The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACE Convergence Acquisition Corp. UNIT 99/99/9999 G0083D112 5,125 500,000 SH   SOLE   500,000 0 0
Advanced Disposal Services, Inc. COM 00790X101 58,864 1,947,190 SH   SOLE   1,947,190 0 0
Advanced Disposal Services, Inc. COM 00790X101 568 18,777 SH   OTR 1 18,777 0 0
Apex Technology Acquisition Corporation *W EXP 09/18/202 03768F110 776 399,999 SH   SOLE   399,999 0 0
Apex Technology Acquisition Corporation UNIT 06/11/2026 03768F102 8,480 799,998 SH   SOLE   799,998 0 0
Apollo Global Management Inc. COM CL A 03768E105 1,225 27,378 SH   SOLE   27,378 0 0
Apollo Senior Floating Rate Fund Inc. COM 037636107 143 11,127 SH   SOLE   11,127 0 0
Artius Acquisition Inc. UNIT 99/99/9999 04316G204 7,553 726,966 SH   SOLE   726,966 0 0
Artius Acquisition Inc. UNIT 99/99/9999 04316G204 306 29,404 SH   OTR 1 29,404 0 0
Ascendant Digital Acquisition Corp. UNIT 99/99/9999 G05155125 5,260 500,000 SH   SOLE   500,000 0 0
Axalta Coating Systems Ltd. COM G0750C108 87 3,936 SH   OTR 1 3,936 0 0
B. Riley Principal Merger Corp. II CL A 05600U106 3,003 299,998 SH   SOLE   299,998 0 0
B. Riley Principal Merger Corp. II *W EXP 05/06/202 05600U114 202 149,999 SH   SOLE   149,999 0 0
Bitauto Holdings Ltd. SPONSORED ADS 091727107 786 49,900 SH   SOLE   49,900 0 0
Bitauto Holdings Ltd. SPONSORED ADS 091727107 11 700 SH   OTR 1 700 0 0
BlackRock MuniYield Quality COM 09254E103 2,393 178,028 SH   SOLE   178,028 0 0
BlackRock MuniYield Quality COM 09254E103 326 24,257 SH   OTR 1 24,257 0 0
Blackrock Fltg Rate Inc. Strategies Fund COM 09255X100 111 9,611 SH   SOLE   9,611 0 0
BowX Acquisition Corp. UNIT 08/03/2025 103085205 7,022 684,400 SH   SOLE   684,400 0 0
BowX Acquisition Corp. UNIT 08/03/2025 103085205 501 48,847 SH   OTR 1 48,847 0 0
Broadmark Realty Capital Inc. COM 11135B100 4,973 504,365 SH   SOLE   504,365 0 0
Broadmark Realty Capital Inc. COM 11135B100 392 39,802 SH   OTR 1 39,802 0 0
CC Neuberger Principal Holdings I COM G1992Y114 2,301 221,217 SH   SOLE   221,217 0 0
CC Neuberger Principal Holdings I COM G1992Y114 34 3,258 SH   OTR 1 3,258 0 0
CC Neuberger Principal Holdings I *W EXP 99/99/999 G1992Y122 142 78,713 SH   SOLE   78,713 0 0
CC Neuberger Principal Holdings I *W EXP 99/99/999 G1992Y122 2 1,086 SH   OTR 1 1,086 0 0
CC Neuberger Principal Holdings II UNIT 99/99/9999 G3166T129 2,324 225,000 SH   SOLE   225,000 0 0
CF Finance Acquisition Corp. COM CL A 12528N107 5,687 546,807 SH   SOLE   546,807 0 0
CF Finance Acquisition Corp. COM CL A 12528N107 7 700 SH   OTR 1 700 0 0
CF Finance Acquisition Corp. *W EXP 04/30/202 12528N115 661 674,994 SH   SOLE   674,994 0 0
CF Finance Acquisition Corp. *W EXP 04/30/202 12528N115 1 525 SH   OTR 1 525 0 0
CHP Merger Corp. COM CL A 12558Y106 1,974 193,746 SH   SOLE   193,746 0 0
CHP Merger Corp. COM CL A 12558Y106 66 6,502 SH   OTR 1 6,502 0 0
CHP Merger Corp. *W EXP 11/22/202 12558Y114 113 96,873 SH   SOLE   96,873 0 0
CHP Merger Corp. *W EXP 11/22/202 12558Y114 4 3,251 SH   OTR 1 3,251 0 0
CIIG Merger Corp. COM CL A 12559C103 5,626 561,448 SH   SOLE   561,448 0 0
