The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100 251 2,096 SH   SOLE   2,096 0 0
ABERDEEN STD GLOBAL INFRASTR COM SHS BEN INT 00326W106 691 34,533 SH   SOLE   34,533 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 202 731 SH   SOLE   731 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 1,005 6,575 SH   SOLE   0 0 6,575
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6,555 28,911 SH   SOLE   28,405 0 506
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 23 100 SH Call SOLE   100 0 0
ALPHABET INC CAP STK CL C 02079K107 647 313 SH   SOLE   313 0 0
ALPHABET INC CAP STK CL A 02079K305 11,313 5,485 SH   SOLE   5,225 0 260
ALTRIA GROUP INC COM 02209S103 309 6,039 SH   SOLE   6,039 0 0
AMAZON COM INC COM 023135106 9,684 3,130 SH   SOLE   3,049 0 81
AMERICAN HOMES 4 RENT CL A 02665T306 1,693 50,777 SH   SOLE   50,777 0 0
AMERICAN TOWER CORP NEW COM 03027X100 3,647 15,255 SH   SOLE   14,902 0 353
AMGEN INC COM 031162100 485 1,949 SH   SOLE   1,949 0 0
APARTMENT INCOME REIT CORP COM 03750L109 500 11,697 SH   SOLE   11,697 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 323 21,748 SH   SOLE   21,748 0 0
APPLE INC COM 037833100 13,406 109,749 SH   SOLE   95,296 0 14,453
AT&T INC COM 00206R102 585 19,328 SH   SOLE   19,328 0 0
AUTODESK INC COM 052769106 2,649 9,558 SH   SOLE   9,199 0 359
BARRICK GOLD CORP COM 067901108 208 10,492 SH   SOLE   10,492 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11,175 43,744 SH   SOLE   42,600 0 1,144
BLACK STONE MINERALS L P COM UNIT 09225M101 818 93,831 SH   SOLE   39,767 0 54,064
BLACKROCK 2022 GBL INCM OPP COM 09258P104 563 61,426 SH   SOLE   61,426 0 0
BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 1,251 113,698 SH   SOLE   113,698 0 0
BLACKROCK FLOATING RATE INCO COM 09255X100 247 18,970 SH   SOLE   18,970 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 232 12,870 SH   SOLE   12,870 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 741 49,278 SH   SOLE   49,278 0 0
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 490 34,751 SH   SOLE   23,141 0 11,610
BLACKROCK MUNIYIELD CALIF QU COM 09254N103 220 14,961 SH   SOLE   14,961 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103 554 38,844 SH   SOLE   38,844 0 0
BLACKSTONE GROUP INC COM 09260D107 4,634 62,175 SH   SOLE   61,143 0 1,032
BLACKSTONE LONG-SHORT CREDIT COM SHS BN INT 09257D102 182 12,845 SH   SOLE   12,845 0 0
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 1,656 124,213 SH   SOLE   124,213 0 0
BOEING CO COM 097023105 258 1,011 SH   SOLE   1,011 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 3,132 49,613 SH   SOLE   48,319 0 1,294
CHEVRON CORP NEW COM 166764100 532 5,081 SH   SOLE   4,995 0 86
COCA COLA CO COM 191216100 543 10,295 SH   SOLE   10,295 0 0
COLONY CAP INC NEW CL A COM 19626G108 996 153,752 SH   SOLE   153,752 0 0
COMCAST CORP NEW CL A 20030N101 423 7,815 SH   SOLE   7,254 0 561
COUPANG INC CL A 22266T109 1,295 26,237 SH   SOLE   25,719 0 518
CREDIT SUISSE ASSET MGMT INC COM 224916106 757 223,997 SH   SOLE   223,997 0 0
