The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Abbott Laboratories COM 002824100 8 73 SH   SOLE   73 0 0
AbbVie, Inc. COM 00287Y109 11 99 SH   SOLE   99 0 0
Aberdeen Asia Pacific In Com COM 003009107 5,278 1,186,090 SH   SOLE   1,186,090 0 0
Aberdeen Emerging Markets Equity Inc. COM 00301W105 6 768 SH   SOLE   768 0 0
Aberdeen Global Dynamic Dividend Fund COM 00302M106 1,271 121,706 SH   SOLE   121,706 0 0
Aberdeen Global Premier Properties Fund COM SH BEN INT 00302L108 1,839 349,655 SH   SOLE   349,655 0 0
Aberdeen Japan Equity Fund Inc COM 00306J109 5 561 SH   SOLE   561 0 0
Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 3,457 390,635 SH   SOLE   390,635 0 0
Activision Blizzard, Inc. COM 00507V109 3 27 SH   SOLE   27 0 0
Adams Diversified Equity Fund Inc COM 006212104 3,169 183,285 SH   SOLE   183,285 0 0
Adams Natural Resources Fund Inc COM 00548F105 78 6,882 SH   SOLE   6,882 0 0
Adobe Systems, Inc. COM 00724F101 4 7 SH   SOLE   7 0 0
Advanced Micro Devices, Inc. COM 007903107 2 24 SH   SOLE   24 0 0
Air products and Chemicals, Inc. COM 009158106 12 45 SH   SOLE   45 0 0
Alcon, Inc. ORD SHS H01301128 7 100 SH   SOLE   100 0 0
AllianceBernstein National Municipal Income Fund Inc COM 01864U106 182 12,615 SH   SOLE   12,615 0 0
AllianceBernstern Global High Income Fund COM 01879R106 783 66,490 SH   SOLE   66,490 0 0
AllianzGI Artificial Intelligence Opp Fund COM 01883M101 2,935 111,312 SH   SOLE   111,312 0 0
Alphabet, Inc. Cl C CL C 02079K107 12 7 SH   SOLE   7 0 0
Amazon Com Inc COM 023135106 16 5 SH   SOLE   5 0 0
America Movil SAB de CV SPON ADR L SHS 02364W105 159 10,948 SH   SOLE   10,948 0 0
American Tower Corporation COM 03027X100 4 20 SH   SOLE   20 0 0
Amgen Inc COM 031162100 165 717 SH   SOLE   717 0 0
Anheuser-Busch Inbev SA/NV ADR SPONSORED ADR 03524A108 3 36 SH   SOLE   36 0 0
Apex Technology Acquisition COM CL A 03768F102 23 1,500 SH   SOLE   1,500 0 0
Apollo Tactical Income Fund Inc COM 037638103 4,254 293,759 SH   SOLE   293,759 0 0
Apple Inc COM 037833100 2 17 SH   SOLE   17 0 0
ASA Gold and Precious Metals Ltd SHS G3156P103 110 5,031 SH   SOLE   5,031 0 0
ASML Holding N V N Y REGISTRY SHS N07059210 14 28 SH   SOLE   28 0 0
AstraZeneca Group plc ADR SPONSORED ADR 046353108 5 99 SH   SOLE   99 0 0
Autodesk, Inc. COM 052769106 2 7 SH   SOLE   7 0 0
Automatic Data Processing, Inc. COM 053015103 9 51 SH   SOLE   51 0 0
Bancolombia SA SPON ADR PREF 05968L102 935 23,280 SH   SOLE   23,280 0 0
BeiGene, Ltd. SPONSORED ADR 07725L102 3 11 SH   SOLE   11 0 0
BlackRock Calif Mun Income COM SH BEN INT 09248E102 756 53,112 SH   SOLE   53,112 0 0
BlackRock Debt Strategies Fund COM NEW 09255R202 82 7,820 SH   SOLE   7,820 0 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 15 1,747 SH   SOLE   1,747 0 0