CIIG Merger Corp. warrant *W EXP 12/31/202 12559C111 323 375,995 SH   SOLE   375,995 0 0
Caesars Entertainment, Inc. COM 12769G100 6 113 SH   SOLE   113 0 0
Caesars Entertainment, Inc. COM 12769G100 3 48 SH   OTR 1 48 0 0
Churchill Capital Corp II CL A 17143G106 3,692 349,998 SH   SOLE   349,998 0 0
Churchill Capital Corp II *W EXP 07/02/202 17143G114 255 116,666 SH   SOLE   116,666 0 0
Churchill Capital Corp III COM 17144C104 1,928 188,088 SH   SOLE   188,088 0 0
Churchill Capital Corp III COM 17144C104 28 2,700 SH   OTR 1 2,700 0 0
Churchill Capital Corp III *W EXP 03/01/202 17144C112 99 49,323 SH   SOLE   49,323 0 0
Churchill Capital Corp III *W EXP 03/01/202 17144C112 1 675 SH   OTR 1 675 0 0
Churchill Capital Corp IV UNIT 99/99/9999 171439201 13,745 1,371,751 SH   SOLE   1,371,751 0 0
Churchill Capital Corp IV UNIT 99/99/9999 171439201 344 34,295 SH   OTR 1 34,295 0 0
Cincinnati Bell Inc. NEW COM NEW 171871502 7,783 518,875 SH   SOLE   518,875 0 0
Cincinnati Bell Inc. NEW COM NEW 171871502 83 5,525 SH   OTR 1 5,525 0 0
Cohn Robbins Holdings Corp. UNIT 08/11/2025 G23726121 11,023 1,092,437 SH   SOLE   1,092,437 0 0
Cohn Robbins Holdings Corp. UNIT 08/11/2025 G23726121 247 24,440 SH   OTR 1 24,440 0 0
CoreLogic, Inc. COM 21871D103 3,539 52,300 SH Put SOLE   52,300 0 0
CoreLogic, Inc. COM 21871D103 487 7,200 SH Put OTR 1 7,200 0 0
CoreLogic, Inc. COM 21871D103 3,539 52,300 SH   SOLE   52,300 0 0
CoreLogic, Inc. COM 21871D103 487 7,200 SH   OTR 1 7,200 0 0
D8 Holdings Corp. UNIT 99/99/9999 G2614K102 2,014 200,000 SH   SOLE   200,000 0 0
Deerfield Healthcare Tech Acq Corp UNIT 07/16/2025 244413209 106 10,000 SH   SOLE   10,000 0 0
Dell Technologies Inc. CL C 24703L202 10,018 148,000 SH   SOLE   148,000 0 0
Dell Technologies Inc. CL C 24703L202 1,374 20,300 SH   OTR 1 20,300 0 0
Dell Technologies Inc. CL C 24703L202 2,471 36,500 SH Put SOLE   36,500 0 0
Dell Technologies Inc. CL C 24703L202 338 5,000 SH Put OTR 1 5,000 0 0
Dell Technologies Inc. CL C 24703L202 2,261 33,400 SH Put SOLE   33,400 0 0
Dell Technologies Inc. CL C 24703L202 311 4,600 SH Put OTR 1 4,600 0 0
Dell Technologies Inc. CL C 24703L202 7,757 114,600 SH Put SOLE   114,600 0 0
Dell Technologies Inc. CL C 24703L202 1,063 15,700 SH Put OTR 1 15,700 0 0
Delphi Technologies, PLC SHS G2709G107 37,904 2,268,319 SH   SOLE   2,268,319 0 0
Delphi Technologies, PLC SHS G2709G107 1,313 78,554 SH   OTR 1 78,554 0 0
Dragoneer Growth Opportunities Corp. UNIT 08/18/2027 G28302126 184 15,000 SH   SOLE   15,000 0 0
DuPont de Nemours, Inc. COM 26614N102 14,913 268,800 SH Put SOLE   268,800 0 0
DuPont de Nemours, Inc. COM 26614N102 921 16,600 SH Put OTR 1 16,600 0 0
DuPont de Nemours, Inc. COM 26614N102 17,715 319,297 SH   SOLE   319,297 0 0
DuPont de Nemours, Inc. COM 26614N102 1,634 29,453 SH   OTR 1 29,453 0 0
E TRADE Financial Corporation COM NEW 269246401 171,369 3,423,953 SH   SOLE   3,423,953 0 0
E TRADE Financial Corporation COM NEW 269246401 2,546 50,871 SH   OTR 1 50,871 0 0
E.Merge Technology Acquisition Corp. UNIT 07/30/2025 26873Y203 13,954 1,384,300 SH   SOLE   1,384,300 0 0
E.Merge Technology Acquisition Corp. UNIT 07/30/2025 26873Y203 297 29,510 SH   OTR 1 29,510 0 0
