The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 8,385 | 5,081,737 | SH | DFND | 1 | 0 | 5,081,737 | 0 | |
NEXTDECADE CORP | COM | 65342K105 | 19,750 | 9,449,846 | SH | DFND | 1 | 0 | 9,449,846 | 0 | |
CC NEUBERGER PRINCIPAL HLDNG | COM | G1992Y114 | 3,068 | 283,033 | SH | DFND | 1 | 0 | 283,033 | 0 | |
CONSTELLIUM SE | CL A SHS | F21107101 | 10,011 | 715,566 | SH | DFND | 1 | 0 | 715,566 | 0 | |
ENDO INTL PLC | SHS | G30401106 | 2,269 | 316,056 | SH | DFND | 1 | 0 | 316,056 | 0 | |
FIRSTENERGY CORP | COM | 337932107 | 9,320 | 304,483 | SH | DFND | 1 | 0 | 304,483 | 0 | |
KINS TECHNOLOGY GROUP INC | UNIT 10/14/2025 | 49714K208 | 772 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
LIBERTY MEDIA CORP | COM SER C FRMLA | 531229854 | 6,711 | 157,538 | SH | DFND | 1 | 0 | 157,538 | 0 | |
MGM GROWTH PPTYS LLC | CL A COM | 55303A105 | 5,217 | 166,674 | SH | DFND | 1 | 0 | 166,674 | 0 | |
MOTIVE CAPITAL CORP | UNIT | G6293A129 | 1,581 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
PERIPHAS CAPITAL PARTNERING | UNIT | 713895209 | 1,321 | 50,594 | SH | DFND | 1 | 0 | 50,594 | 0 | |
RMG ACQUISITION CORP II | UNIT | G76083115 | 223 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
SINA CORP | ORD | G81477104 | 20,871 | 492,463 | SH | DFND | 1 | 0 | 492,463 | 0 | |
SOCIAL CAP HEDSPIA HLDG CO I | COM CL A | G8251K107 | 2,793 | 166,568 | SH | DFND | 1 | 0 | 166,568 | 0 | |
STABLE RD ACQUISITION CORP | COM CL A | 85236Q109 | 654 | 36,396 | SH | DFND | 1 | 0 | 36,396 | 0 | |
WEIBO CORP | PUT | 948596101 | 470 | 2,747 | SH | Put | DFND | 1 | 0 | 2,747 | 0 |
BRISTOL-MYERS SQUIBB CO | RIGHT | 110122157 | 153 | 221,137 | SH | DFND | 1 | 0 | 221,137 | 0 | |
VISTRA CORP | W EXP 02/02/2024 | 92840M128 | 68 | 180,582 | SH | DFND | 1 | 0 | 180,582 | 0 | |
ACACIA COMMUNICATIONS INC | CALL | 00401C108 | 61 | 148 | SH | Call | DFND | 1 | 0 | 148 | 0 |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 2,160 | 29,600 | SH | DFND | 1 | 0 | 29,600 | 0 | |
AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 3,217 | 60,866 | SH | DFND | 1 | 0 | 60,866 | 0 | |
CORELOGIC INC | COM | 21871D103 | 5,813 | 75,186 | SH | DFND | 1 | 0 | 75,186 | 0 | |
FITBIT INC | CL A | 33812L102 | 3,716 | 546,525 | SH | DFND | 1 | 0 | 546,525 | 0 | |
HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 | 1,921 | 130,796 | SH | DFND | 1 | 0 | 130,796 | 0 | |
SEACOR HOLDINGS INC | COM | 811904101 | 2,076 | 50,076 | SH | DFND | 1 | 0 | 50,076 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 4,777 | 113,101 | SH | DFND | 1 | 0 | 113,101 | 0 | |
VIRTUSA CORP | COM | 92827P102 | 1,830 | 35,784 | SH | DFND | 1 | 0 | 35,784 | 0 | |
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 6,360 | 30,186 | SH | DFND | 1 | 0 | 30,186 | 0 | |
XILINX INC | COM | 983919101 | 2,219 | 15,650 | SH | DFND | 1 | 0 | 15,650 | 0 | |
SALESFORCE COM INC | PUT | 79466L302 | 57 | 30 | SH | Put | DFND | 1 | 0 | 30 | 0 |
ACACIA COMMUNICATIONS INC | CALL | 00401C108 | 5 | 11 | SH | Call | DFND | 1 2 | 0 | 11 | 0 |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 161 | 2,200 | SH | DFND | 1 2 | 0 | 2,200 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 307 | 1,964 | SH | DFND | 1 2 | 0 | 1,964 | 0 | |
CARDTRONICS PLC | SHS CL A | G1991C105 | 158 | 4,465 | SH | DFND | 1 2 | 0 | 4,465 | 0 | |
CORELOGIC INC | COM | 21871D103 | 737 | 9,532 | SH | DFND | 1 2 | 0 | 9,532 | 0 | |
FITBIT INC | CL A | 33812L102 | 513 | 75,415 | SH | DFND | 1 2 | 0 | 75,415 | 0 | |
HMS HLDGS CORP | COM | 40425J101 | 17 | 467 | SH | DFND | 1 2 | 0 | 467 | 0 | |
HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 | 144 | 9,832 | SH | DFND | 1 2 | 0 | 9,832 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 303 | 3,369 | SH | DFND | 1 2 | 0 | 3,369 | 0 | |
INPHI CORP | COM | 45772F107 | 218 | 1,359 | SH | DFND | 1 2 | 0 | 1,359 | 0 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 780 | 8,800 | SH | DFND | 1 2 | 0 | 8,800 | 0 | |
NAVISTAR INTL CORP | COM | 63934E108 | 760 | 17,295 | SH | DFND | 1 2 | 0 | 17,295 | 0 | |
PREVAIL THERAPEUTICS INC | COM | 74140Y101 | 146 | 6,316 | SH | DFND | 1 2 | 0 | 6,316 | 0 | |
SEACOR HOLDINGS INC | COM | 811904101 | 155 | 3,737 | SH | DFND | 1 2 | 0 | 3,737 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 853 | 20,191 | SH | DFND | 1 2 | 0 | 20,191 | 0 | |
TIFFANY & CO | COM | 886547108 | 1,063 | 8,087 | SH | DFND | 1 2 | 0 | 8,087 | 0 | |
VARIAN MED SYS INC | COM | 92220P105 | 1,411 | 8,064 | SH | DFND | 1 2 | 0 | 8,064 | 0 | |
VIRTUSA CORP | COM | 92827P102 | 1,110 | 21,702 | SH | DFND | 1 2 | 0 | 21,702 | 0 | |
WESCO INTL INC | COM | 95082P105 | 70 | 895 | SH | DFND | 1 2 | 0 | 895 | 0 | |
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 1,203 | 5,711 | SH | DFND | 1 2 | 0 | 5,711 | 0 | |
XILINX INC | COM | 983919101 | 596 | 4,205 | SH | DFND | 1 2 | 0 | 4,205 | 0 | |
SALESFORCE COM INC | PUT | 79466L302 | 4 | 2 | SH | Put | DFND | 1 2 | 0 | 2 | 0 |
MARVELL TECHNOLOGY GROUP LTD | PUT | G5876H105 | 3 | 63 | SH | Put | DFND | 1 2 | 0 | 63 | 0 |
BRISTOL-MYERS SQUIBB CO | RIGHT | 110122157 | 4 | 5,829 | SH | DFND | 1 2 | 0 | 5,829 | 0 | |
ACACIA COMMUNICATIONS INC | CALL | 00401C108 | 51 | 122 | SH | Call | DFND | 1 2 3 | 0 | 122 | 0 |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 1,932 | 26,478 | SH | DFND | 1 2 3 | 0 | 26,478 | 0 | |
AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 5,618 | 106,297 | SH | DFND | 1 2 3 | 0 | 106,297 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 7,165 | 45,860 | SH | DFND | 1 2 3 | 0 | 45,860 | 0 | |
CARDTRONICS PLC | SHS CL A | G1991C105 | 3,609 | 102,249 | SH | DFND | 1 2 3 | 0 | 102,249 | 0 | |
CORELOGIC INC | COM | 21871D103 | 17,654 | 228,322 | SH | DFND | 1 2 3 | 0 | 228,322 | 0 | |
EIDOS THERAPEUTICS INC | COM | 28249H104 | 900 | 6,837 | SH | DFND | 1 2 3 | 0 | 6,837 | 0 | |
FITBIT INC | CL A | 33812L102 | 12,191 | 1,792,804 | SH | DFND | 1 2 3 | 0 | 1,792,804 | 0 | |
GRUBHUB INC | COM | 400110102 | 14,589 | 196,428 | SH | DFND | 1 2 3 | 0 | 196,428 | 0 | |
HMS HLDGS CORP | COM | 40425J101 | 398 | 10,829 | SH | DFND | 1 2 3 | 0 | 10,829 | 0 | |
HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 | 3,348 | 227,892 | SH | DFND | 1 2 3 | 0 | 227,892 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 6,689 | 74,462 | SH | DFND | 1 2 3 | 0 | 74,462 | 0 | |
INPHI CORP | COM | 45772F107 | 5,083 | 31,677 | SH | DFND | 1 2 3 | 0 | 31,677 | 0 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 17,586 | 198,370 | SH | DFND | 1 2 3 | 0 | 198,370 | 0 | |
NAVISTAR INTL CORP | COM | 63934E108 | 12,636 | 287,436 | SH | DFND | 1 2 3 | 0 | 287,436 | 0 | |
PREVAIL THERAPEUTICS INC | COM | 74140Y101 | 3,360 | 145,642 | SH | DFND | 1 2 3 | 0 | 145,642 | 0 | |
