SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
FourWorld Capital Management LLC

(Last) (First) (Middle)
7 WORLD TRADE CENTER, FL. 46

(Street)
NEW YORK NY 10007

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2021
3. Issuer Name and Ticker or Trading Symbol
ODYSSEY MARINE EXPLORATION INC [ OMEX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $.0001 per share 905,399 I See Footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants to Purchase Common Stock 02/25/2021(2) 02/25/2024 Common Stock 323,273 $4.75 I See Footnote(1)
Warrants to Purchase Common Stock 02/25/2021(2) 02/25/2024 Common Stock 64,655 $4.75 I See Footnote(1)
1. Name and Address of Reporting Person*
FourWorld Capital Management LLC

(Last) (First) (Middle)
7 WORLD TRADE CENTER, FL. 46

(Street)
NEW YORK NY 10007

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Addis John

(Last) (First) (Middle)
C/O FOURWORLD CAPITAL MANAGEMEN LLC
7 WORLD TRADE CENTER, FL. 46

(Street)
NEW YORK NY 10007

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The reported securities are directly owned by investment advisory clients of FourWorld Capital Management LLC (the "Investment Manager"), and may be deemed to be indirectly beneficially owned by: (i) the Investment Manager as the investment manager of such clients, and (ii) John Addis as the managing member of the Investment Manager. The Investment Manager and Mr. Addis disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
2. These warrants are currently exercisable, subject to a blocker provision that prevents each of the Reporting Persons from exercising the warrants if they would be more than a 19.9% beneficial owner of the outstanding shares of the Issuer's common stock immediately following such exercise. The foregoing description of the warrants does not purport to be complete and is subject to and qualified in its entirety by reference to the Form of Warrant to Purchase Common Stock included as Exhibit 4.1 of the Issuer's 8-K filed on August 25, 2020, which is incorporated by reference.
FourWorld Capital Management LLC By: John Addis, Managing Member 03/22/2021
By: /s/ John Addis 03/22/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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