The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100 243 2,219 SH   SOLE   2,219 0 0
ABERDEEN STD GLOBAL INFRASTR COM SHS BEN INT 00326W106 412 22,247 SH   SOLE   22,247 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 206 790 SH   SOLE   790 0 0
AGNC INVT CORP COM 00123Q104 308 19,721 SH   SOLE   19,721 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 1,028 6,578 SH   SOLE   3 0 6,575
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6,365 27,351 SH   SOLE   26,845 0 506
ALPHABET INC CAP STK CL C 02079K107 555 317 SH   SOLE   317 0 0
ALPHABET INC CAP STK CL A 02079K305 9,394 5,360 SH   SOLE   5,100 0 260
ALTRIA GROUP INC COM 02209S103 257 6,258 SH   SOLE   6,258 0 0
AMAZON COM INC COM 023135106 9,696 2,977 SH   SOLE   2,896 0 81
AMERICAN TOWER CORP NEW COM 03027X100 3,278 14,602 SH   SOLE   14,249 0 353
AMGEN INC COM 031162100 451 1,963 SH   SOLE   1,963 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 256 15,213 SH   SOLE   15,213 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 313 21,748 SH   SOLE   21,748 0 0
APPLE INC COM 037833100 18,280 137,761 SH   SOLE   123,308 0 14,453
AT&T INC COM 00206R102 201 6,996 SH   SOLE   6,996 0 0
AUTODESK INC COM 052769106 4,478 14,667 SH   SOLE   14,133 0 534
BARRICK GOLD CORP COM 067901108 239 10,492 SH   SOLE   10,492 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5,568 24,014 SH   SOLE   23,533 0 481
BLACK STONE MINERALS L P COM UNIT 09225M101 461 69,064 SH   SOLE   15,000 0 54,064
BLACKROCK 2022 GBL INCM OPP COM 09258P104 538 59,566 SH   SOLE   59,566 0 0
BLACKROCK CR ALLOCATION INCO COM 092508100 1,235 83,980 SH   SOLE   83,980 0 0
BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 562 53,804 SH   SOLE   53,804 0 0
BLACKROCK FLOATING RATE INCO COM 09255X100 230 18,970 SH   SOLE   18,970 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 650 37,033 SH   SOLE   37,033 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 733 49,278 SH   SOLE   49,278 0 0
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 490 34,751 SH   SOLE   23,141 0 11,610
BLACKROCK MUNIYIELD CALIF QU COM 09254N103 224 14,961 SH   SOLE   14,961 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103 887 61,354 SH   SOLE   61,354 0 0
BLACKSTONE GROUP INC COM CL A 09260D107 3,843 59,297 SH   SOLE   58,265 0 1,032
BLACKSTONE LONG-SHORT CREDIT COM SHS BN INT 09257D102 172 12,845 SH   SOLE   12,845 0 0
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 834 66,810 SH   SOLE   66,810 0 0
BOEING CO COM 097023105 375 1,753 SH   SOLE   1,753 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 2,992 48,231 SH   SOLE   46,937 0 1,294
BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 0 5 SH   SOLE   5 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 270 12,481 SH   SOLE   12,481 0 0
CHEVRON CORP NEW COM 166764100 480 5,681 SH   SOLE   5,595 0 86
COCA COLA CO COM 191216100 396 7,225 SH   SOLE   7,225 0 0
COLONY CAP INC NEW CL A COM 19626G108 1,029 214,029 SH   SOLE   214,029 0 0
COMCAST CORP NEW CL A 20030N101 454 8,666 SH   SOLE   8,105 0 561
CREDIT SUISSE ASSET MGMT INC COM 224916106 1,377 437,131 SH   SOLE   437,131 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 245 6,084 SH   SOLE   6,084 0 0