SEACOR HOLDINGS INC | COM | 811904101 | 3,612 | 87,130 | SH | DFND | 1 2 3 | 0 | 87,130 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 19,941 | 472,099 | SH | DFND | 1 2 3 | 0 | 472,099 | 0 | |
TIFFANY & CO | COM | 886547108 | 15,879 | 120,800 | SH | DFND | 1 2 3 | 0 | 120,800 | 0 | |
VARIAN MED SYS INC | COM | 92220P105 | 30,524 | 174,415 | SH | DFND | 1 2 3 | 0 | 174,415 | 0 | |
VIRTUSA CORP | COM | 92827P102 | 21,592 | 422,293 | SH | DFND | 1 2 3 | 0 | 422,293 | 0 | |
WESCO INTL INC | COM | 95082P105 | 1,486 | 18,925 | SH | DFND | 1 2 3 | 0 | 18,925 | 0 | |
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 24,484 | 116,214 | SH | DFND | 1 2 3 | 0 | 116,214 | 0 | |
XILINX INC | COM | 983919101 | 13,798 | 97,325 | SH | DFND | 1 2 3 | 0 | 97,325 | 0 | |
BRISTOL-MYERS SQUIBB CO | RIGHT | 110122157 | 82 | 119,400 | SH | DFND | 1 2 3 | 0 | 119,400 | 0 | |
ACACIA COMMUNICATIONS INC | CALL | 00401C108 | 41 | 99 | SH | Call | DFND | 1 2 4 | 0 | 99 | 0 |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 1,445 | 19,800 | SH | DFND | 1 2 4 | 0 | 19,800 | 0 | |
AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 2,079 | 39,337 | SH | DFND | 1 2 4 | 0 | 39,337 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 2,669 | 17,081 | SH | DFND | 1 2 4 | 0 | 17,081 | 0 | |
CARDTRONICS PLC | SHS CL A | G1991C105 | 1,370 | 38,818 | SH | DFND | 1 2 4 | 0 | 38,818 | 0 | |
CORELOGIC INC | COM | 21871D103 | 6,484 | 83,862 | SH | DFND | 1 2 4 | 0 | 83,862 | 0 | |
FITBIT INC | CL A | 33812L102 | 4,569 | 671,983 | SH | DFND | 1 2 4 | 0 | 671,983 | 0 | |
GRUBHUB INC | COM | 400110102 | 6,158 | 82,915 | SH | DFND | 1 2 4 | 0 | 82,915 | 0 | |
HMS HLDGS CORP | COM | 40425J101 | 147 | 4,007 | SH | DFND | 1 2 4 | 0 | 4,007 | 0 | |
HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 | 1,242 | 84,555 | SH | DFND | 1 2 4 | 0 | 84,555 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 2,632 | 29,300 | SH | DFND | 1 2 4 | 0 | 29,300 | 0 | |
INPHI CORP | COM | 45772F107 | 1,944 | 12,113 | SH | DFND | 1 2 4 | 0 | 12,113 | 0 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 6,827 | 77,015 | SH | DFND | 1 2 4 | 0 | 77,015 | 0 | |
NAVISTAR INTL CORP | COM | 63934E108 | 5,478 | 124,608 | SH | DFND | 1 2 4 | 0 | 124,608 | 0 | |
PREVAIL THERAPEUTICS INC | COM | 74140Y101 | 1,267 | 54,909 | SH | DFND | 1 2 4 | 0 | 54,909 | 0 | |
SEACOR HOLDINGS INC | COM | 811904101 | 1,347 | 32,499 | SH | DFND | 1 2 4 | 0 | 32,499 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 7,379 | 174,701 | SH | DFND | 1 2 4 | 0 | 174,701 | 0 | |
TIFFANY & CO | COM | 886547108 | 6,714 | 51,079 | SH | DFND | 1 2 4 | 0 | 51,079 | 0 | |
VARIAN MED SYS INC | COM | 92220P105 | 12,227 | 69,867 | SH | DFND | 1 2 4 | 0 | 69,867 | 0 | |
VIRTUSA CORP | COM | 92827P102 | 9,548 | 186,734 | SH | DFND | 1 2 4 | 0 | 186,734 | 0 | |
WESCO INTL INC | COM | 95082P105 | 624 | 7,954 | SH | DFND | 1 2 4 | 0 | 7,954 | 0 | |
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 8,784 | 41,692 | SH | DFND | 1 2 4 | 0 | 41,692 | 0 | |
XILINX INC | COM | 983919101 | 5,280 | 37,240 | SH | DFND | 1 2 4 | 0 | 37,240 | 0 | |
SALESFORCE COM INC | PUT | 79466L302 | 38 | 20 | SH | Put | DFND | 1 2 4 | 0 | 20 | 0 |
MARVELL TECHNOLOGY GROUP LTD | PUT | G5876H105 | 25 | 562 | SH | Put | DFND | 1 2 4 | 0 | 562 | 0 |
BRISTOL-MYERS SQUIBB CO | RIGHT | 110122157 | 29 | 41,656 | SH | DFND | 1 2 4 | 0 | 41,656 | 0 |