Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | U.S. Bancorp Fund Services LLC |
b. Street 1 | 615 East Michigan Street |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | U.S. Bank National Association |
b. Street 1 | 1555 N. Rivercenter Drive |
Street 2 | Suite 302 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Quasar Distributors, LLC |
b. Street 1 | 111 E Kilbourn Ave |
Street 2 | Suite 2200 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8883629248 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for SPDV, EEMD, DMDV, AIIQ, ALFA, ADME, DRSK, ACIO, OSCV, SMCP, KNG, CHGX, OCIO, OPER, DEEP, DSTL, DSTX, HOMZ, MSVX, CNCR, CHNA, RBUS, RBIN, MXDU, NETL, TCTL, ZIG, BNE, JETS, GOAU, VSL, VEGN, NUSI, MSTB, PIFI & PFLD. |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | ClearShares LLC |
b. Street 1 | 420 Lexington Avenue |
Street 2 | Suite 428 |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10170 |
g. Telephone number (including country code if foreign) | 2123590266 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OCIO, OPER & PIFI only. |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | EquBot Inc. |
b. Street 1 | 450 Townsend Street |
Street 2 | |
c. City | San Francisco |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94107 |
g. Telephone number (including country code if foreign) | 6193706756 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for AIIQ only. |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Vident Investment Advisory, LLC |
b. Street 1 | 1125 Sanctuary Parkway |
Street 2 | Suite 515 |
c. City | Alpharetta |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30009 |
g. Telephone number (including country code if foreign) | 4044871961 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for SPDV, DMDV, EEMD, AIIQ, CHGX, DSTL, CNCR, CHNA, MXDU, RBIN, DSTX, RBUS, MAGA, PPTY, VBND, VUSE, VIDI, VSL & PFLD only. |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | Vident Advisory, LLC |
b. Street 1 | 1125 Sanctuary Parkway |
Street 2 | Suite 515 |
c. City | Alpharetta |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30009 |
g. Telephone number (including country code if foreign) | 4045274220 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for PPTY, VIDI, VUSE and VBND only. |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | Little Harbor Advisors, LLC |
b. Street 1 | 30 Doaks Lane |
Street 2 | |
c. City | Marblehead |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 01945 |
g. Telephone number (including country code if foreign) | 7816393000 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MSVX and MSTB only. |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) | Exchange Traded Concepts, LLC |
b. Street 1 | 10900 Hefner Pointe Drive |
Street 2 | Suite 401 |
c. City | Oklahoma City |
d. State, if applicable |
OKLAHOMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 73120 |
g. Telephone number (including country code if foreign) | 4057788377 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for ALFA, BNE, DEEP, CNCR, CHNA & NETL only. |
Location books Record:
10 |
a. Name of person (e.g., a custodian of records) | AlphaMark Advisors, LLC |
b. Street 1 | 810 Wright's Summit Pkwy |
Street 2 | Suite 100 |
c. City | Fort Wright |
d. State, if applicable |
KENTUCKY
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 41011 |
g. Telephone number (including country code if foreign) | 8599571803 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for SMCP only. |
Location books Record:
11 |
a. Name of person (e.g., a custodian of records) | Penserra Capital Management LLC |
b. Street 1 | 4 Orinda Way |
Street 2 | Suite 100-A |
c. City | Orinda |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94563 |
g. Telephone number (including country code if foreign) | 8004568850 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for QTUM, FIVG, HOMZ, VEGN, SPAK, & IBBJ only. |
Location books Record:
12 |
a. Name of person (e.g., a custodian of records) | Nationwide Fund Advisors |
b. Street 1 | One Nationwide Plaza |
Street 2 | |
c. City | Columbus |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 43215 |
g. Telephone number (including country code if foreign) | 8776696877 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for NUSI, MXDU, RBUS, and RBIN only. |
Location books Record:
13 |
a. Name of person (e.g., a custodian of records) | Whitford Asset Management LLC |
b. Street 1 | 2001 Market Street |
Street 2 | Suite 2500 |
c. City | Philadelpha |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19103 |
g. Telephone number (including country code if foreign) | 2154498141 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for VSL only. |
Location books Record:
14 |
a. Name of person (e.g., a custodian of records) | Defiance ETFs, LLC |
b. Street 1 | 311 W 43rd Street |
Street 2 | 12th Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10036 |
g. Telephone number (including country code if foreign) | 8333339383 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for FIVG, QTUM, IBBJ and SPAK only. |
Location books Record:
15 |
a. Name of person (e.g., a custodian of records) | Csat Investment Advisory, L.P. d/b/a Exponential ETFs |
b. Street 1 | 1001 Woodward Ave., Suite 500 |
Street 2 | |
c. City | Detroit |
d. State, if applicable |
MICHIGAN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 48226 |
g. Telephone number (including country code if foreign) | 6469029023 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for ACSI, RVRS, and ZIG only. |
Location books Record:
16 |
a. Name of person (e.g., a custodian of records) | Advisors Asset Management, Inc. |
