The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 3,556 | 316,050 | SH | SOLE | 316,050 | 0 | 0 | ||
| ADIENT PLC | ORD SHS | G0084W101 | 23,396 | 1,350,000 | SH | SOLE | 1,350,000 | 0 | 0 | ||
| AMERICAN OUTDOOR BRANDS INC | COM | 02875D109 | 2,874 | 220,561 | SH | SOLE | 220,561 | 0 | 0 | ||
| CAMPING WORLD HLDGS INC | CL A | 13462K109 | 4,016 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
| CHANGE HEALTHCARE INC | COM | 15912K100 | 21,040 | 1,450,000 | SH | SOLE | 1,450,000 | 0 | 0 | ||
| COREPOINT LODGING INC | COM | 21872L104 | 13,625 | 2,500,000 | SH | SOLE | 2,500,000 | 0 | 0 | ||
| CORPORACION AMER ARPTS S A | COM | L1995B107 | 2,685 | 1,203,974 | SH | SOLE | 1,203,974 | 0 | 0 | ||
| CUSTOMERS BANCORP INC | COM | 23204G100 | 8,400 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
| ECHOSTAR CORP | CL A | 278768106 | 1,547 | 62,170 | SH | SOLE | 62,170 | 0 | 0 | ||
| FIRSTENERGY CORP | COM | 337932107 | 10,766 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
| FIVE STAR SENIOR LIVING INC | COM NEW | 33832D205 | 5,161 | 1,018,041 | SH | SOLE | 1,018,041 | 0 | 0 | ||
| FORUM ENERGY TECHNOLOGIES IN | COM | 34984V100 | 1,099 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| GARRETT MOTION INC | COM | 366505105 | 6,900 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| GOLAR LNG LTD | SHS | G9456A100 | 4,541 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
| HUNTINGTON INGALLS INDS INC | COM | 446413106 | 17,594 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| NI HLDGS INC | COM | 65342T106 | 8,445 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| PG&E CORP | COM | 69331C108 | 26,292 | 2,800,000 | SH | SOLE | 2,800,000 | 0 | 0 | ||
| SUPER MICRO COMPUTER INC | COM | 86800U104 | 4,825 | 182,769 | SH | SOLE | 182,769 | 0 | 0 | ||
| TWIN RIV WORLDWIDE HLDGS INC | COM | 90171V204 | 8,268 | 314,731 | SH | SOLE | 314,731 | 0 | 0 | ||
| BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 1,013 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
| FLOTEK INDS INC DEL | COM | 343389102 | 13,324 | 4,916,573 | SH | SOLE | 4,916,573 | 0 | 0 | ||
| MERIDA MERGER CORP I | COM | 58953M106 | 5,832 | 590,000 | SH | SOLE | 590,000 | 0 | 0 | ||
| MERIDA MERGER CORP I | *W EXP 11/07/202 | 58953M114 | 150 | 295,000 | SH | SOLE | 295,000 | 0 | 0 | ||
| MERRIMACK PHARMACEUTICALS IN | COM NEW | 590328209 | 5,186 | 1,296,436 | SH | SOLE | 1,296,436 | 0 | 0 | ||
| OAKTREE ACQUISITION CORP | SHS CL A | G67145105 | 40 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
| PERSHING SQUARE TONTINE HLDG | *W EXP 07/24/202 | 71531R117 | 199 | 27,777 | SH | SOLE | 27,777 | 0 | 0 | ||
| PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 5,673 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| PFENEX INC | COM | 717071104 | 57,375 | 4,500,000 | SH | SOLE | 4,500,000 | 0 | 0 | ||
| RAFAEL HLDGS INC | COM CL B | 75062E106 | 5,813 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
| RECRO PHARMA INC | COM | 75629F109 | 1,470 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
| RETAIL VALUE INC | COM | 76133Q102 | 3,172 | 252,319 | SH | SOLE | 252,319 | 0 | 0 | ||
| SUPERIOR ENERGY SVCS INC | COM NEW | 868157306 | 167 | 460,000 | SH | SOLE | 460,000 | 0 | 0 | ||
| WANDA SPORTS GROUP CO LTD | SPONSORED ADS | 93368R101 | 951 | 409,817 | SH | SOLE | 409,817 | 0 | 0 | ||
| SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 | 14,286 | 249,937 | SH | SOLE | 249,937 | 0 | 0 | ||
| ALLETE INC | COM NEW | 018522300 | 4,139 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
| BLACK HILLS CORP | COM | 092113109 | 4,012 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| NORTHWESTERN CORP | COM NEW | 668074305 | 4,378 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
| PNM RES INC | COM | 69349H107 | 5,786 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
| PINNACLE WEST CAP CORP | COM | 723484101 | 4,473 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| PORTLAND GEN ELEC CO | COM NEW | 736508847 | 7,100 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| ARCONIC CORPORATION | COM | 03966v107 | 476 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| BRISTOW GROUP INC | COM | 11040G103 | 11,475 | 539,982 | SH | SOLE | 539,982 | 0 | 0 | ||
| CONTURA ENERGY INC | COM | 21241B100 | 1,830 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| EMPIRE ST RLTY TR INC | CL A | 292104106 | 6,732 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
| PEABODY ENERGY CORP NEW | COM | 704551100 | 460 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| RYMAN HOSPITALITY PPTYS INC | COM | 78377T107 | 7,570 | 205,700 | SH | SOLE | 205,700 | 0 | 0 | ||
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 11,346 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| VIRTUS INVT PARTNERS INC | COM | 92828Q109 | 14,766 | 106,500 | SH | SOLE | 106,500 | 0 | 0 | ||
| WEBSTER FINL CORP CONN | COM | 947890109 | 6,074 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
| RLJ LODGING TR | CUM CONV PFD A | 74965L200 | 11,350 | 495,000 | SH | SOLE | 495,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,023 | 15,000 | SH | Put | SOLE | 0 | 0 | 15,000 | |
| TILRAY INC | NOTE 5.000%10/0 | 88688TAB6 | 7,571 | 18,000,000 | PRN | SOLE | 107,523 | 0 | 0 | ||
| FORUM ENERGY TECHNOLOGIES IN | NOTE 9.000% 8/0 | 34984VAC4 | 8,439 | 13,514,000 | PRN | SOLE | 10,010 | 0 | 0 | ||