8-K 1 d174185d8k.htm 8-K 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 7, 2021

 

 

Laird Superfood, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   1-39537   81-1589788

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

275 W. Lundgren Mill Drive, Sisters, Oregon   97759
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (888) 670-6796

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

symbol

 

Name of each exchange

on which registered

Common Stock, par value $0.001 per share   LSF   NYSE American

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07

Submission of Matters to a Vote of Security Holders.

Laird Superfood, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders on May 7, 2021. The total number of shares of the Company’s common stock voted in person or by proxy at the Annual Meeting was 5,179,065, representing approximately 58% of the 8,895,852 shares issued and outstanding and entitled to vote at the Annual Meeting and constituting a quorum. The number of votes cast for, against or withheld, as well as abstentions and broker non-votes, as applicable, with respect to each matter is set out below.

Proposal 1. Election of Directors

The stockholders elected all seven nominees at the Annual Meeting to serve as directors until the Company’s Annual Meeting of Stockholders in 2022. The voting results were as follows:

 

Nominee    For      Withheld      Abstain      Broker Non-Votes  

Geoffrey T. Barker

     4,626,081        68,924        38,621        445,439  

Jim Buechler

     4,627,489        67,501        38,636        445,439  

Maile Naylor

     4,388,807        307,580        37,239        445,439  

Gregory Graves

     4,034,820        660,138        38,668        445,439  

Laird Hamilton

     4,598,418        108,379        26,829        445,439  

Paul Hodge

     4,636,966        69,395        27,265        445,439  

Thomas Wetherald

     4,527,733        178,533        27,360        445,439  

Proposal 2. Ratification of the Appointment of the Independent Registered Public Accountants

The stockholders ratified the appointment of Moss Adams LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. The voting results were as follows:

 

     For      Against      Abstain      Broker Non-Votes  
     5,123,978        8,677        46,410        0  


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 10, 2021     Laird Superfood, Inc.
    By:  

/s/ Valerie Ells

    Name:   Valerie Ells
    Title:   Chief Financial Officer