BlackRock Enhanced International Dividend Trust COM BENE INTER 092524107 2,185 372,212 SH   SOLE   372,212 0 0
BlackRock Health Sciences Trust II COM SHS 09260E105 966 33,722 SH   SOLE   33,722 0 0
BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 198 13,284 SH   SOLE   13,284 0 0
BlackRock Munihldngs Cali QL COM 09254L107 174 11,572 SH   SOLE   11,572 0 0
BlackRock Science and Technology Trust II SHS BEN INT 09260K101 3,275 90,012 SH   SOLE   90,012 0 0
BlackRock, Inc. COM 09247X101 17 24 SH   SOLE   24 0 0
Blackstone / GSO Long-Short Credit Income Fund COM SHS BN INT 09257D102 64 4,748 SH   SOLE   4,748 0 0
Boston Scientific Corp. COM 101137107 5 129 SH   SOLE   129 0 0
Boulder Growth & Income Fund Inc COM 101507101 4,850 435,346 SH   SOLE   435,346 0 0
BrandywineGLOBAL - Global Income Opportunities Fund Inc. COM 10537L104 1,598 127,976 SH   SOLE   127,976 0 0
Bristol-Myers Squibb Co COM 110122108 105 1,700 SH   SOLE   1,700 0 0
Bristow Group, Inc. COM 11040G103 118 4,491 SH   SOLE   4,491 0 0
British American Tobacco PLC SPONSORED ADR 110448107 5 141 SH   SOLE   141 0 0
Broadcom, Inc. COM 11135F101 19 44 SH   SOLE   44 0 0
Cadence Design Systems, Inc. COM 127387108 42 307 SH   SOLE   307 0 0
Canadian National Railway Company COM 136375102 54 489 SH   SOLE   489 0 0
Carnival Corp UNIT 99/99/9999 143658300 554 25,559 SH   SOLE   25,559 0 0
Cemex SAB de CV SPON ADR NEW 151290889 1,141 220,645 SH   SOLE   220,645 0 0
Center Coast Brkfld MLP Enrg SHS BEN INT 151461209 97 10,259 SH   SOLE   10,259 0 0
Central and Eastern European Fund Inc COM 153436100 5 222 SH   SOLE   222 0 0
Central Securities Corp COM 155123102 5,455 167,113 SH   SOLE   167,113 0 0
Chevron Corp. COM 166764100 7 77 SH   SOLE   77 0 0
Chubb Ltd COM H1467J104 5 35 SH   SOLE   35 0 0
Cisco Systems, Inc. COM 17275R102 10 219 SH   SOLE   219 0 0
Clearbridge ML And Midstrm COM 184692200 395 23,517 SH   SOLE   23,517 0 0
Coca-Cola Co. (The) COM 191216100 4 68 SH   SOLE   68 0 0
Comcast Corp. Cl A Common Stock CL A 20030N101 6 114 SH   SOLE   114 0 0
Consolidated Water Co Ltd ORD G23773107 709 58,877 SH   SOLE   58,877 0 0
Copa Holdings SA CL A P31076105 1,564 20,250 SH   SOLE   20,250 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 3,032 258,526 SH   SOLE   258,526 0 0
Cornerstone Total Rtrn Fd In COM 21924U300 1,511 132,550 SH   SOLE   132,550 0 0
Costco Wholesale Corp. COM 22160K105 4 11 SH   SOLE   11 0 0
CRISPR Therapeutics AG NAMEN AKT H17182108 3 17 SH   SOLE   17 0 0
Crown Castle Intl Corp. COM 22822V101 11 70 SH   SOLE   70 0 0
Delaware Investments Minnesota Municipal Income Fund II Inc COM 24610V103 147 11,218 SH   SOLE   11,218 0 0
Deutsche Municipal Income Trust COM 233368109 275 23,630 SH   SOLE   23,630 0 0
DTF Tax-Free Income Inc COM 23334J107 105 7,072 SH   SOLE   7,072 0 0
DWS Strategic Municipal Income Trust COM 23342Q101 57 5,000 SH   SOLE   5,000 0 0
Eaton Corp. plc (Ireland) SHS G29183103 4 35 SH   SOLE   35 0 0
Eaton Vance Fltg Rate Incom COM SHS BEN INT 278284104 892 57,344 SH   SOLE   57,344 0 0
Eaton Vance Flting Rate Inc COM 278279104 1,189 90,316 SH   SOLE   90,316 0 0
Eaton Vance Limited Duration Income Fund COM 27828H105 8,943 713,715 SH   SOLE   713,715 0 0
Eaton Vance Muni Income Trust SH BEN INT 27826U108 107 8,034 SH   SOLE   8,034 0 0
Eaton Vance New York Mun Bd COM 27827Y109 257 20,893 SH   SOLE   20,893 0 0
Eaton Vance New York Mun Inc SH BEN INT 27826W104 302 21,575 SH   SOLE   21,575 0 0
Eaton Vance Short Duration Diversified Income Fund COM 27828V104 1,149 93,001 SH   SOLE   93,001 0 0
Eli Lilly & Co COM 532457108 108 642 SH   SOLE   642 0 0
Empire State Realty Trust Inc CL A 292104106 689 73,894 SH   SOLE   73,894 0 0
Equifax, Inc. COM 294429105 2 11 SH   SOLE   11 0 0
Equinix Inc COM PAR $0.001 29444U700 4 5 SH   SOLE   5 0 0
Eversource Energy COM 30040W108 2 18 SH   SOLE   18 0 0
EVERTEC Inc COM 30040P103 667 16,956 SH   SOLE   16,956 0 0
Facebook, Inc. CL A 30303M102 15 54 SH   SOLE   54 0 0
Fiduciary Claymore Engry Inf COM 31647Q205 75 12,995 SH   SOLE   12,995 0 0
Finserv Acquisition Corp CL A 318085107 18 1,408 SH   SOLE   1,408 0 0
First BanCorp/Puerto Rico COM NEW 318672706 2,669 289,477 SH   SOLE   289,477 0 0
First Tr Inter Dur Pfd & In COM 33718W103 668 27,785 SH   SOLE   27,785 0 0
First Trust Aberdeen Global Opportunity Income Fund COM SHS 337319107 67 6,387 SH   SOLE   6,387 0 0
First Trust High Income Long/Short Fund COM 33738E109 1,568 106,139 SH   SOLE   106,139 0 0
Firsthand Technology Value Fund, Inc. COM 33766Y100 85 19,078 SH   SOLE   19,078 0 0
Fisker Inc CL A COM STK 33813J106 15 1,000 SH   SOLE   1,000 0 0
Fisker Inc W EXP 12/01/202 33813J114 15 3,000 SH   SOLE   3,000 0 0
Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 1,107 14,610 SH   SOLE   14,610 0 0
Gabelli Equity Trust Inc COM 362397101 39 6,254 SH   SOLE   6,254 0 0
Gabelli Global Small & Mid C COM 36249W104 2 133 SH   SOLE   133 0 0
General American Investors Co Inc COM 368802104 2,773 74,560 SH   SOLE   74,560 0 0
GoDaddy, Inc. CL A 380237107 3 32 SH   SOLE   32 0 0
Golden Nugget Online Gamin W EXP 05/09/202 38113L115 14 1,500 SH   SOLE   1,500 0 0
Goldman Sachs Group, Inc. (The) COM 38141G104 2 7 SH   SOLE   7 0 0
Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 1,089 6,600 SH   SOLE   6,600 0 0
Grupo Televisa SAB SPON ADR REP ORD 40049J206 155 18,854 SH   SOLE   18,854 0 0
