FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 03/01/2021 |
3. Issuer Name and Ticker or Trading Symbol
Viatris Inc [ VTRS ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 10,123 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option - Right to Buy | (1) | 03/02/2021 | Common Stock | 4,735 | $22.66 | D | |
Employee Stock Option - Right to Buy | (2) | 02/22/2022 | Common Stock | 12,762 | $23.44 | D | |
Employee Stock Option - Right to Buy | (3) | 03/06/2023 | Common Stock | 6,005 | $30.9 | D | |
Employee Stock Option - Right to Buy | (3) | 03/06/2023 | Common Stock | 4,438 | $30.9 | D | |
Employee Stock Option - Right to Buy | (4) | 03/05/2024 | Common Stock | 2,394 | $55.84 | D | |
Employee Stock Option - Right to Buy | (5) | 03/04/2025 | Common Stock | 2,364 | $55.61 | D | |
Employee Stock Option - Right to Buy | (6) | 02/17/2026 | Common Stock | 3,679 | $46.27 | D | |
Employee Stock Option - Right to Buy | (7) | 03/03/2027 | Common Stock | 4,421 | $45.18 | D | |
Employee Stock Option - Right to Buy | (8) | 03/02/2028 | Common Stock | 5,906 | $40.97 | D | |
Restricted Stock Units | (9) | (9) | Common Stock | 1,208 | $0.00 | D | |
Restricted Stock Units | (10) | (10) | Common Stock | 6,040 | $0.00 | D | |
Employee Stock Option - Right to Buy | (11) | 03/01/2029 | Common Stock | 4,693 | $27.45 | D | |
Restricted Stock Units | (12) | (12) | Common Stock | 5,239 | $0.00 | D | |
Restricted Stock Units | (13) | (13) | Common Stock | 9,822 | $0.00 | D | |
Employee Stock Option - Right to Buy | (14) | 03/02/2030 | Common Stock | 7,381 | $17.48 | D | |
Restricted Stock Units | (15) | (15) | Common Stock | 13,730 | $0.00 | D | |
Restricted Stock Units | (16) | (16) | Common Stock | 17,163 | $0.00 | D |
Explanation of Responses: |
1. These options vested on March 2, 2014. |
2. These options vested on February 22, 2015. |
3. These options vested on March 6, 2016. |
4. These options vested on March 5, 2017. |
5. These options vested on March 4, 2018. |
6. These options vested on February 17, 2019. |
7. These options vested on March 3, 2020. |
8. 1,969 of these options vested on March 2, 2019, 1,968 vested on March 2, 2020 and 1,969 will vest on March 2, 2021. |
9. Each restricted stock unit (RSU) represents the right to receive one share of common stock of Viatris Inc. ("Viatris"). These RSUs will vest on March 2, 2021. |
10. Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest in full on March 2, 2021. |
11. 1,564 of these options vested on March 2, 2020, 1,564 will vest on March 2, 2021 and 1,565 will vest on March 2, 2022. |
12. Each RSU represents the right to receive one share of common stock of Viatris. 2,619 of the RSUs will vest on March 2, 2021 and 2,620 will vest on March 2, 2022. |
13. Each RSU represents the right to receive one share of common stock of Viatris. These RSUs will vest in full on March 2, 2022. |
14. 2,461 of these options will vest on March 2, 2021 and 2,460 will vest on each of March 2, 2022 and March 2, 2023. |
15. Each RSU represents the right to receive one share of common stock of Viatris. 4,577 of these RSUs will vest on March 2, 2021, 4,576 will vest on March 2, 2022 and 4,577 will vest on March 2, 2023. |
16. Each RSU represents the right to receive one share of common stock of Viatris. These RSUs will vest in full on March 2, 2023. |
Remarks: |
President, JANZ (Japan, Australia and New Zealand) Exhibit 24 - Power of Attorney |
/s/ Kevin Macikowski, by power of attorney | 03/04/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |