SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Woods Gina

(Last) (First) (Middle)
2401 UTAH AVENUE SOUTH
#800

(Street)
SEATTLE WA 98134

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/12/2021
3. Issuer Name and Ticker or Trading Symbol
STARBUCKS CORP [ SBUX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
evp, Public Affairs
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 9,124.226(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-qualified Stock Option (Right to Buy) (2) 11/11/2023 Common Stock 5,288 $40.495 D
Non-qualified Stock Option (Right to Buy) (3) 11/16/2025 Common Stock 6,127 $60.68 D
Non-qualified Stock Option (Right to Buy) (4) 11/21/2026 Common Stock 8,092 $56.1 D
Explanation of Responses:
1. Includes 6,877.117 Restricted Stock Units that vest on various dates, subject to continued employment.
2. The option, representing a right to buy a total of 10,576 shares, became exercisable in four increments of 2,644 shares each on each of November 11, 2014, November 11, 2015, November 11, 2016 and November 11, 2017.
3. The option, representing a right to buy a total of 6,127 shares, became exercisable in three increments of 1,532 shares each on each of November 16, 2016, November 16, 2017 and November 16, 2018, and one increment of 1,531 shares on November 16, 2019.
4. The option, representing a right to buy a total of 8,092 shares, became exercisable in four increments of 2,023 shares each on each of November 21, 2017, November 21, 2018, November 21, 2019 and November 21, 2020.
Remarks:
Exhibit 24 - Power of Attorney attached to this filing.
/s/ Jenn X. Hu, attorney-in-fact for Gina Woods 01/25/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.