Highland Floating Rate Opportunities Fund SHS BEN INT 43010E404 21,925 2,132,827 SH   SOLE   2,132,827 0 0
Hilton, Inc COM 43300A203 3 26 SH   SOLE   26 0 0
Honeywell Intl, Inc. COM 438516106 14 64 SH   SOLE   64 0 0
ICICI Bank Ltd ADR 45104G104 3 210 SH   SOLE   210 0 0
IDEX Corp. COM 45167R104 4 18 SH   SOLE   18 0 0
IDEXX Labs Inc. COM 45168D104 3 6 SH   SOLE   6 0 0
Illinois Tool Works, Inc. COM 452308109 6 30 SH   SOLE   30 0 0
Incyte Corp COM 45337C102 23 260 SH   SOLE   260 0 0
Inovio Pharmaceuticals Inc COM NEW 45773H201 44 5,000 SH   SOLE   5,000 0 0
Insulet Corp. COM 45784P101 3 11 SH   SOLE   11 0 0
Intercontinental Exchange Group, Inc. COM 45866F104 3 22 SH   SOLE   22 0 0
InterContinental Hotels Group plc ADR SPONSORED ADR 45857P806 2 33 SH   SOLE   33 0 0
Intuitive Surgical, Inc. COM 46120E602 9 11 SH   SOLE   11 0 0
Invesco Dynamic Credit Opportunities Fund COM 46132R104 1,861 173,232 SH   SOLE   173,232 0 0
Invesco Exch Traded Fd Tr II CEF INM COMPSI 46138E404 816 36,377 SH   SOLE   36,377 0 0
Invesco QQQ Tr UNIT SER 1 46090E103 85 270 SH   SOLE   270 0 0
iShares Nasdaq Biotechnology ETF NASDAQ BIOTECH 464287556 841 5,550 SH   SOLE   5,550 0 0
Ishares Tr 13 Yr 1 3 YR TREAS BD 464287457 646 7,481 SH   SOLE   7,481 0 0
iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 1,006 3,075 SH   SOLE   3,075 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 3 321 SH   SOLE   321 0 0
Johnson & Johnson COM 478160104 2 15 SH   SOLE   15 0 0
JPMorgan Chase & Co COM 46625H100 24 188 SH   SOLE   188 0 0
Karyopharm Therapeutics Inc COM 48576U106 23 1,500 SH   SOLE   1,500 0 0
Kayne Anderson Energy Infrst COM 486606106 1,801 313,222 SH   SOLE   313,222 0 0
Kayne Anderson NextGen Enrgy COM 48661E108 564 98,109 SH   SOLE   98,109 0 0
Lennar Corp CL A 526057104 1,029 13,500 SH   SOLE   13,500 0 0
Liberty All Star Equity Fund SH BEN INT 530158104 34 4,880 SH   SOLE   4,880 0 0
Liberty All Star Growth Fund Inc COM 529900102 46 5,649 SH   SOLE   5,649 0 0
Linde plc SHS G5494J103 3 10 SH   SOLE   10 0 0
LivaNova PLC SHS G5509L101 552 8,330 SH   SOLE   8,330 0 0
Lockheed Martin Corp. COM 539830109 11 31 SH   SOLE   31 0 0
LyondellBasell Industries N.V. Class A SHS - A - N53745100 1 15 SH   SOLE   0 0 0
Marriott Vacations Worldwide Corp COM 57164Y107 926 6,745 SH   SOLE   6,745 0 0
Marsh & McLennan Companies, Inc. COM 571748102 8 68 SH   SOLE   68 0 0
Martin Marietta Materials Inc COM 573284106 852 3,000 SH   SOLE   3,000 0 0
Marvell Technology Group Ltd ORD SHS G5876H105 22 471 SH   SOLE   471 0 0
MasTec Inc COM 576323109 6,068 89,007 SH   SOLE   89,007 0 0
MasterCard, Inc. CL A 57636Q104 51 142 SH   SOLE   142 0 0
McDonald's Corp COM 580135101 9 42 SH   SOLE   42 0 0
