The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN STD GOLD ETF TR | PHYSCL GOLD SHS | 00326A104 | 2,374 | 144,743 | SH | SOLE | 10,001 | 0 | 134,742 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 360 | 3,003 | SH | SOLE | 48 | 0 | 2,955 | ||
FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 | 5,037 | 189,139 | SH | SOLE | 12,550 | 0 | 176,589 | ||
FLEXSHARES TR | MORNSTAR USMKT | 33939L100 | 29,193 | 183,068 | SH | SOLE | 13,818 | 0 | 169,250 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 1,730 | 85,877 | SH | SOLE | 5,943 | 0 | 79,934 | ||
GLOBAL X FDS | FINTECH ETF | 37954Y814 | 236 | 5,338 | SH | SOLE | 92 | 0 | 5,246 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 | 19,864 | 601,199 | SH | SOLE | 45,595 | 0 | 555,604 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | 14,884 | 188,121 | SH | SOLE | 15,803 | 0 | 172,318 | ||
HARTFORD FDS EXCHANGE TRADED | TOTAL RTRN ETF | 41653L305 | 8,306 | 206,525 | SH | SOLE | 13,781 | 0 | 192,744 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 11,776 | 370,300 | SH | SOLE | 28,564 | 0 | 341,736 | ||
INNOVATOR ETFS TR | LOUP FRONTIER | 45782C862 | 246 | 4,554 | SH | SOLE | 79 | 0 | 4,475 | ||
INVESCO ACTIVELY MANAGED ETF | TOTAL RETURN | 46090A804 | 2,887 | 51,527 | SH | SOLE | 3,566 | 0 | 47,961 | ||
INVESCO ACTIVLY MANGD ETC FD | OPTIMUM YIELD | 46090F100 | 2,658 | 154,218 | SH | SOLE | 10,730 | 0 | 143,488 | ||
INVESCO CURRENCYSHARES JAPAN | JAPANESE YEN | 46138W107 | 2,441 | 28,660 | SH | SOLE | 1,995 | 0 | 26,665 | ||
INVESCO CURRENCYSHARES SWISS | SWISS FRANC | 46138R108 | 2,433 | 25,312 | SH | SOLE | 1,765 | 0 | 23,547 | ||
INVESCO DB MULTI-SECTOR COMM | PRECIOUS METAL | 46140H502 | 2,802 | 59,213 | SH | SOLE | 4,095 | 0 | 55,118 | ||
INVESCO DB US DLR INDEX TR | BULLISH FD | 46141D203 | 2,415 | 96,120 | SH | SOLE | 6,665 | 0 | 89,455 | ||
INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 46138J619 | 3,776 | 85,596 | SH | SOLE | 7,145 | 0 | 78,451 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,632 | 14,341 | SH | SOLE | 1,004 | 0 | 13,337 | ||
ISHARES TR | MBS ETF | 464288588 | 1,573 | 14,507 | SH | SOLE | 1,011 | 0 | 13,496 | ||
ISHARES TR | MSCI USA MULTIFT | 46434V282 | 2,071 | 50,970 | SH | SOLE | 3,483 | 0 | 47,487 | ||
ISHARES TR | MSCI ACWI EX US | 464288240 | 15,433 | 279,682 | SH | SOLE | 19,012 | 0 | 260,670 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 25,355 | 289,111 | SH | SOLE | 27,352 | 0 | 261,759 | ||
ISHARES TR | U.S. BAS MTL ETF | 464287838 | 1,042 | 8,297 | SH | SOLE | 1,057 | 0 | 7,240 | ||
ISHARES TR | U.S. FIN SVC ETF | 464287770 | 9,843 | 57,471 | SH | SOLE | 4,702 | 0 | 52,769 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 37,969 | 160,050 | SH | SOLE | 12,653 | 0 | 147,397 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 1,486 | 11,443 | SH | SOLE | 799 | 0 | 10,644 | ||
ISHARES TR | U.S. CNSM SV ETF | 464287580 | 15,533 | 207,573 | SH | SOLE | 19,885 | 0 | 187,688 | ||
J P MORGAN EXCHANGE-TRADED F | INTL BD OPP ETF | 46641Q852 | 4,478 | 87,288 | SH | SOLE | 5,902 | 0 | 81,386 | ||
J P MORGAN EXCHANGE-TRADED F | DIV RTN INT EQ | 46641Q209 | 3,881 | 63,628 | SH | SOLE | 6,242 | 0 | 57,386 | ||
