-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N8HyioNVPDjo/0XsbEmAfuqlOqafT6M4i8iAWaDs9Ae98Dlh3E/1xG2S4Nzi4ulY uHIPl+9G2uMaooOi1zflpQ== 0000950131-96-003028.txt : 19960627 0000950131-96-003028.hdr.sgml : 19960627 ACCESSION NUMBER: 0000950131-96-003028 CONFORMED SUBMISSION TYPE: 11-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19951231 FILED AS OF DATE: 19960626 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 11-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-05965 FILM NUMBER: 96586209 BUSINESS ADDRESS: STREET 1: 50 S LA SALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 BUSINESS PHONE: 3126306000 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 11-K 1 FORM 11-K ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------- FORM 11-K [Mark One] [X] ANNUAL REPORT Pursuant to Section 15(d) 1934 [Fee Required] For the fiscal year ended December 31, 1995. OR [ ] TRANSITION REPORT Pursuant to Section 15(d) of the Securities Exchange Act of 1934 [No Fee Required] For the Transition Period from __________ to __________ Commission File Number 0-5965. A. Full Title of Plan: THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN B. Name of Issuer of securities held pursuant to the plan and the address of its principal executive office: NORTHERN TRUST CORPORATION 50 South LaSalle Street Chicago, Illinois 60675 ================================================================================ FINANCIAL STATEMENTS AND EXHIBITS The following financial statements and schedules are filed as part of this annual report: 1995 FORM 5500 FOR TIP AND SUCH FINANCIAL STATEMENTS AND SCHEDULES AS FORM A PART THEREOF. Those financial statements and schedules are incorporated by reference in the Form S-8 Registration Statement under the Securities Act of 1933, The Northern Trust Company Thrift-Incentive Plan, Registration No.333-00809. All other documents relating to TIP have previously been filed with the Securities and Exchange Commission in Washington, D.C. with Form S-8 Registration Statement, The Northern Trust Company Thrift-Incentive Plan, Registration No.333-00809. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Employee Benefit Administrative Committee which is the plan administrator for TIP has caused this annual report to be signed by the undersigned thereunder duly authorized. THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN Date: June 26, 1996 By WILLIAM N. SETTERSTROM Chairman, Employee Benefit Administrative Committee -1- REPORT OF INDEPENDENT PUBLIC ACCOUNTANTS To The Northern Trust Company Employee Benefit Administrative Committee: We have audited the financial statements of THE NORTHERN TRUST COMPANY THRIFT- INCENTIVE PLAN in order to form an opinion on the financial statements and schedules included in the Form 5500 for The Northern Trust Company Thrift- Incentive Plan for the 1995 Plan year. These financial statements and schedules are the responsibility of the Plan's management. Our responsibility is to express an opinion on these financial statements and schedules based on our audit. We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements and schedules are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements and schedules. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement and schedule presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the financial statements and schedules included in the Form 5500 for The Northern Trust Company Thrift-Incentive Plan for the 1995 Plan year are presented fairly in conformity with generally accepted accounting principles. HILL, TAYLOR & CO. Chicago, Illinois May 3, 1996 -2- CONSENT OF INDEPENDENT PUBLIC ACCOUNTANTS As independent public accountants, we hereby consent to the incorporation of our report dated May 3, 1996 into this Form 11-K and to incorporation by reference of such report in Form S-8, No.333-00809, previously filed by Northern Trust Corporation. HILL, TAYLOR & CO. Chicago, Illinois June 14, 1996 -3- June 26, 1996 Securities and Exchange Commission 500 North Capitol Street Washington, D.C. 20549 RE: The Northern Trust Company Thrift-Incentive Plan: Form 11-K -------------------------------- Gentlemen: Enclosed for filing pursuant to the provisions of the Securities and Exchange Act of 1934, as amended, are Form 11-K, Annual Report for the fiscal year ended December 31, 1995, of The Northern Trust Company Thrift-Incentive Plan. An exhibit to the Form 11-K consisting of the 1995 Form 5500 for the plan and such financial statements and exhibits as form a part thereof has been filed separately under cover of Form SE. The Form 11-K is filed in conjunction with Form S-8, Registration Statement under Securities Act of 1933, Registration No.333-00809. If you have any questions concerning this filing, please call the undersigned. Cordially, Mark J. Nero Attorney Writer's Direct Dial: (312) 444-7765 -----END PRIVACY-ENHANCED MESSAGE-----