Medtronic plc SHS G5960L103 9 73 SH   SOLE   73 0 0
MercadoLibre, Inc. COM 58733R102 7 4 SH   SOLE   4 0 0
Merck & Co Inc COM 58933Y105 230 2,807 SH   SOLE   2,807 0 0
MFS Inter Income Tr SH BEN INT 55273C107 791 207,600 SH   SOLE   207,600 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 583 59,454 SH   SOLE   59,454 0 0
MFS Multimarket Income Tr SH BEN INT 552737108 1,363 223,008 SH   SOLE   223,008 0 0
MFS Municipal Income Trust SH BEN INT 552738106 122 18,322 SH   SOLE   18,322 0 0
Microsoft Corp COM 594918104 30 135 SH   SOLE   135 0 0
Mondelez International, Inc. CL A 609207105 39 670 SH   SOLE   670 0 0
Moody's Corp. COM 615369105 4 15 SH   SOLE   15 0 0
Morgan Stanley China A Sh Fd COM 617468103 2 99 SH   SOLE   99 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 3 163 SH   SOLE   163 0 0
Netflix, Inc. COM 64110L106 8 15 SH   SOLE   15 0 0
Neuberger Berman MLP Income Fund Inc COM 64129H104 934 277,187 SH   SOLE   277,187 0 0
New Fortress Energy Inc CL A 644393100 1,497 27,943 SH   SOLE   27,943 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 21,234 2,018,397 SH   SOLE   2,018,397 0 0
NextEra Energy Inc COM 65339F101 1,870 24,236 SH   SOLE   24,236 0 0
Nike, Inc. CL B 654106103 6 43 SH   SOLE   43 0 0
Norwegian Cruise Line Holdings Ltd SHS G66721104 2,205 86,717 SH   SOLE   86,717 0 0
Novartis AG SPONSORED ADR 66987V109 116 1,232 SH   SOLE   1,232 0 0
Novo Nordisk A/S ADR ADR 670100205 3 44 SH   SOLE   44 0 0
Nuveen Amt- Free Mun Value Fd COM 670695105 82 5,000 SH   SOLE   5,000 0 0
Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 99 6,528 SH   SOLE   6,528 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 40 2,869 SH   SOLE   2,869 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 5,639 890,783 SH   SOLE   890,783 0 0
Nuveen Fltng Rte Incm Opp Fd COM SHS 6706EN100 582 67,181 SH   SOLE   67,181 0 0
Nuveen Mortgage and Income Fund COM 670735109 1,530 77,384 SH   SOLE   77,384 0 0
Nuveen Multi-Market Income Fund Inc COM 67075J107 49 6,800 SH   SOLE   6,800 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 49 1,878 SH   SOLE   1,878 0 0
Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 93 6,456 SH   SOLE   6,456 0 0
Nuveen Ohio Qlty Mun Income COM 670980101 254 16,206 SH   SOLE   16,206 0 0
Nuveen Pfd & Income Opportun COM 67073B106 27 2,790 SH   SOLE   2,790 0 0
Nuveen Quality Municipal Income Fund COM 67066V101 186 12,102 SH   SOLE   12,102 0 0
Nuveen Real Asset Income and Growth Fund COM 67074Y105 2,508 186,323 SH   SOLE   186,323 0 0
Nuveen Tax-Advanteaged Divid COM 67073G105 846 59,524 SH   SOLE   59,524 0 0
OFS Credit Company Inc COM 67111Q107 767 61,519 SH   SOLE   61,519 0 0
