The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACACIA COMMUNICATIONS INC | COM | 00401C108 | 2,554 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
| ACACIA COMMUNICATIONS INC | COM | 00401C108 | 7,296 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
| AECOM | COM | 00766T100 | 11,947 | 240,000 | SH | DFND | 240,000 | 0 | 0 | ||
| ALASKA COMMUNICATIONS SYS GR | COM | 01167P101 | 6,477 | 1,755,200 | SH | DFND | 1,755,200 | 0 | 0 | ||
| ALASKA COMMUNICATIONS SYS GR | COM | 01167P101 | 2,040 | 552,800 | SH | Call | DFND | 552,800 | 0 | 0 | |
| AON PLC | SHS CL A | G0403H108 | 19,226 | 91,000 | SH | Put | DFND | 91,000 | 0 | 0 | |
| BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 276 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| DELL TECHNOLOGIES INC | CL C | 24703L202 | 49,104 | 670,000 | SH | DFND | 670,000 | 0 | 0 | ||
| DUPONT DE NEMOURS INC | COM | 26614N102 | 52,977 | 745,000 | SH | DFND | 745,000 | 0 | 0 | ||
| FEDERAL NATION MOR 8.25 SRS S PRF | COM | 313586752 | 13,514 | 1,575,000 | SH | DFND | 1,575,000 | 0 | 0 | ||
| FEDERAL NATIONAL MORTGAGE ORD | COM | 313586109 | 359 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| FITBIT INC | CL A | 33812L102 | 8,022 | 1,179,700 | SH | Put | DFND | 1,179,700 | 0 | 0 | |
| GARRETT MOTION ORD | COM | 366505105 | 443 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| HOWARD HUGHES CORP | COM | 44267D107 | 20,916 | 265,000 | SH | DFND | 265,000 | 0 | 0 | ||
| ICICI BANK LIMITED | ADR | 45104G104 | 1,858 | 125,000 | SH | Call | DFND | 125,000 | 0 | 0 | |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 31,890 | 293,000 | SH | DFND | 293,000 | 0 | 0 | ||
| INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 58,229 | 535,000 | SH | Put | DFND | 535,000 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,961 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
| MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 33,232 | 885,000 | SH | DFND | 885,000 | 0 | 0 | ||
| SIGA TECHNOLOGIES INC | COM | 826917106 | 12,432 | 1,710,000 | SH | DFND | 1,710,000 | 0 | 0 | ||
| SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 20,064 | 475,000 | SH | DFND | 475,000 | 0 | 0 | ||
| SPDR GOLD TR | GOLD SHS | 78463V107 | 375 | 2,100 | SH | DFND | 2,100 | 0 | 0 | ||
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 594 | 16,500 | SH | DFND | 16,500 | 0 | 0 | ||
| WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 32,655 | 155,000 | SH | DFND | 155,000 | 0 | 0 | ||
| WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 9,481 | 45,000 | SH | Call | DFND | 45,000 | 0 | 0 | |