SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
H&S INVESTMENTS I LP

(Last) (First) (Middle)
2101 E. COAST HIGHWAY, 3RD FLOOR

(Street)
CORONA DEL MAR CA 92625

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/03/2021
3. Issuer Name and Ticker or Trading Symbol
Sensei Biotherapeutics, Inc. [ SNSE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 64,163 D(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series AA Preferred Convertible Stock (2) (2) Common Stock 209,368,245 (2) D(1)
Common Stock Warrant (Right to Buy) 12/19/2018 12/29/2028 Common Stock 3,906 $122.88 D(1)
Common Stock Warrant (Right to Buy) 01/09/2019 01/09/2029 Common Stock 3,906 $122.88 D(1)
Common Stock Warrant (Right to Buy) 02/08/2019 02/08/2029 Common Stock 3,906 $122.88 D(1)
Common Stock Warrant (Right to Buy) 03/08/2019 02/08/2029 Common Stock 3,906 $122.88 D(1)
1. Name and Address of Reporting Person*
H&S INVESTMENTS I LP

(Last) (First) (Middle)
2101 E. COAST HIGHWAY, 3RD FLOOR

(Street)
CORONA DEL MAR CA 92625

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
H&S VENTURES LLC

(Last) (First) (Middle)
2101 E. COAST HIGHWAY, 3RD FLOOR

(Street)
CORONA DEL MAR CA 92625

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
SCHULMAN MICHAEL

(Last) (First) (Middle)
H & S VENTURES, LLC
2101 E. COAST HIGHWAY, 3RD FLOOR

(Street)
CORONA DEL MAR CA 92625

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
SAMUELI HENRY

(Last) (First) (Middle)
H & S VENTURES, LLC
2101 E. COAST HIGHWAY, 3RD FLOOR

(Street)
CORONA DEL MAR CA 92625

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
SAMUELI SUSAN

(Last) (First) (Middle)
H & S VENTURES, LLC
2101 E. COAST HIGHWAY, 3RD FLOOR

(Street)
CORONA DEL MAR CA 92625

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Each share of the Series AA Preferred Stock is convertible, at any time, at the holder's election, into 0.0208333 shares of the Issuer's common stock. In addition, effective immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series AA Preferred Stock will automatically convert into 0.0208333 shares of the Issuer's common stock. The Series AA Preferred Stock haves no expiration date.
2. The shares are held by H&S Investments I, L.P ("H&S Investments"). H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments.
Remarks:
/s/ Mark Ballantyne, Attorney-in-Fact for H&S Investments I, L.P. 02/03/2021
/s/ Mark Ballantyne, Attorney-in-Fact for H & S Ventures LLC 02/03/2021
/s/ Mark Ballantyne, Attorney-in-Fact for Michael Schulman 02/03/2021
/s/ Mark Ballantyne, Attorney-in-Fact for Henry Samueli 02/03/2021
/s/ Mark Ballantyne, Attorney-in-Fact for Susan Samueli 02/03/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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