Otis Worldwide Corp COM 68902V107 35 518 SH   SOLE   518 0 0
Paychex, Inc COM 704326107 10 102 SH   SOLE   102 0 0
PayPal Holdings, Inc. COM 70450Y103 58 246 SH   SOLE   246 0 0
PepsiCo, Inc. COM 713448108 13 89 SH   SOLE   89 0 0
PGIM Global Short Duration High Yield Fund, Inc. COM 69346J106 7,272 500,482 SH   SOLE   500,482 0 0
PGIM Short Duration High Yield Fund, Inc. COM 69346H100 6,590 439,329 SH   SOLE   439,329 0 0
PGT Innovations Inc COM 69336V101 1,569 77,117 SH   SOLE   77,117 0 0
Phillips 66 COM 718546104 3 38 SH   SOLE   38 0 0
PIMCO California Municipal Income Fund III COM 72201C109 62 6,088 SH   SOLE   6,088 0 0
PIMCO Dynamic Credit and Mortgage Income Fund COM SHS 72202D106 3,859 182,024 SH   SOLE   182,024 0 0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 551 5,400 SH   SOLE   5,400 0 0
PIMCO Enrgy Tactical Cr Opp COM SHS BEN INT 69346N107 2,570 318,096 SH   SOLE   318,096 0 0
PIMCO Global StocksPLS Inc. COM 722011103 133 13,211 SH   SOLE   13,211 0 0
PIMCO High Income Fund COM SHS 722014107 1,679 277,513 SH   SOLE   277,513 0 0
Pimco New York Municipal Income Fund II COM 72200Y102 283 26,007 SH   SOLE   26,007 0 0
PIMCO Strategic Income Fd COM 72200X104 216 31,181 SH   SOLE   31,181 0 0
Pioneer Municipal High Income Advantage Trust COM 723762100 767 65,830 SH   SOLE   65,830 0 0
Pioneer Municipal High Income Trust COM SHS 723763108 288 23,122 SH   SOLE   23,122 0 0
Popular Inc COM NEW 733174700 3,111 55,230 SH   SOLE   55,230 0 0
Procter & Gamble Co. (The) COM 742718109 6 43 SH   SOLE   43 0 0
ProLogis, Inc. COM 74340W103 6 64 SH   SOLE   64 0 0
ProShares Short VIX Short-Term Futures ETF SHT VIX ST TRM 74347W130 5 110 SH   SOLE   110 0 0
ProShares UltraShort S&P50 ULTRASHRT S&P500 74347B383 879 70,930 SH   SOLE   70,930 0 0
Qualcomm Inc COM 747525103 11 70 SH   SOLE   70 0 0
Ranpak Hldgs Corp COM CL A 75321W103 13 1,000 SH   SOLE   1,000 0 0
Realty Income Corp. COM 756109104 3 55 SH   SOLE   55 0 0
Redball Acquisition Corp UNIT 99/99/9999 G7417R121 12 1,000 SH   SOLE   1,000 0 0
Regeneron Pharmaceuticals, Inc. COM 75886F107 3 7 SH   SOLE   7 0 0
Restaurant Brands International Inc COM 76131D103 3 57 SH   SOLE   57 0 0
Rice Acquisition Corp W EXP 10/26/202 762594117 7 3,000 SH   SOLE   3,000 0 0
Rice Acquisition Corp COM CL A 762594109 22 2,000 SH   SOLE   2,000 0 0
Rivernorth Doubleline Strate COM 76882G107 136 9,511 SH   SOLE   9,511 0 0
Rivernorth Flexible Mun Income COM 76883H104 126 5,750 SH   SOLE   5,750 0 0
Rivernorth Managed Duration Municipal Income Fund Inc. COM 76882H105 206 11,599 SH   SOLE   11,599 0 0
Rivernorth Opportunistic Mun COM 76883F108 766 35,693 SH   SOLE   35,693 0 0
RMR Real Estate Income Fund COM 76970B101 1,573 148,939 SH   SOLE   148,939 0 0