DISNEY WALT CO COM 254687106 5,711 31,522 SH   SOLE   30,372 0 1,150
DOUBLELINE INCOME SOLUTIONS COM 258622109 1,279 77,116 SH   SOLE   77,116 0 0
DOUBLELINE OPPORTUNISTIC CR COM 258623107 4,656 236,969 SH   SOLE   236,969 0 0
DOUBLELINE YIELD OPPORTUNITI COM 25862D105 2,530 136,668 SH   SOLE   131,668 0 5,000
DYNEX CAP INC COM 26817Q886 696 39,127 SH   SOLE   39,127 0 0
EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 225 16,782 SH   SOLE   16,782 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 418 65,789 SH   SOLE   65,789 0 0
ENERGY RECOVERY INC COM 29270J100 1,698 124,500 SH   SOLE   124,500 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 77 12,534 SH   SOLE   12,534 0 0
EQUINIX INC COM 29444U700 475 665 SH   SOLE   665 0 0
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 14 945 SH   SOLE   945 0 0
ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 196 2,854 SH   SOLE   2,854 0 0
EXXON MOBIL CORP COM 30231G102 207 5,018 SH   SOLE   2,618 0 2,400
FACEBOOK INC CL A 30303M102 3,618 13,245 SH   SOLE   12,803 0 442
FIRST CTZNS BANCSHARES INC N CL A 31946M103 4,190 7,297 SH   SOLE   7,040 0 257
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 249 4,556 SH   SOLE   4,556 0 0
FS KKR CAP CORP COM 302635206 316 19,101 SH   SOLE   19,101 0 0
GENERAL MLS INC COM 370334104 237 4,032 SH   SOLE   32 0 4,000
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 2,371 31,325 SH   SOLE   25,645 0 5,680
GOLUB CAP BDC INC COM 38173M102 503 35,603 SH   SOLE   35,603 0 0
GREAT AJAX CORP COM 38983D300 2,963 283,256 SH   SOLE   283,256 0 0
HOME DEPOT INC COM 437076102 6,259 23,565 SH   SOLE   23,073 0 492
INSEEGO CORP COM 45782B104 1,474 95,302 SH   SOLE   95,302 0 0
INSEEGO CORP COM 45782B104 166 10,700 SH Call SOLE   10,700 0 0
INTEL CORP COM 458140100 267 5,360 SH   SOLE   5,360 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 3,332 28,897 SH   SOLE   27,997 0 900
INTERNATIONAL BUSINESS MACHS COM 459200101 242 1,920 SH   SOLE   430 0 1,490
INVESCO CALIF MUN INCOME TR COM 46132P108 1,279 81,700 SH   SOLE   81,700 0 0
INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 541 20,849 SH   SOLE   17,801 0 3,048
INVESCO QQQ TR UNIT SER 1 46090E103 236 752 SH   SOLE   752 0 0
INVESCO QUALITY MUN INCOME T COM 46133G107 254 19,455 SH   SOLE   19,455 0 0
ISHARES GOLD TRUST ISHARES 464285105 714 39,383 SH   SOLE   39,383 0 0
ISHARES TR CORE S&P TTL STK 464287150 10,748 124,657 SH   SOLE   123,353 0 1,304
ISHARES TR SELECT DIVID ETF 464287168 13 131 SH   SOLE   131 0 0
ISHARES TR CORE S&P500 ETF 464287200 2,197 5,852 SH   SOLE   5,852 0 0
ISHARES TR CORE US AGGBD ET 464287226 506 4,279 SH   SOLE   4,279 0 0
ISHARES TR CORE S&P MCP ETF 464287507 118 512 SH   SOLE   512 0 0
ISHARES TR NASDAQ BIOTECH 464287556 15 97 SH   SOLE   97 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 138 483 SH   SOLE   483 0 0
ISHARES TR CORE S&P US VLU 464287663 4,094 65,836 SH   SOLE   65,077 0 759
ISHARES TR U.S. TECH ETF 464287721 216 2,540 SH   SOLE   2,540 0 0
ISHARES TR US HLTHCARE ETF 464287762 264 1,073 SH   SOLE   1,073 0 0
ISHARES TR CORE S&P SCP ETF 464287804 4,854 52,823 SH   SOLE   52,225 0 598