Eaton Vance Floating-Rate Income COM 278279104 874 73,565 SH   SOLE   73,565 0 0
Equity Distribution Acquisition Corp. UNIT 99/99/9999 29465E205 1,030 100,000 SH   SOLE   100,000 0 0
FTAC Olympus Acquisition Corp. UNIT 08/24/2025 G37288118 6,295 629,535 SH   SOLE   629,535 0 0
FTAC Olympus Acquisition Corp. UNIT 08/24/2025 G37288118 1,255 125,453 SH   OTR 1 125,453 0 0
Falcon Capital Acquisition Corp. UNIT 08/20/2027 30606L207 1,543 150,000 SH   SOLE   150,000 0 0
FinTech Acquisition Corp. III COM CL A 31811A101 5,861 568,514 SH   SOLE   568,514 0 0
FinTech Acquisition Corp. III *W EXP 12/01/202 31811A119 449 291,810 SH   SOLE   291,810 0 0
Fintech Acquisition Corp. IV UNIT 12/31/2025 31810N302 2,032 200,000 SH   SOLE   200,000 0 0
First Trust Senior Fltg. Rate Income Fd. COM 33733U108 64 5,810 SH   SOLE   5,810 0 0
FirstEnergy Corp. COM 337932107 1,723 60,000 SH   SOLE   60,000 0 0
FirstEnergy Corp. COM 337932107 244 8,500 SH   OTR 1 8,500 0 0
FirstEnergy Corp. COM 337932107 1,723 60,000 SH Put SOLE   60,000 0 0
FirstEnergy Corp. COM 337932107 244 8,500 SH Put OTR 1 8,500 0 0
Fitbit, Inc. CL A 33812L102 19,289 2,771,463 SH   SOLE   2,771,463 0 0
Fitbit, Inc. CL A 33812L102 429 61,682 SH   OTR 1 61,682 0 0
Flying Eagle Acquisition Corp. COM 34407Y103 7,724 635,160 SH   SOLE   635,160 0 0
Flying Eagle Acquisition Corp. COM 34407Y103 55 4,544 SH   OTR 1 4,544 0 0
Flying Eagle Acquisition Corp. warrant *W EXP 02/26/202 34407Y111 101 31,134 SH   SOLE   31,134 0 0
Flying Eagle Acquisition Corp. warrant *W EXP 02/26/202 34407Y111 1 159 SH   OTR 1 159 0 0
Foley Trasimene Acquisition Corp. COM CL A 34431F104 3,957 381,903 SH   SOLE   381,903 0 0
Foley Trasimene Acquisition Corp. *W EXP 05/26/202 34431F112 288 127,301 SH   SOLE   127,301 0 0
Foley Trasimene Acquisition Corp.II UNIT 99/99/9999 344328208 3,060 300,000 SH   SOLE   300,000 0 0
Fortress Value Acquisition Corp. COM CL A 34962V106 2,448 180,254 SH   SOLE   180,254 0 0
Fortress Value Acquisition Corp. COM CL A 34962V106 31 2,256 SH   OTR 1 2,256 0 0
Fortress Value Acquisition Corp. *W EXP 05/04/202 34962V114 1,165 353,979 SH   SOLE   353,979 0 0
Fortress Value Acquisition Corp. *W EXP 05/04/202 34962V114 15 4,668 SH   OTR 1 4,668 0 0
Fox Corporation CL A COM 35137L105 5,624 202,099 SH   SOLE   202,099 0 0
Fox Corporation CL A COM 35137L105 604 21,718 SH   OTR 1 21,718 0 0
Fox Corporation CL A COM 35137L105 2,374 85,300 SH Put SOLE   85,300 0 0
Fusion Acquisition Corp. CL A 36118H105 4,841 492,434 SH   SOLE   492,434 0 0
Fusion Acquisition Corp. *W EXP 06/01/202 36118H113 272 249,998 SH   SOLE   249,998 0 0
GS Acquisition Holdings Corp II COM CL A 36258Q105 1,076 99,996 SH   SOLE   99,996 0 0
GS Acquisition Holdings Corp II UNIT 99/99/9999 36258Q204 0 4 SH   SOLE   4 0 0
GS Acquisition Holdings Corp II *W EXP 06/30/202 36258Q113 54 24,999 SH   SOLE   24,999 0 0
Galileo Acquisition Corp. SHS G3770A102 2,970 300,000 SH   SOLE   300,000 0 0
Galileo Acquisition Corp. *W EXP 10/31/202 G3770A110 186 300,000 SH   SOLE   300,000 0 0
Genworth Financial, Inc. COM CL A 37247D106 1,231 367,341 SH   SOLE   367,341 0 0