b. Street 1 | 1825 Base Camp Road |
Street 2 | Suite 203 |
c. City | Monument |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80132 |
g. Telephone number (including country code if foreign) | 2125180612 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for SPDV, EEMD, DMDV & PFLD only. |
Location books Record:
17 |
a. Name of person (e.g., a custodian of records) | U.S. Global Investors, Inc. |
b. Street 1 | 7900 Callaghan Road |
Street 2 | |
c. City | San Antonio |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 78229 |
g. Telephone number (including country code if foreign) | 2103081294 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for JETS and GOAU only. |
Location books Record:
18 |
a. Name of person (e.g., a custodian of records) | Acquirers Funds, LLC |
b. Street 1 | 609 Deep Valley Drive |
Street 2 | Suite 200 |
c. City | Rolling Hills |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 90274 |
g. Telephone number (including country code if foreign) | 6465358629 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for ZIG and DEEP only. |
Location books Record:
19 |
a. Name of person (e.g., a custodian of records) | Point Bridge Capital, LLC |
b. Street 1 | 300 Throckmorton Street |
Street 2 | Suite 1550 |
c. City | Fort Worth |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 76102 |
g. Telephone number (including country code if foreign) | 8175294600 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MAGA only. |
Location books Record:
20 |
a. Name of person (e.g., a custodian of records) | Foreside Fund Services, LLC |
b. Street 1 | Three Canal Plaza |
Street 2 | |
c. City | Portland |
d. State, if applicable |
MAINE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 04101 |
g. Telephone number (including country code if foreign) | 8662516920 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for ACSI, MAGA, SPAK, RVRS, FIVG, QTUM and IBBJ only. |
Location books Record:
21 |
a. Name of person (e.g., a custodian of records) | Aptus Capital Advisors, LLC |
b. Street 1 | 265 Young Street |
Street 2 | |
c. City | Fairhope |
d. State, if applicable |
ALABAMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 36532 |
g. Telephone number (including country code if foreign) | 2515177198 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OSCV, ADME, DRSK, and ACIO only. |
Location books Record:
22 |
a. Name of person (e.g., a custodian of records) | Premise Capital, LLC |
b. Street 1 | 300 East 5th Avenue |
Street 2 | Suite 265 |
c. City | Naperville |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60563 |
g. Telephone number (including country code if foreign) | 8668285383 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for TCTL ETF only. |
Location books Record:
23 |
a. Name of person (e.g., a custodian of records) | Change Finance, PBC |
b. Street 1 | 705 Grand View Drive |
Street 2 | |
c. City | Alexandria |
d. State, if applicable |
VIRGINIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 22305 |
g. Telephone number (including country code if foreign) | 3033390524 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for CHGX ETF only. |
Location books Record:
24 |
a. Name of person (e.g., a custodian of records) | Distillate Capital Partners LLC |
b. Street 1 | 53 West Jackson Blvd |
Street 2 | Suite 530 |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60604 |
g. Telephone number (including country code if foreign) | 8006170004 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for DSTL and DSTX only. |
Location books Record:
25 |
a. Name of person (e.g., a custodian of records) | Hoya Capital Real Estate LLC |
b. Street 1 | 137 Rowayton Avenue |
Street 2 | Suite 430 |
c. City | Rowayton |
d. State, if applicable |
CONNECTICUT
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 06853 |
g. Telephone number (including country code if foreign) | 8334692227 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for HOMZ ETF only. |
Location books Record:
26 |
a. Name of person (e.g., a custodian of records) | Cboe Vest Financial LLC |
b. Street 1 | 1765 Greensboro Station Place |
Street 2 | 9th Floor |
c. City | McLean |
d. State, if applicable |
VIRGINIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 22102 |
g. Telephone number (including country code if foreign) | 8559796060 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for KNG ETF only. |
Location books Record:
27 |
a. Name of person (e.g., a custodian of records) | Beyond Investing LLC |
b. Street 1 | 14391 Spring Hill Drive |
Street 2 | Suite 301 |
c. City | Spring Hill |
d. State, if applicable |
FLORIDA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 34609 |
g. Telephone number (including country code if foreign) | 8443299300 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for VEGN only. |
Location books Record:
28 |
a. Name of person (e.g., a custodian of records) | Harvest Volatility Management, LLC |
b. Street 1 | 420 Lexington Avenue |
Street 2 | Suite 2620 |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10170 |
g. Telephone number (including country code if foreign) | 2126827822 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for NUSI only. |
Location books Record:
29 |
a. Name of person (e.g., a custodian of records) | ALPS Distributors, Inc |
b. Street 1 | 1290 Broadway |
Street 2 | Suite 1000 |
c. City | Denver |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80203 |
g. Telephone number (including country code if foreign) | 3036232577 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for PPTY, VIDI, VUSE and VBND only. |
a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act?