DISNEY WALT CO COM 254687106 6,059 32,839 SH   SOLE   31,689 0 1,150
DOUBLELINE INCOME SOLUTIONS COM 258622109 1,353 74,500 SH   SOLE   74,500 0 0
DOUBLELINE OPPORTUNISTIC CR COM 258623107 4,125 208,976 SH   SOLE   208,976 0 0
DOUBLELINE YIELD OPPORTUNITI COM 25862D105 2,958 154,562 SH   SOLE   149,562 0 5,000
DUKE ENERGY CORP NEW COM NEW 26441C204 238 2,465 SH   SOLE   2,457 0 8
DYNEX CAP INC COM 26817Q886 813 42,940 SH   SOLE   42,940 0 0
ENERGY RECOVERY INC COM 29270J100 1,715 93,500 SH   SOLE   93,500 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 96 12,534 SH   SOLE   12,534 0 0
EQUINIX INC COM 29444U700 514 756 SH   SOLE   756 0 0
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 17 733 SH   SOLE   733 0 0
ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 273 4,204 SH   SOLE   4,204 0 0
EXXON MOBIL CORP COM 30231G102 291 5,210 SH   SOLE   2,810 0 2,400
FACEBOOK INC CL A 30303M102 4,206 14,280 SH   SOLE   13,838 0 442
FIRST CTZNS BANCSHARES INC N CL A 31946M103 5,238 6,267 SH   SOLE   6,052 0 215
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 241 4,556 SH   SOLE   4,556 0 0
FLOTEK INDS INC DEL COM 343389102 227 135,000 SH   SOLE   120,000 0 15,000
FS KKR CAP CORP COM 302635206 381 19,224 SH   SOLE   19,224 0 0
GENERAL MLS INC COM 370334104 247 4,022 SH   SOLE   22 0 4,000
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 2,352 29,728 SH   SOLE   24,048 0 5,680
GOLUB CAP BDC INC COM 38173M102 755 51,613 SH   SOLE   51,613 0 0
GREAT AJAX CORP COM 38983D300 3,299 302,648 SH   SOLE   302,648 0 0
HOME DEPOT INC COM 437076102 7,533 24,677 SH   SOLE   24,185 0 492
INSEEGO CORP COM 45782B104 798 79,802 SH   SOLE   79,802 0 0
INTEL CORP COM 458140100 339 5,300 SH   SOLE   5,300 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 3,372 30,190 SH   SOLE   29,290 0 900
INTERNATIONAL BUSINESS MACHS COM 459200101 254 1,905 SH   SOLE   415 0 1,490
INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 467 18,082 SH   SOLE   17,801 0 281
INVESCO QUALITY MUN INCOME T COM 46133G107 252 19,455 SH   SOLE   19,455 0 0
INVESCO VALUE MUN INCOME TR COM 46132P108 813 51,902 SH   SOLE   51,902 0 0
INVITATION HOMES INC COM 46187W107 1,584 49,516 SH   SOLE   49,516 0 0
ISHARES GOLD TR ISHARES 464285105 640 39,383 SH   SOLE   39,383 0 0
ISHARES TR CORE S&P TTL STK 464287150 7,830 85,482 SH   SOLE   85,031 0 451
ISHARES TR SELECT DIVID ETF 464287168 26 231 SH   SOLE   231 0 0
ISHARES TR CORE S&P500 ETF 464287200 2,199 5,529 SH   SOLE   5,529 0 0
ISHARES TR CORE US AGGBD ET 464287226 487 4,279 SH   SOLE   4,279 0 0
ISHARES TR CORE S&P MCP ETF 464287507 133 512 SH   SOLE   512 0 0
ISHARES TR NASDAQ BIOTECH 464287556 45 297 SH   SOLE   297 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 136 451 SH   SOLE   451 0 0
ISHARES TR CORE S&P US VLU 464287663 7,545 109,500 SH   SOLE   109,500 0 0
ISHARES TR U.S. TECH ETF 464287721 223 2,540 SH   SOLE   2,540 0 0
ISHARES TR US HLTHCARE ETF 464287762 38 150 SH   SOLE   150 0 0
