The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACI WORLDWIDE INC | COM | 004498101 | 341,974 | 8,987,486 | SH | DFND | 1, 2, 3, 4, 5 | 8,987,486 | 0 | 0 | |
| AECOM | COM | 00766T100 | 500,781 | 7,811,272 | SH | DFND | 1, 2, 3, 4, 5 | 7,811,272 | 0 | 0 | |
| ALTIMAR ACQUISITION CORP II | UNIT 99/99/9999 | G03709113 | 5,100 | 500,000 | SH | DFND | 1, 2, 3, 4, 5 | 500,000 | 0 | 0 | |
| BOX INC | CL A | 10316T104 | 292,664 | 12,746,687 | SH | DFND | 1, 2, 3, 4, 5 | 12,746,687 | 0 | 0 | |
| CHURCHILL CAP CORP II | CL A | 17143G106 | 5,000 | 500,000 | SH | DFND | 1, 2, 3, 4, 5 | 500,000 | 0 | 0 | |
| CERNER CORP | COM | 156782104 | 162,169 | 2,256,111 | SH | DFND | 1, 2, 3, 4, 5 | 2,256,111 | 0 | 0 | |
| CORTEVA INC | COM | 22052L104 | 579,654 | 12,433,599 | SH | DFND | 1, 2, 3, 4, 5 | 12,433,599 | 0 | 0 | |
| COMMVAULT SYSTEMS INC | COM | 204166102 | 280,447 | 4,348,023 | SH | DFND | 1, 2, 3, 4, 5 | 4,348,023 | 0 | 0 | |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 | 2,381 | 235,558 | SH | DFND | 1, 2, 3, 4, 5 | 235,558 | 0 | 0 | |
| EHEALTH INC | COM | 28238P109 | 138,050 | 1,898,117 | SH | DFND | 1, 2, 3, 4, 5 | 1,898,117 | 0 | 0 | |
| ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 230,613 | 7,830,677 | SH | DFND | 1, 2, 3, 4, 5 | 7,830,677 | 0 | 0 | |
| FOREST ROAD ACQUISITION COR | UNIT 99/99/9999 | 34619V202 | 4,980 | 500,000 | SH | DFND | 1, 2, 3, 4, 5 | 500,000 | 0 | 0 | |
| FORTRESS VALUE ACQUIS CORP I | COM CL A | 34964G107 | 1,865 | 188,705 | SH | DFND | 1, 2, 3, 4, 5 | 188,705 | 0 | 0 | |
| GCP APPLIED TECHNOLOGIES INC | COM | 36164Y101 | 160,492 | 6,540,000 | SH | DFND | 1, 2, 3, 4, 5 | 6,540,000 | 0 | 0 | |
| GREEN DOT CORP | CL A | 39304D102 | 242,417 | 5,294,110 | SH | DFND | 1, 2, 3, 4, 5 | 5,294,110 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 119,529 | 541,000 | SH | DFND | 1, 2, 3, 4, 5 | 541,000 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 654 | 600,000 | SH | Put | DFND | 1, 2, 3, 4, 5 | 600,000 | 0 | 0 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 | 53,865 | 337,777 | SH | DFND | 1, 2, 3, 4, 5 | 337,777 | 0 | 0 | |
| ISHARES TR | RUS MID CAP ETF | 464287499 | 33,269 | 450,000 | SH | DFND | 1, 2, 3, 4, 5 | 450,000 | 0 | 0 | |
| KKR ACQUISITION HOLDING I CO | UNIT 99/99/9999 | 48253T208 | 5,954 | 594,800 | SH | DFND | 1, 2, 3, 4, 5 | 594,800 | 0 | 0 | |
| KHOSLA VENTURES ACQUSTN CO I | COM CL A | 482505104 | 3,027 | 300,000 | SH | DFND | 1, 2, 3, 4, 5 | 300,000 | 0 | 0 | |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 | 3,497 | 350,000 | SH | DFND | 1, 2, 3, 4, 5 | 350,000 | 0 | 0 | |
| LEAD EDGE GROWTH OPRTUNTS LT | UNIT 04/01/2026 | G54085124 | 3,490 | 350,000 | SH | DFND | 1, 2, 3, 4, 5 | 350,000 | 0 | 0 | |
| L&F ACQUISITION CORP | SHS CL A | G53702109 | 2,791 | 283,315 | SH | DFND | 1, 2, 3, 4, 5 | 283,315 | 0 | 0 | |
| MONTES ARCHIMEDES ACQUISITIO | COM CL A | 612657106 | 5,297 | 541,615 | SH | DFND | 1, 2, 3, 4, 5 | 541,615 | 0 | 0 | |
| MISSION ADVANCEMENT CORP | UNIT 99/99/9999 | 60501L200 | 3,483 | 350,000 | SH | DFND | 1, 2, 3, 4, 5 | 350,000 | 0 | 0 | |
| MEDNAX INC | COM | 58502B106 | 215,222 | 8,450,000 | SH | DFND | 1, 2, 3, 4, 5 | 8,450,000 | 0 | 0 | |
| MAGELLAN HEALTH INC | COM NEW | 559079207 | 220,895 | 2,369,100 | SH | DFND | 1, 2, 3, 4, 5 | 2,369,100 | 0 | 0 | |
| MERIT MED SYS INC | COM | 589889104 | 223,879 | 3,738,787 | SH | DFND | 1, 2, 3, 4, 5 | 3,738,787 | 0 | 0 | |
| NORTONLIFELOCK INC | COM | 668771108 | 448,681 | 21,104,454 | SH | DFND | 1, 2, 3, 4, 5 | 21,104,454 | 0 | 0 | |
| ON SEMICONDUCTOR CORP | COM | 682189105 | 356,647 | 8,571,179 | SH | DFND | 1, 2, 3, 4, 5 | 8,571,179 | 0 | 0 | |
| PLUM ACQUISITION CORP I | UNIT 03/15/2026 | G7134L100 | 2,985 | 300,000 | SH | DFND | 1, 2, 3, 4, 5 | 300,000 | 0 | 0 | |
| CC NEUBERGER PRIN HLDGS II | SHS CL A | G3166T103 | 3,182 | 322,700 | SH | DFND | 1, 2, 3, 4, 5 | 322,700 | 0 | 0 | |
| ROSS ACQUISITION CORP II | UNIT 99/99/9999 | G7641C122 | 2,988 | 300,000 | SH | DFND | 1, 2, 3, 4, 5 | 300,000 | 0 | 0 | |
| COMSCORE INC | COM | 20564W105 | 10,503 | 2,869,550 | SH | DFND | 1, 2, 3, 4, 5 | 2,869,550 | 0 | 0 | |
| SLAM CORP | UNIT 99/99/9999 | G8210L113 | 5,962 | 601,000 | SH | DFND | 1, 2, 3, 4, 5 | 601,000 | 0 | 0 | |
| TWC TECH HLDGS II CORP | COM | 90117G105 | 3,002 | 305,049 | SH | DFND | 1, 2, 3, 4, 5 | 305,049 | 0 | 0 | |
| WARBURG PINCUS CAPTAL CORP I | UNIT 99/99/9999 | G9460M116 | 8,483 | 850,000 | SH | DFND | 1, 2, 3, 4, 5 | 850,000 | 0 | 0 | |