ISHARES TR ISHS 5-10YR INVT 464288638 3,344 54,114 SH   SOLE   51,246 0 2,868
ISHARES TR ISHS 1-5YR INVS 464288646 162 2,933 SH   SOLE   2,933 0 0
ISHARES TR MSCI USA ESG SLC 464288802 259 3,150 SH   SOLE   3,150 0 0
ISHARES TR MSCI CHINA ETF 46429B671 139 1,718 SH   SOLE   1,718 0 0
ISHARES TR MSCI USA MIN VOL 46429B697 187 2,750 SH   SOLE   2,750 0 0
ISHARES TR BLACKROCK ULTRA 46434V878 399 7,900 SH   SOLE   7,900 0 0
ISHARES TR MORTGE REL ETF 46435G342 1,127 35,388 SH   SOLE   35,388 0 0
IVERIC BIO INC COM 46583P102 183 26,500 SH   SOLE   26,500 0 0
J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 7,157 140,905 SH   SOLE   132,708 0 8,197
JOHNSON & JOHNSON COM 478160104 5,323 33,824 SH   SOLE   30,310 0 3,514
JPMORGAN CHASE & CO COM 46625H100 4,207 33,107 SH   SOLE   32,142 0 965
KKR & CO INC COM 48251W104 243 6,003 SH   SOLE   6,003 0 0
LGI HOMES INC COM 50187T106 1,069 10,100 SH   SOLE   10,100 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 331 3,612 SH   SOLE   3,612 0 0
MARRIOTT INTL INC NEW CL A 571903202 249 1,885 SH   SOLE   1,885 0 0
MATCH GROUP INC NEW COM 57667L107 3,825 25,301 SH   SOLE   24,286 0 1,015
MEDTRONIC PLC SHS G5960L103 467 3,988 SH   SOLE   3,931 0 57
MERCK & CO. INC COM 58933Y105 216 2,635 SH   SOLE   2,635 0 0
MFA FINL INC COM 55272X102 679 174,494 SH   SOLE   174,494 0 0
MGM RESORTS INTERNATIONAL COM 552953101 274 8,709 SH   SOLE   8,709 0 0
MICROSOFT CORP COM 594918104 10,247 46,070 SH   SOLE   44,996 0 1,074
MORGAN STANLEY COM NEW 617446448 6 88 SH   SOLE   88 0 0
MORGAN STANLEY COM NEW 617446448 685 10,000 SH Call SOLE   10,000 0 0
NEW YORK MTG TR INC COM PAR $.02 649604501 421 114,077 SH   SOLE   114,077 0 0
NEXTERA ENERGY INC COM 65339F101 329 4,262 SH   SOLE   4,262 0 0
NIKE INC CL B 654106103 443 3,130 SH   SOLE   3,130 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 1,427 94,477 SH   SOLE   87,977 0 6,500
NUVEEN ARIZONA QLTY MUN INC COM 67061W104 548 34,541 SH   SOLE   26,728 0 7,813
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 108 12,513 SH   SOLE   12,513 0 0
NUVEEN MORTGAGE AND INCOME F COM 670735109 1,180 59,702 SH   SOLE   59,702 0 0
NUVEEN MUN HIGH INCOME OPPOR COM 670682103 372 25,812 SH   SOLE   14,750 0 11,062
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 455 31,688 SH   SOLE   31,688 0 0
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 892 65,934 SH   SOLE   46,400 0 19,534
NUVEEN PFD & INCM SECURTIES COM 67072C105 832 85,484 SH   SOLE   85,484 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 1,043 67,849 SH   SOLE   56,803 0 11,046
NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 283 17,748 SH   SOLE   17,748 0 0
NUVEEN SR INCOME FD COM 67067Y104 105 20,162 SH   SOLE   20,162 0 0
NVIDIA CORPORATION COM 67066G104 382 732 SH   SOLE   732 0 0
PAYPAL HLDGS INC COM 70450Y103 496 2,118 SH   SOLE   2,118 0 0
PENNYMAC MTG INVT TR COM 70931T103 651 37,003 SH   SOLE   37,003 0 0
PFIZER INC COM 717081103 1,055 28,673 SH   SOLE   19,503 0 9,170
PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 967 45,601 SH   SOLE   45,601 0 0
PIMCO DYNAMIC INCOME FD SHS 72201Y101 493 18,664 SH   SOLE   18,664 0 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 9,729 95,341 SH   SOLE   89,641 0 5,700