ISHARES TR CORE S&P SCP ETF 464287804 2,302 21,209 SH   SOLE   21,095 0 114
ISHARES TR ISHS 5-10YR INVT 464288638 2,702 45,617 SH   SOLE   42,749 0 2,868
ISHARES TR ISHS 1-5YR INVS 464288646 160 2,933 SH   SOLE   2,933 0 0
ISHARES TR MSCI USA ESG SLC 464288802 373 4,250 SH   SOLE   4,250 0 0
ISHARES TR MSCI CHINA ETF 46429B671 140 1,718 SH   SOLE   1,718 0 0
ISHARES TR MSCI USA MIN VOL 46429B697 19,691 284,597 SH   SOLE   276,500 0 8,097
ISHARES TR BLACKROCK ULTRA 46434V878 399 7,900 SH   SOLE   7,900 0 0
ISHARES TR MORTGE REL ETF 46435G342 663 18,793 SH   SOLE   18,793 0 0
IVERIC BIO INC COM 46583P102 96 15,500 SH   SOLE   15,500 0 0
J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 10,161 200,189 SH   SOLE   195,583 0 4,606
JOHNSON & JOHNSON COM 478160104 5,602 34,083 SH   SOLE   30,569 0 3,514
JPMORGAN CHASE & CO COM 46625H100 5,367 35,255 SH   SOLE   34,290 0 965
KKR & CO INC COM 48251W104 293 6,003 SH   SOLE   6,003 0 0
LINCOLN NATL CORP IND COM 534187109 216 3,469 SH   SOLE   3,469 0 0
MAIDEN HOLDINGS LTD SHS G5753U112 38 11,662 SH   SOLE   11,662 0 0
MARTIN MARIETTA MATLS INC COM 573284106 2,133 6,352 SH   SOLE   6,176 0 176
MEDTRONIC PLC SHS G5960L103 481 4,075 SH   SOLE   4,018 0 57
MERCK & CO. INC COM 58933Y105 307 3,980 SH   SOLE   3,980 0 0
MFA FINL INC COM 55272X102 1,391 341,737 SH   SOLE   341,737 0 0
MGM RESORTS INTERNATIONAL COM 552953101 395 10,407 SH   SOLE   10,277 0 130
MICROSOFT CORP COM 594918104 11,241 47,678 SH   SOLE   46,604 0 1,074
NEW YORK MTG TR INC COM PAR $.02 649604501 526 117,568 SH   SOLE   117,568 0 0
NEXTERA ENERGY INC COM 65339F101 368 4,864 SH   SOLE   4,864 0 0
NIKE INC CL B 654106103 399 3,000 SH   SOLE   3,000 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 1,265 85,385 SH   SOLE   78,885 0 6,500
NUVEEN ARIZONA QLTY MUN INC COM 67061W104 523 34,541 SH   SOLE   26,728 0 7,813
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 119 12,513 SH   SOLE   12,513 0 0
NUVEEN MORTGAGE AND INCOME F COM 670735109 1,276 61,506 SH   SOLE   61,506 0 0
NUVEEN MUN HIGH INCOME OPPOR COM 670682103 372 25,812 SH   SOLE   14,750 0 11,062
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 459 31,688 SH   SOLE   31,688 0 0
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 900 65,934 SH   SOLE   46,400 0 19,534
NUVEEN PFD & INCM SECURTIES COM 67072C105 944 97,131 SH   SOLE   97,131 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 916 60,525 SH   SOLE   49,479 0 11,046
NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 285 17,748 SH   SOLE   17,748 0 0
NUVEEN SR INCOME FD COM 67067Y104 113 20,162 SH   SOLE   20,162 0 0
NVIDIA CORPORATION COM 67066G104 385 722 SH   SOLE   722 0 0
PAYPAL HLDGS INC COM 70450Y103 500 2,061 SH   SOLE   2,061 0 0
PENNYMAC MTG INVT TR COM 70931T103 566 28,888 SH   SOLE   28,888 0 0
PEPSICO INC COM 713448108 2,700 19,088 SH   SOLE   18,320 0 768
PFIZER INC COM 717081103 1,152 31,788 SH   SOLE   22,618 0 9,170
PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 69355M107 3,641 181,428 SH   SOLE   173,182 0 8,246
