The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ASCENDANT DIGITAL ACQUISITIO | *W EXP 07/28/202 | G05155117 | 1,045 | 611,177 | SH | SOLE | NONE | 611,177 | 0 | 0 | |
| AUDIOEYE INC | COM NEW | 050734201 | 21,924 | 848,778 | SH | SOLE | NONE | 848,778 | 0 | 0 | |
| BARNES & NOBLE ED INC | COM | 06777U101 | 11,255 | 2,420,355 | SH | SOLE | NONE | 2,420,355 | 0 | 0 | |
| BLUELINX HLDGS INC | COM NEW | 09624H208 | 9,071 | 310,000 | SH | SOLE | NONE | 310,000 | 0 | 0 | |
| CHICKEN SOUP FOR THE SOUL EN | CL A | 16842Q100 | 7,763 | 388,329 | SH | SOLE | NONE | 388,329 | 0 | 0 | |
| COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 19,388 | 257,133 | SH | SOLE | NONE | 257,133 | 0 | 0 | |
| CURIOSITYSTREAM INC | *W EXP 10/14/202 | 23130Q115 | 6,240 | 2,328,515 | SH | SOLE | NONE | 2,328,515 | 0 | 0 | |
| CYNERGISTEK INC | COM | 23258P105 | 45 | 31,371 | SH | OTR | NONE | 0 | 31,371 | 0 | |
| DATA I O CORP | COM | 237690102 | 47 | 11,432 | SH | OTR | NONE | 0 | 11,432 | 0 | |
| DIGITAL TURBINE INC | COM NEW | 25400W102 | 62,205 | 1,099,800 | SH | SOLE | NONE | 1,099,800 | 0 | 0 | |
| DIGITAL TURBINE INC | COM NEW | 25400W102 | 31,108 | 550,000 | SH | Put | SOLE | NONE | 550,000 | 0 | 0 |
| ELASTIC N V | ORD SHS | N14506104 | 40,916 | 280,000 | SH | SOLE | NONE | 280,000 | 0 | 0 | |
| ELASTIC N V | ORD SHS | N14506104 | 21,920 | 150,000 | SH | Put | SOLE | NONE | 150,000 | 0 | 0 |
| GIGCAPITAL2 INC | RIGHT 02/28/2026 | 375036126 | 920 | 2,228,019 | SH | SOLE | NONE | 2,228,019 | 0 | 0 | |
| GIGCAPITAL2 INC | *W EXP 02/28/202 | 375036118 | 1,877 | 957,807 | SH | SOLE | NONE | 957,807 | 0 | 0 | |
| IAC INTERACTIVECORP NEW | COM | 44891N109 | 23,669 | 125,000 | SH | SOLE | NONE | 125,000 | 0 | 0 | |
| INFRA AND ENERGY ALTRNTIVE I | *W EXP 05/20/202 | 45686J112 | 6,163 | 2,147,192 | SH | SOLE | NONE | 2,147,192 | 0 | 0 | |
| KALEYRA INC | *W EXP 12/12/202 | 483379111 | 3,114 | 2,075,970 | SH | SOLE | NONE | 2,075,970 | 0 | 0 | |
| KKR & CO INC | COM | 48251W104 | 30,368 | 750,000 | SH | SOLE | NONE | 750,000 | 0 | 0 | |
| KKR & CO INC | COM | 48251W104 | 29,558 | 730,000 | SH | Put | SOLE | NONE | 730,000 | 0 | 0 |
| NEW YORK TIMES CO | CL A | 650111107 | 10,354 | 200,000 | SH | SOLE | NONE | 200,000 | 0 | 0 | |
| PAR TECHNOLOGY CORP | COM | 698884103 | 59,023 | 940,000 | SH | SOLE | NONE | 940,000 | 0 | 0 | |
| PAR TECHNOLOGY CORP | COM | 698884103 | 88 | 1,408 | SH | OTR | NONE | 0 | 1,408 | 0 | |
| QUEST RESOURCE HLDG CORP | COM NEW | 74836W203 | 86 | 37,060 | SH | OTR | NONE | 0 | 37,060 | 0 | |
| RCI HOSPITALITY HLDGS INC | COM | 74934Q108 | 22,896 | 580,531 | SH | SOLE | NONE | 580,531 | 0 | 0 | |
| ROKU INC | COM CL A | 77543R102 | 29,882 | 90,000 | SH | SOLE | NONE | 90,000 | 0 | 0 | |
| SHARPSPRING INC | COM | 820054104 | 22,210 | 1,364,300 | SH | SOLE | NONE | 1,364,300 | 0 | 0 | |
| SIFY TECHNOLOGIES LTD | SPONSORED ADS | 82655M107 | 34 | 26,534 | SH | OTR | NONE | 0 | 26,534 | 0 | |
| TRITERRAS INC | *W EXP 02/02/202 | G9103H110 | 1,362 | 613,342 | SH | SOLE | NONE | 613,342 | 0 | 0 | |
| WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 | 553 | 400,701 | SH | SOLE | NONE | 400,701 | 0 | 0 | |