Roth CH Acquisition I Co W EXP 01/28/202 778675116 32 7,272 SH   SOLE   7,272 0 0
Royal Caribbean Cruises Ltd COM V7780T103 2,623 35,120 SH   SOLE   35,120 0 0
ROYAL DUTCH SHELL PLC Spon ADR B 780259107 4 109 SH   SOLE   109 0 0
Royce Value Trust Inc COM 780910105 47 2,919 SH   SOLE   2,919 0 0
Ryanair Holdings plc ADR SPONSORED ADS 783513203 37 339 SH   SOLE   339 0 0
Salient Midstream & MLP Fd SH BEN INT 79471V105 711 166,513 SH   SOLE   166,513 0 0
Schlumberger Ltd COM 806857108 3 142 SH   SOLE   142 0 0
Sea Limited ADR 81141R100 27 138 SH   SOLE   138 0 0
Seaboard Corp COM 811543107 415 137 SH   SOLE   137 0 0
Seattle Genetics, In COM 81181C104 3 18 SH   SOLE   18 0 0
Sempra Energy COM 816851109 7 55 SH   SOLE   55 0 0
ServiceNow, Inc. COM 81762P102 4 7 SH   SOLE   7 0 0
Sherwin-Williams Co. (The) COM 824348106 4 5 SH   SOLE   5 0 0
Shopify, Inc. CL A 82509L107 6 5 SH   SOLE   5 0 0
Skillz Inc COM 83067L109 18 902 SH   SOLE   902 0 0
Smartsheet, Inc. Cl A SHS CL A 83200N103 2 34 SH   SOLE   34 0 0
Sony Corp SPONSORED ADR 835699307 85 842 SH   SOLE   842 0 0
SPDR Gold Tr GOLD SHS 78463V107 249 1,398 SH   SOLE   1,398 0 0
SPDR S&P 500 ETF Tr TR UNIT 78462F103 82 220 SH   SOLE   220 0 0
SPDR S&P MidCap 400 ETF Tr UTSER1 S&PDCRP 78467Y107 63 150 SH   SOLE   150 0 0
SPDR Ser Tr SPDR BLOOMBERG 78468R663 999 10,919 SH   SOLE   10,919 0 0
Sprott Physical Gold and Silver Trust TR UNIT 85208R101 155 8,000 SH   SOLE   8,000 0 0
Starbucks Corp. COM 855244109 12 110 SH   SOLE   110 0 0
Sutter Rock Cap Corp COM 86887Q109 367 28,000 SH   SOLE   28,000 0 0
Taiwan Semiconductor Manufacturing Company Limited SPONSORED ADR 874039100 20 187 SH   SOLE   187 0 0
Takeda Pharmaceutical Co Ltd SPONSORED ADR 874060205 73 4,000 SH   SOLE   4,000 0 0
TCW Strategic Income Fund Inc COM 872340104 11 2,000 SH   SOLE   2,000 0 0
Templeton Emerging Markets Fund COM 880191101 4 238 SH   SOLE   238 0 0
Tesla Inc COM 88160R101 35 50 SH   SOLE   50 0 0
Teva Pharmaceutical Inds Ltd SPONSORED ADR 881624209 2 166 SH   SOLE   166 0 0
Texas Instruments, Inc COM 882508104 16 100 SH   SOLE   100 0 0
The European Equity Fund Inc COM 298768102 6 617 SH   SOLE   617 0 0
The Gabelli Dividend & Income Trust COM 36242H104 28 1,303 SH   SOLE   1,303 0 0
The GDL Fund COM SH BEN IT 361570104 41 4,660 SH   SOLE   4,660 0 0
The Herzfeld Caribbean Basin Fund Inc COM 42804T106 2,425 474,494 SH   SOLE   474,494 0 0
The Home Depot Inc COM 437076102 16 61 SH   SOLE   61 0 0
The India Fund Inc COM 454089103 4 215 SH   SOLE   215 0 0
The Korea Fund Inc COM NEW 500634209 3 85 SH   SOLE   85 0 0
The Mexico Fund, Inc. COM 592835102 4 309 SH   SOLE   309 0 0
The New Germany Fund Inc COM 644465106 11 586 SH   SOLE   586 0 0