QUALCOMM INC COM 747525103 270 1,773 SH   SOLE   1,773 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 2,324 32,498 SH   SOLE   31,471 0 1,027
READY CAPITAL CORP COM 75574U101 163 13,120 SH   SOLE   13,120 0 0
REGENERON PHARMACEUTICALS COM 75886F107 3,393 7,023 SH   SOLE   6,800 0 223
REINSURANCE GRP OF AMERICA I COM NEW 759351604 241 2,083 SH   SOLE   2,083 0 0
RIVERNORTH DOUBLELINE STRATE COM 76882G107 1,287 89,855 SH   SOLE   89,855 0 0
RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 1,449 67,497 SH   SOLE   44,448 0 23,049
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2,121 23,323 SH   SOLE   23,323 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 179 2,632 SH   SOLE   2,632 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 337 3,783 SH   SOLE   3,783 0 0
SEAGEN INC COM 81181C104 3,051 17,418 SH   SOLE   16,922 0 496
SERVICENOW INC COM 81762P102 3,774 6,857 SH   SOLE   6,610 0 247
SHERWIN WILLIAMS CO COM 824348106 4,033 5,488 SH   SOLE   5,306 0 182
SHOPIFY INC CL A 82509L107 513 453 SH   SOLE   449 0 4
SIMON PPTY GROUP INC NEW COM 828806109 255 2,992 SH   SOLE   2,945 0 47
SIX FLAGS ENTMT CORP NEW COM 83001A102 262 7,680 SH   SOLE   7,680 0 0
SPDR GOLD TR GOLD SHS 78463V107 269 1,506 SH   SOLE   1,506 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,871 7,680 SH   SOLE   7,680 0 0
SQUARE INC CL A 852234103 7,237 33,250 SH   SOLE   32,331 0 919
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1,072 21,755 SH   SOLE   17,755 0 4,000
SUNRUN INC COM 86771W105 3,373 48,620 SH   SOLE   46,682 0 1,938
TARGET CORP COM 87612E106 980 5,549 SH   SOLE   5,549 0 0
TCW STRATEGIC INCOME FD INC COM 872340104 1,239 217,819 SH   SOLE   217,819 0 0
TPG RE FIN TR INC COM 87266M107 947 89,210 SH   SOLE   89,210 0 0
TWITTER INC COM 90184L102 4,856 89,668 SH   SOLE   86,012 0 3,656
TYME TECHNOLOGIES INC COM 90238J103 171 140,000 SH   SOLE   140,000 0 0
UNION PAC CORP COM 907818108 267 1,284 SH   SOLE   1,284 0 0
UNITI GROUP INC COM 91325V108 558 47,608 SH   SOLE   47,608 0 0
US BANCORP DEL COM NEW 902973304 462 9,920 SH   SOLE   9,920 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 20 58 SH   SOLE   58 0 0
VANGUARD INDEX FDS MID CAP ETF 922908629 11 52 SH   SOLE   52 0 0
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 303 1,430 SH   SOLE   1,430 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 12 60 SH   SOLE   60 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 130 670 SH   SOLE   670 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3,770 45,290 SH   SOLE   45,290 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 7,302 51,727 SH   SOLE   49,712 0 2,015
VEEVA SYS INC CL A COM 922475108 2,925 10,743 SH   SOLE   10,316 0 427
VERIZON COMMUNICATIONS INC COM 92343V104 3,413 58,093 SH   SOLE   55,320 0 2,773
VISA INC COM CL A 92826C839 5,354 24,477 SH   SOLE   23,670 0 807
VOYA PRIME RATE TR SH BEN INT 92913A100 364 81,489 SH   SOLE   81,489 0 0
WALMART INC COM 931142103 4,873 33,804 SH   SOLE   32,777 0 1,027
WEINGARTEN RLTY INVS SH BEN INT 948741103 572 26,401 SH   SOLE   26,401 0 0
WESTERN ASSET MTG DEFINED OP COM 95790B109 1,301 91,755 SH   SOLE   91,755 0 0