|
Yes
No
|
Release number Record:
1 |
i. If yes, provide below the release number for each order
| IC-30674 |
Release number Record:
2 |
i. If yes, provide below the release number for each order
| IC-30755 |
Release number Record:
3 |
i. If yes, provide below the release number for each order
| IC-31469 |
Release number Record:
4 |
i. If yes, provide below the release number for each order
| IC-32074 |
Release number Record:
5 |
i. If yes, provide below the release number for each order
| IC-32096 |
Release number Record:
6 |
i. If yes, provide below the release number for each order
| IC-32110 |
Release number Record:
7 |
i. If yes, provide below the release number for each order
| IC-32225 |
Release number Record:
8 |
i. If yes, provide below the release number for each order
| IC-32639 |
Release number Record:
9 |
i. If yes, provide below the release number for each order
| IC-32665 |
Release number Record:
10 |
i. If yes, provide below the release number for each order
| IC-32771 |
Release number Record:
11 |
i. If yes, provide below the release number for each order
| IC-32781 |
Release number Record:
12 |
i. If yes, provide below the release number for each order
| IC-32793 |
Release number Record:
13 |
i. If yes, provide below the release number for each order
| IC-32832 |
Release number Record:
14 |
i. If yes, provide below the release number for each order
| IC-32890 |
Release number Record:
15 |
i. If yes, provide below the release number for each order
| IC-32991 |
Release number Record:
16 |
i. If yes, provide below the release number for each order
| IC-33002 |
Release number Record:
17 |
i. If yes, provide below the release number for each order
| IC-33007 |
Release number Record:
18 |
i. If yes, provide below the release number for each order
| IC-33009 |
Release number Record:
19 |
i. If yes, provide below the release number for each order
| IC-33040 |
Release number Record:
20 |
i. If yes, provide below the release number for each order
| IC-33057 |
Release number Record:
21 |
i. If yes, provide below the release number for each order
| IC-33154 |
Release number Record:
22 |
i. If yes, provide below the release number for each order
| IC-33165 |
Release number Record:
23 |
i. If yes, provide below the release number for each order
| IC-33276 |
Release number Record:
24 |
i. If yes, provide below the release number for each order
| IC-33284 |
Release number Record:
25 |
i. If yes, provide below the release number for each order
| IC-33297 |
Release number Record:
26 |
i. If yes, provide below the release number for each order
| IC-33359 |
Release number Record:
27 |
i. If yes, provide below the release number for each order
| IC-33362 |
Release number Record:
28 |
i. If yes, provide below the release number for each order
| IC-33403 |
Release number Record:
29 |
i. If yes, provide below the release number for each order
| IC-33065 |
Release number Record:
30 |
i. If yes, provide below the release number for each order
| 34-74728 |
Release number Record:
31 |
i. If yes, provide below the release number for each order
| 34-81947 |
Release number Record:
32 |
i. If yes, provide below the release number for each order
| 34-82476 |
Release number Record:
33 |
i. If yes, provide below the release number for each order
| 34-82906 |
Release number Record:
34 |
i. If yes, provide below the release number for each order
| 34-87095 |
Release number Record:
35 |
i. If yes, provide below the release number for each order
| 34-87556 |
Release number Record:
36 |
i. If yes, provide below the release number for each order
| IC-33824 |