The New Ireland Fund Inc COM 645673104 6 605 SH   SOLE   605 0 0
The PNC Financial Services Group Inc COM 693475105 7 50 SH   SOLE   50 0 0
The Taiwan Fund Inc COM 874036106 2 88 SH   SOLE   88 0 0
The Wendy's Co COM 95058W100 1 42 SH   SOLE   42 0 0
Thermo Fisher Scientific, Inc. COM 883556102 7 15 SH   SOLE   15 0 0
Tortoise Energy Infra Corp COM 89147L886 701 34,866 SH   SOLE   34,866 0 0
Total Se SPONSORED ADS 89151E109 3 76 SH   SOLE   76 0 0
Tri-Continental Corp COM 895436103 118 4,014 SH   SOLE   4,014 0 0
Trident Acquisitions Corp W EXP 05/09/202 89615T114 21 9,291 SH   SOLE   9,291 0 0
Trimble, Inc. COM 896239100 3 40 SH   SOLE   40 0 0
Trip.com Group Ltd ADR ADS 89677Q107 2 48 SH   SOLE   48 0 0
Truist Financial Corp COM 89832Q109 11 221 SH   SOLE   221 0 0
U.S. Bancorp COM 902973304 5 112 SH   SOLE   112 0 0
Ultragenyx Pharmaceutical In COM 90400D108 3 21 SH   SOLE   21 0 0
Unilever PLC SPON ADR NEW 904767704 45 738 SH   SOLE   738 0 0
United Parcel Service Inc CL B 911312106 2 11 SH   SOLE   11 0 0
United States Oil Fund LP UNITS 91232N207 41 1,250 SH   SOLE   1,250 0 0
UnitedHealth Group Inc COM 91324P102 79 225 SH   SOLE   225 0 0
Vale SA ADR 91912E105 6 378 SH   SOLE   378 0 0
Vaneck Vectors ETF Tr CEF MUN INCOME E 92189F460 851 29,864 SH   SOLE   29,864 0 0
Velodyne Lidar Inc. W EXP 09/29/202 92259F119 43 5,000 SH   SOLE   5,000 0 0
Verizon Communications Inc COM 92343V104 7 120 SH   SOLE   120 0 0
Vertex Pharmaceuticals, Inc. COM 92532F100 3 14 SH   SOLE   14 0 0
Vertical Capital Income Fund SHS BEN INT 92535C104 2,810 285,596 SH   SOLE   285,596 0 0
Virgin Galactic Holdings, Inc. COM 92766K106 24 1,000 SH   SOLE   1,000 0 0
Virtus Total Return Fund Inc. COM 92835W107 14 1,540 SH   SOLE   1,540 0 0
Visa Inc COM CL A 92826C839 7 30 SH   SOLE   30 0 0
Vodafone Group plc ADR SPONSORED ADR 92857W308 48 2,884 SH   SOLE   2,884 0 0
Vulcan Materials Co COM 929160109 742 5,000 SH   SOLE   5,000 0 0
WEC Energy Group, Inc. COM 92939U106 7 80 SH   SOLE   80 0 0
Western Assest Intm Muni Fd COM 958435109 338 36,762 SH   SOLE   36,762 0 0
Western Asset Mortgage Opp Fund Inc. COM 95790B109 1,685 118,816 SH   SOLE   118,816 0 0
Western Asset Mun Hi Incm Fd COM 95766N103 196 26,131 SH   SOLE   26,131 0 0
Western Asset Municipal Partners Fund COM 95766P108 68 4,522 SH   SOLE   4,522 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 2,272 183,095 SH   SOLE   183,095 0 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 348 25,486 SH   SOLE   25,486 0 0
Whole Earth Brands Inc. *W EXP 06/25/202 96684W126 9 6,250 SH   SOLE   6,250 0 0
Whole Earth Brands, Inc. COM CL A 96684W100 11 1,000 SH   SOLE   1,000 0 0
Zoetis Inc. CL A 98978V103 4 25 SH   SOLE   25 0 0