The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADS A | 90138A103 | 7,231 | 312,228 | SH | SOLE | 312,228 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 734 | 2,648 | SH | SOLE | 347 | 0 | 2,301 | ||
ACI WORLDWIDE INC | COM | 004498101 | 964 | 36,876 | SH | SOLE | 36,876 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 561 | 47,690 | SH | SOLE | 10,973 | 0 | 36,717 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 712 | 87,296 | SH | SOLE | 21,501 | 0 | 65,795 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 727 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 723 | 4,968 | SH | SOLE | 945 | 0 | 4,023 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 300 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 106 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
ALTUS MIDSTREAM CO | COM NEW CL A | 02215L209 | 882 | 79,382 | SH | SOLE | 79,382 | 0 | 0 | ||
AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | 2,480 | 71,021 | SH | SOLE | 71,021 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 506 | 2,095 | SH | SOLE | 2,095 | 0 | 0 | ||
ANTERO MIDSTREAM CORP | COM | 03676B102 | 2,777 | 517,199 | SH | DFND | 1 2 | 516,335 | 0 | 864 | |
ATLANTICA SUSTAINABLE INFR P | SHS | G0751N103 | 7,239 | 253,006 | SH | DFND | 1 | 252,924 | 0 | 82 | |
BRIXMOR PPTY GROUP INC | COM | 11120U105 | 1,228 | 105,073 | SH | SOLE | 105,073 | 0 | 0 | ||
BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 | 445 | 5,696 | SH | SOLE | 5,696 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 2,581 | 49,118 | SH | SOLE | 49,118 | 0 | 0 | ||
CHART INDS INC | COM PAR $0.01 | 16115Q308 | 220 | 3,130 | SH | SOLE | 2,870 | 0 | 260 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 29,047 | 627,774 | SH | DFND | 1 2 3 | 626,714 | 0 | 1,060 | |
CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 204409601 | 990 | 535,237 | SH | SOLE | 535,237 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL C | 18539C204 | 5,316 | 197,179 | SH | DFND | 1 2 | 196,776 | 0 | 403 | |
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 889 | 107,081 | SH | SOLE | 107,081 | 0 | 0 | ||
CORESITE RLTY CORP | COM | 21870Q105 | 2,644 | 22,241 | SH | SOLE | 22,241 | 0 | 0 | ||
COVANTA HLDG CORP | COM | 22282E102 | 682 | 88,029 | SH | SOLE | 88,029 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 2,245 | 180,198 | SH | DFND | 1 2 | 179,628 | 0 | 570 | |
CVR ENERGY INC | COM | 12662P108 | 2,068 | 167,056 | SH | SOLE | 167,056 | 0 | 0 | ||
CYRUSONE INC | COM | 23283R100 | 3,063 | 43,737 | SH | SOLE | 43,575 | 0 | 162 | ||
CYTOSORBENTS CORP | COM NEW | 23283X206 | 487 | 61,013 | SH | SOLE | 20,098 | 0 | 40,915 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 5,297 | 474,200 | SH | DFND | 1 2 | 473,910 | 0 | 290 | |
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 10 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 24664T103 | 2,131 | 75,147 | SH | SOLE | 75,147 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 3,262 | 22,229 | SH | SOLE | 22,229 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 2,415 | 30,600 | SH | SOLE | 30,600 | 0 | 0 | ||
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 3,671 | 886,749 | SH | DFND | 1 2 3 | 885,434 | 0 | 1,315 | |
ENBRIDGE INC | COM | 29250N105 | 29,676 | 1,016,286 | SH | DFND | 1 2 3 | 1,015,456 | 0 | 830 | |
ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 146 | 22,546 | SH | SOLE | 22,546 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 31,902 | 5,885,946 | SH | DFND | 1 2 3 | 5,879,922 | 0 | 6,024 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 30 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 4,201 | 1,787,834 | SH | DFND | 1 2 3 | 1,785,419 | 0 | 2,415 | |
ENPHASE ENERGY INC | COM | 29355A107 | 4,581 | 55,463 | SH | DFND | 1 | 55,419 | 0 | 44 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 44,566 | 2,822,391 | SH | DFND | 1 2 3 | 2,819,531 | 0 | 2,860 | |
EQUINIX INC | COM | 29444U700 | 2,496 | 3,284 | SH | SOLE | 3,284 | 0 | 0 | ||
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 46,613 | 5,509,815 | SH | DFND | 1 2 3 | 5,503,944 | 0 | 5,871 | |
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 20 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 418 | 19,695 | SH | DFND | 1 | 18,798 | 0 | 897 | |
EXACT SCIENCES CORP | COM | 30063P105 | 876 | 8,592 | SH | SOLE | 1,369 | 0 | 7,223 | ||
FIRSTENERGY CORP | COM | 337932107 | 216 | 7,520 | SH | SOLE | 7,520 | 0 | 0 | ||
FIVE BELOW INC | COM | 33829M101 | 236 | 1,859 | SH | SOLE | 1,590 | 0 | 269 | ||
FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 1,231 | 5,170 | SH | SOLE | 5,170 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | COM | 33938J106 | 570 | 54,743 | SH | SOLE | 11,347 | 0 | 43,396 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 1,224 | 71,476 | SH | SOLE | 71,476 | 0 | 0 | ||
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 2,751 | 33,615 | SH | SOLE | 33,615 | 0 | 0 | ||
GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 | 515 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | 779 | 6,716 | SH | SOLE | 6,716 | 0 | 0 | ||
GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 400506101 | 1,781 | 22,092 | SH | SOLE | 22,092 | 0 | 0 | ||
HESS MIDSTREAM LP | CL A SHS | 428103105 | 5,006 | 331,549 | SH | DFND | 1 | 331,549 | 0 | 0 | |
HUBSPOT INC | COM | 443573100 | 975 | 3,338 | SH | SOLE | 624 | 0 | 2,714 | ||
INGEVITY CORP | COM | 45688C107 | 617 | 12,486 | SH | SOLE | 2,462 | 0 | 10,024 | ||
ITRON INC | COM | 465741106 | 348 | 5,729 | SH | DFND | 1 | 5,692 | 0 | 37 | |
KIMCO RLTY CORP | COM | 49446R109 | 1,141 | 101,334 | SH | SOLE | 101,334 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 34,405 | 2,790,332 | SH | DFND | 1 2 3 | 2,787,722 | 0 | 2,610 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 41,665 | 1,218,283 | SH | DFND | 1 2 3 | 1,217,213 | 0 | 1,070 | |
MARATHON PETE CORP | COM | 56585A102 | 3,645 | 124,245 | SH | DFND | 2 3 | 123,860 | 0 | 385 | |
MERCURY SYS INC | COM | 589378108 | 707 | 9,128 | SH | SOLE | 1,540 | 0 | 7,588 | ||
MICROSOFT CORP | COM | 594918104 | 3,748 | 17,819 | SH | SOLE | 17,819 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 46,357 | 2,945,148 | SH | DFND | 1 2 3 | 2,942,343 | 0 | 2,805 | |
NEXTERA ENERGY INC | COM | 65339F101 | 1,995 | 7,186 | SH | DFND | 1 | 7,176 | 0 | 10 | |
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 35,123 | 585,769 | SH | DFND | 1 2 3 | 585,260 | 0 | 509 | |
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 728 | 183,785 | SH | SOLE | 183,785 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 322 | 15,185 | SH | DFND | 1 | 15,000 | 0 | 185 | |
NIU TECHNOLOGIES | ADS | 65481N100 | 2,131 | 110,981 | SH | DFND | 1 | 110,803 | 0 | 178 | |
OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 | 389 | 129,589 | SH | SOLE | 129,589 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 27,020 | 1,040,021 | SH | DFND | 1 2 3 | 1,038,991 | 0 | 1,030 | |
PBF ENERGY INC | CL A | 69318G106 | 1,269 | 223,002 | SH | SOLE | 223,002 | 0 | 0 | ||
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 1,154 | 141,623 | SH | SOLE | 141,623 | 0 | 0 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 29,535 | 1,391,207 | SH | DFND | 1 2 3 | 1,389,722 | 0 | 1,485 | |
PHILLIPS 66 | COM | 718546104 | 2,096 | 40,432 | SH | SOLE | 40,432 | 0 | 0 | ||
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 18,598 | 807,207 | SH | DFND | 1 2 3 | 805,952 | 0 | 1,255 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 27,652 | 4,624,118 | SH | DFND | 1 2 3 | 4,618,948 | 0 | 5,170 | |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 13,842 | 2,272,903 | SH | DFND | 1 2 3 | 2,268,023 | 0 | 4,880 | |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 200 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
PLUG POWER INC | COM NEW | 72919P202 | 282 | 21,053 | SH | DFND | 1 | 20,796 | 0 | 257 | |
QTS RLTY TR INC | COM CL A | 74736A103 | 2,080 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 834 | 13,612 | SH | SOLE | 2,582 | 0 | 11,030 | ||
RINGCENTRAL INC | CL A | 76680R206 | 687 | 2,502 | SH | SOLE | 452 | 0 | 2,050 | ||
SABRE CORP | COM | 78573M104 | 114 | 17,464 | SH | SOLE | 17,464 | 0 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 255 | 800 | SH | SOLE | 800 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 10,144 | 1,072,297 | SH | DFND | 1 2 3 | 1,071,452 | 0 | 845 | |
SMARTSHEET INC | COM CL A | 83200N103 | 716 | 14,481 | SH | SOLE | 2,753 | 0 | 11,728 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 647 | 2,715 | SH | DFND | 1 | 2,701 | 0 | 14 | |
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 1,463 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 469 | 6,079 | SH | DFND | 1 | 6,000 | 0 | 79 | |
SVB FINANCIAL GROUP | COM | 78486Q101 | 793 | 3,297 | SH | SOLE | 681 | 0 | 2,616 | ||
SWITCH INC | CL A | 87105L104 | 2,108 | 135,062 | SH | SOLE | 135,062 | 0 | 0 | ||
SWITCHBACK ENERGY ACQUISTN C | COM CL A | 87105M102 | 519 | 33,280 | SH | DFND | 1 | 33,170 | 0 | 110 | |
TARGA RES CORP | COM | 87612G101 | 28,277 | 2,015,502 | SH | DFND | 1 2 3 | 2,013,792 | 0 | 1,710 | |
TC ENERGY CORP | COM | 87807B107 | 31,727 | 755,037 | SH | DFND | 1 2 3 | 754,212 | 0 | 825 | |
TESLA INC | COM | 88160R101 | 386 | 900 | SH | DFND | 1 | 890 | 0 | 10 | |
TORTOISE ACQUISITION CORP | CL A | 89154L100 | 260 | 5,215 | SH | DFND | 1 | 5,190 | 0 | 25 | |
TPI COMPOSITES INC | COM | 87266J104 | 339 | 11,707 | SH | DFND | 1 | 11,586 | 0 | 121 | |
TWILIO INC | CL A | 90138F102 | 821 | 3,321 | SH | SOLE | 613 | 0 | 2,708 | ||
VISTRA CORP | COM | 92840M102 | 1,415 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
VIVINT SOLAR INC | COM | 92854Q106 | 345 | 8,145 | SH | DFND | 1 | 8,000 | 0 | 145 | |
VYNE THERAPEUTICS INC | COM NEW | 92941V100 | 17 | 10,067 | SH | SOLE | 0 | 0 | 10,067 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 1,207 | 11,624 | SH | DFND | 1 | 11,613 | 0 | 11 | |
WASTE MGMT INC DEL | COM | 94106L109 | 1,060 | 9,367 | SH | SOLE | 9,367 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 36,968 | 1,881,284 | SH | DFND | 1 2 3 | 1,879,163 | 0 | 2,121 |