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 11,732 115,121 SH   SOLE   115,121 0 0
PROCTER AND GAMBLE CO COM 742718109 236 1,739 SH   SOLE   1,739 0 0
QUALCOMM INC COM 747525103 229 1,726 SH   SOLE   1,726 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 3,783 48,964 SH   SOLE   47,492 0 1,472
READY CAPITAL CORP COM 75574U101 176 13,120 SH   SOLE   13,120 0 0
REGENERON PHARMACEUTICALS COM 75886F107 3,353 7,086 SH   SOLE   6,863 0 223
RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 1,208 54,974 SH   SOLE   31,925 0 23,049
SCHWAB CHARLES CORP COM 808513105 200 3,072 SH   SOLE   797 0 2,275
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2,113 22,002 SH   SOLE   22,002 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 196 2,632 SH   SOLE   2,632 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 424 4,251 SH   SOLE   4,251 0 0
SEAGEN INC COM 81181C104 2,548 18,346 SH   SOLE   17,850 0 496
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 234 2,002 SH   SOLE   2,002 0 0
SERVICENOW INC COM 81762P102 2,953 5,904 SH   SOLE   5,708 0 196
SHERWIN WILLIAMS CO COM 824348106 4,198 5,688 SH   SOLE   5,506 0 182
SHOPIFY INC CL A 82509L107 634 573 SH   SOLE   573 0 0
SPDR GOLD TR GOLD SHS 78463V107 1,009 6,306 SH   SOLE   6,306 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,065 7,733 SH   SOLE   7,733 0 0
SQUARE INC CL A 852234103 5,766 25,394 SH   SOLE   24,741 0 653
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 433 8,989 SH   SOLE   8,989 0 0
TARGET CORP COM 87612E106 1,060 5,354 SH   SOLE   5,354 0 0
TCW STRATEGIC INCOME FD INC COM 872340104 1,399 245,907 SH   SOLE   245,907 0 0
TESLA INC COM 88160R101 208 312 SH   SOLE   312 0 0
TPG RE FIN TR INC COM 87266M107 753 67,271 SH   SOLE   67,271 0 0
TWILIO INC CL A 90138F102 295 865 SH   SOLE   853 0 12
UNION PAC CORP COM 907818108 279 1,267 SH   SOLE   1,267 0 0
UNITEDHEALTH GROUP INC COM 91324P102 246 660 SH   SOLE   565 0 95
US BANCORP DEL COM NEW 902973304 545 9,858 SH   SOLE   9,858 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 21 58 SH   SOLE   58 0 0
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 307 1,430 SH   SOLE   1,430 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 138 670 SH   SOLE   670 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4,884 59,196 SH   SOLE   56,855 0 2,341
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8,516 57,902 SH   SOLE   52,306 0 5,596
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 271 1,184 SH   SOLE   1,184 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 3,509 60,345 SH   SOLE   57,572 0 2,773
VERTEX PHARMACEUTICALS INC COM 92532F100 2,224 10,350 SH   SOLE   9,910 0 440
VISA INC COM CL A 92826C839 5,473 25,848 SH   SOLE   25,041 0 807
VOYA PRIME RATE TR SH BEN INT 92913A100 378 81,489 SH   SOLE   81,489 0 0
WALMART INC COM 931142103 5,187 38,190 SH   SOLE   37,163 0 1,027
WELLS FARGO CO NEW COM 949746101 202 5,173 SH   SOLE   5,173 0 0
WESTERN ASSET MTG DEFINED OP COM 95790B109 1,336 91,279 SH   SOLE   91,279 0 0