J P MORGAN EXCHANGE-TRADED F | JPMORGAN DIVER | 46641Q407 | 8,349 | 91,434 | SH | SOLE | 10,092 | 0 | 81,342 | ||
JOHN HANCOCK EXCHANGE TRADED | MULTFCTR EMRNG | 47804J834 | 7,106 | 232,151 | SH | SOLE | 16,377 | 0 | 215,774 | ||
LATTICE STRATEGIES TR | HARTFORD MLT ETF | 518416102 | 11,367 | 382,717 | SH | SOLE | 33,523 | 0 | 349,194 | ||
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 1,704 | 31,077 | SH | SOLE | 2,185 | 0 | 28,892 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 11,136 | 101,739 | SH | SOLE | 6,861 | 0 | 94,878 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 2,837 | 83,317 | SH | SOLE | 10,603 | 0 | 72,714 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 14,907 | 151,413 | SH | SOLE | 14,542 | 0 | 136,871 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 9,707 | 83,149 | SH | SOLE | 7,579 | 0 | 75,570 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 4,755 | 108,621 | SH | SOLE | 8,216 | 0 | 100,405 | ||
SPDR INDEX SHS FDS | MSCI EAFE STRTGC | 78463X434 | 6,186 | 85,827 | SH | SOLE | 4,684 | 0 | 81,143 | ||
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 2,637 | 91,212 | SH | SOLE | 1,600 | 0 | 89,612 | ||
SPDR SER TR | PORTFOLI S&P1500 | 78464A805 | 1,123 | 22,832 | SH | SOLE | 7,064 | 0 | 15,768 | ||
SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 | 361 | 12,164 | SH | SOLE | 5,288 | 0 | 6,876 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 268 | 1,978 | SH | SOLE | 34 | 0 | 1,944 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 10,894 | 225,961 | SH | SOLE | 15,408 | 0 | 210,553 | ||
VANECK VECTORS ETF TR | MORNINGSTAR WIDE | 92189F643 | 21,701 | 313,239 | SH | SOLE | 16,939 | 0 | 296,300 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 12,277 | 144,910 | SH | SOLE | 7,329 | 0 | 137,581 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 32,478 | 157,136 | SH | SOLE | 10,398 | 0 | 146,738 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 47,456 | 221,674 | SH | SOLE | 14,416 | 0 | 207,258 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 16,683 | 274,930 | SH | SOLE | 21,858 | 0 | 253,072 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 810 | 15,179 | SH | SOLE | 1,055 | 0 | 14,124 | ||
VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 | 768 | 11,423 | SH | SOLE | 791 | 0 | 10,632 | ||
VANGUARD WHITEHALL FDS | EMERG MKT BD ETF | 921946885 | 2,103 | 27,141 | SH | SOLE | 1,874 | 0 | 25,267 | ||
VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 | 6,895 | 49,169 | SH | SOLE | 4,199 | 0 | 44,970 | ||
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 10,564 | 35,765 | SH | SOLE | 3,079 | 0 | 32,686 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 7,531 | 89,127 | SH | SOLE | 8,099 | 0 | 81,028 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 17,774 | 49,580 | SH | SOLE | 4,230 | 0 | 45,350 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 4,924 | 21,525 | SH | SOLE | 1,971 | 0 | 19,554 | ||
VANGUARD WORLD FDS | COMM SRVC ETF | 92204A884 | 3,644 | 28,026 | SH | SOLE | 3,999 | 0 | 24,027 | ||
WISDOMTREE TR | GLB US QTLY DIV | 97717W844 | 3,367 | 43,372 | SH | SOLE | 3,669 | 0 | 39,703 |