The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADIENT PLC | ORD SHS | G0084W101 | 30,598 | 880,000 | SH | SOLE | 880,000 | 0 | 0 | ||
ALLETE INC | COM NEW | 018522300 | 4,955 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
APARTMENT INVT & MGMT CO | CL A | 03748R747 | 5,296 | 1,003,100 | SH | SOLE | 1,003,100 | 0 | 0 | ||
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 2,690 | 316,050 | SH | SOLE | 316,050 | 0 | 0 | ||
BALLYS CORPORATION | COM | 05875B106 | 10,548 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
BLACK HILLS CORP | COM | 092113109 | 4,609 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BRISTOW GROUP INC | COM | 11040G103 | 17,108 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
CAMPING WORLD HLDGS INC | CL A | 13462K109 | 1,480 | 56,819 | SH | SOLE | 56,819 | 0 | 0 | ||
CHANGE HEALTHCARE INC | COM | 15912K100 | 22,380 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
CONTURA ENERGY INC | COM | 21241B100 | 2,843 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
COREPOINT LODGING INC | COM | 21872L104 | 16,970 | 2,466,574 | SH | SOLE | 2,466,574 | 0 | 0 | ||
CORPORACION AMER ARPTS S A | COM | L1995B107 | 3,192 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | COM CL A | 22564L105 | 303 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
CUSTOMERS BANCORP INC | COM | 23204G100 | 10,247 | 563,643 | SH | SOLE | 563,643 | 0 | 0 | ||
EASTERN BANKSHARES INC | COM | 27627N105 | 32,620 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
ECHOSTAR CORP | CL A | 278768106 | 14,833 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
EMPIRE ST RLTY TR INC | CL A | 292104106 | 4,660 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
FIVE STAR SENIOR LIVING INC | COM NEW | 33832D205 | 7,245 | 1,050,000 | SH | SOLE | 1,050,000 | 0 | 0 | ||
FLOTEK INDS INC DEL | COM | 343389102 | 5,885 | 2,789,059 | SH | SOLE | 2,789,059 | 0 | 0 | ||
FORUM ENERGY TECHNOLOGIES IN | COM | 34984V209 | 1,645 | 138,247 | SH | SOLE | 138,247 | 0 | 0 | ||
FORUM ENERGY TECHNOLOGIES IN | NOTE 9.000% 8/0 | 34984VAC4 | 9,026 | 13,572,842 | PRN | SOLE | 502 | 0 | 0 | ||
GALILEO ACQUISITION CORP | SHS | G3770A102 | 214 | 20,980 | SH | SOLE | 20,980 | 0 | 0 | ||
GREENVISION ACQUISITION CORP | COM | 39678G103 | 296 | 28,771 | SH | SOLE | 28,771 | 0 | 0 | ||
HUNTINGTON INGALLS INDS INC | COM | 446413106 | 21,310 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
LAUREATE EDUCATION INC | CL A | 518613203 | 13,104 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
LUMINAR TECHNOLOGIES INC | COM CL A | 550424105 | 850 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 19,584 | 521,545 | SH | SOLE | 521,545 | 0 | 0 | ||
MERIDA MERGER CORP I | COM | 58953M106 | 6,018 | 590,000 | SH | SOLE | 590,000 | 0 | 0 | ||
MERIDA MERGER CORP I | *W EXP 11/07/202 | 58953M114 | 295 | 295,000 | SH | SOLE | 295,000 | 0 | 0 | ||
MERRIMACK PHARMACEUTICALS IN | COM NEW | 590328209 | 10,672 | 1,548,883 | SH | SOLE | 1,548,883 | 0 | 0 | ||
NEXPOINT STRATEGIC OPPORTES | COM NEW | 65340G205 | 3,682 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
NI HLDGS INC | COM | 65342T106 | 8,101 | 493,387 | SH | SOLE | 493,387 | 0 | 0 | ||
NORTHWESTERN CORP | COM NEW | 668074305 | 5,248 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
PACIFIC ETHANOL INC | COM | 69423U305 | 5,430 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
PANACEA ACQUISITION CORP | CL A | 698102100 | 585 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PEABODY ENGR CORP | COM | 704551100 | 482 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
PERSHING SQUARE TONTINE HLDG | *W EXP 07/24/202 | 71531R117 | 267 | 27,777 | SH | SOLE | 27,777 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 21,465 | 1,722,714 | SH | SOLE | 1,722,714 | 0 | 0 | ||
PORTLAND GEN ELEC CO | COM NEW | 736508847 | 8,554 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
PREVAIL THERAPEUTICS INC | COM | 74140Y101 | 3,544 | 153,617 | SH | SOLE | 153,617 | 0 | 0 | ||
RAFAEL HLDGS INC | COM CL B | 75062E106 | 9,455 | 405,440 | SH | SOLE | 405,440 | 0 | 0 | ||
RECRO PHARMA INC | COM | 75629F109 | 1,995 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
RETRACTABLE TECHNOLOGIES INC | COM | 76129W105 | 2,417 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
RLJ LODGING TR | CUM CONV PFD A | 74965L200 | 12,573 | 495,000 | SH | SOLE | 495,000 | 0 | 0 | ||
ROCKET COS INC | COM CL A | 77311W101 | 3,709 | 183,416 | SH | SOLE | 183,416 | 0 | 0 | ||
RYMAN HOSPITALITY PPTYS INC | COM | 78377T107 | 3,388 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SC HEALTH CORP | COM CL A | G78516203 | 1,025 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 | 19,740 | 249,937 | SH | SOLE | 249,937 | 0 | 0 | ||
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 12,704 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
THE AARONS COMPANY INC | COM | 00258W108 | 7,426 | 391,644 | SH | SOLE | 391,644 | 0 | 0 | ||
TIGA ACQUISITION CORP | UNIT 99/99/9999 | G88672129 | 329 | 31,098 | SH | SOLE | 31,098 | 0 | 0 | ||
TILRAY INC | NOTE 5.000%10/0 | 88688TAB6 | 4,241 | 5,000,000 | PRN | SOLE | 29,868 | 0 | 0 | ||
UNION ACQUISITION CORP II | SHS | G9402Q100 | 443 | 42,625 | SH | SOLE | 42,625 | 0 | 0 | ||
VIRTUS INVT PARTNERS INC | COM | 92828Q109 | 10,850 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
WEBSTER FINL CORP CONN | COM | 947890109 | 5,058 | 120,000 | SH | SOLE | 120,000 | 0 | 0 |