquisition Hldng W EXP 10/22/202 G9441E118 13 4,547 SH   SOLE   4,547 0 0
Vulcan Materials Co COM 929160109 844 5,000 SH   SOLE   5,000 0 0
WEC Energy Group, Inc. COM 92939U106 7 71 SH   SOLE   71 0 0
Wells Fargo Advantage Income WF INC OPPTY FD 94987B105 775 91,776 SH   SOLE   91,776 0 0
Western Assest Intm Muni Fd COM 958435109 433 46,643 SH   SOLE   46,643 0 0
Western Asset Mortgage Opp Fund Inc. COM 95790B109 2,128 145,369 SH   SOLE   145,369 0 0
Western Asset Mun Hi Incm Fd COM 95766N103 145 18,532 SH   SOLE   18,532 0 0
Western Asset Municipal Partners Fund COM 95766P108 461 30,082 SH   SOLE   30,082 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 2,313 190,250 SH   SOLE   190,250 0 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 326 25,519 SH   SOLE   25,519 0 0
Whole Earth Brands Inc. *W EXP 06/25/202 96684W126 8 3,903 SH   SOLE   3,903 0 0
Whole Earth Brands, Inc. COM CL A 96684W100 4 274 SH   SOLE   274 0 0
XP Inc. CL A G98239109 1 32 SH   SOLE   32 0 0
Yandex N V SHS Class A N97284108 2 36 SH   SOLE   36 0 0
Yum China Hldgs Inc COM 98850P109 2 28 SH   SOLE   28 0 0
Zebra Technologies Corp CL A 989207105 6 12 SH   SOLE   12 0 0
Zoetis Inc. CL A 98978V103 4 25 SH   SOLE   25 0 0