Genworth Financial, Inc. COM CL A 37247D106 18 5,461 SH   OTR 1 5,461 0 0
GigCapital3, Inc. COM 37519D107 3,636 365,456 SH   SOLE   365,456 0 0
GigCapital3, Inc. COM 37519D107 44 4,436 SH   OTR 1 4,436 0 0
GigCapital3, Inc. *W EXP 05/18/202 37519D115 175 274,092 SH   SOLE   274,092 0 0
GigCapital3, Inc. *W EXP 05/18/202 37519D115 2 3,327 SH   OTR 1 3,327 0 0
Gigcapital2, Inc. COM 375036100 1,372 135,000 SH   SOLE   135,000 0 0
Gigcapital2, Inc. *W EXP 02/28/202 375036118 123 135,000 SH   SOLE   135,000 0 0
Gores Holdings IV, Inc. COM CL A 382865103 6,137 595,247 SH   SOLE   595,247 0 0
Gores Holdings IV, Inc. COM CL A 382865103 683 66,241 SH   OTR 1 66,241 0 0
Gores Holdings IV, Inc. *W EXP 01/22/202 382865111 181 108,917 SH   SOLE   108,917 0 0
Gores Holdings IV, Inc. *W EXP 01/22/202 382865111 20 11,889 SH   OTR 1 11,889 0 0
Grid Dynamics Holdings, Inc. CL A 39813G109 4,098 530,160 SH   SOLE   530,160 0 0
Grid Dynamics Holdings, Inc. *W EXP 03/05/202 39813G117 472 265,080 SH   SOLE   265,080 0 0
Grubhub Inc COM 400110102 102,053 1,398,942 SH   SOLE   1,398,942 0 0
Grubhub Inc COM 400110102 1,431 19,611 SH   OTR 1 19,611 0 0
HPX Corp UNIT 99/99/9999 G32219118 1,275 125,000 SH   SOLE   125,000 0 0
Haymaker Acquisition Corp. II COM CL A 42087L101 9,920 991,968 SH   SOLE   991,968 0 0
Haymaker Acquisition Corp. II COM CL A 42087L101 356 35,622 SH   OTR 1 35,622 0 0
Haymaker Acquisition Corp. II *W EXP 10/31/202 42087L119 207 209,531 SH   SOLE   209,531 0 0
Hennessy Capital Acquisition Corp. IV CL A COM 42589C104 2,742 246,138 SH   SOLE   246,138 0 0
Hennessy Capital Acquisition Corp. IV *W EXP 09/05/202 42589C112 435 188,308 SH   SOLE   188,308 0 0
Highcape Capital Acquisition Corp. UNIT 09/30/2027 42984L204 4,775 471,807 SH   SOLE   471,807 0 0
Hudson Executive Investment Corp. COM CL A 443761101 1,780 181,062 SH   SOLE   181,062 0 0
Hudson Executive Investment Corp. *W EXP 06/21/202 443761119 107 90,531 SH   SOLE   90,531 0 0
IAC/InterActiveCorp. COM 44891N109 523 4,366 SH   SOLE   4,366 0 0
IAC/InterActiveCorp. COM 44891N109 276 2,304 SH   OTR 1 2,304 0 0
Immunomedics, Inc. COM 452907108 57,087 671,373 SH   SOLE   671,373 0 0
Immunomedics, Inc. COM 452907108 862 10,137 SH   OTR 1 10,137 0 0
InterPrivate Accquisition Corp. COM 46064A103 5,500 549,996 SH   SOLE   549,996 0 0
InterPrivate Accquisition Corp. *W EXP 10/24/202 46064A111 224 274,998 SH   SOLE   274,998 0 0
International General Ins Hld Ltd *W EXP 03/17/202 G4809J114 300 502,689 SH   SOLE   502,689 0 0
International General Ins Hld Ltd *W EXP 03/17/202 G4809J114 3 5,597 SH   OTR 1 5,597 0 0
Invesco Senior Income Trust COM 46131H107 236 64,480 SH   SOLE   64,480 0 0
Jaws Acquisition Corp. SHS G50744104 2,978 286,044 SH   SOLE   286,044 0 0
Jaws Acquisition Corp. *W EXP 99/99/999 G50744112 212 99,998 SH   SOLE   99,998 0 0
Juniper Industrial Holdings, Inc. COM CL A 48205G106 13,561 1,296,442 SH   SOLE   1,296,442 0 0
Juniper Industrial Holdings, Inc. *W EXP 11/13/202 48205G114 1,212 700,497 SH   SOLE   700,497 0 0
Kaixin Auto Holdings SHS G5223X100 27 47,499 SH   SOLE   47,499 0 0
Kansas City Southern COM NEW 485170302 3,046 16,842 SH   SOLE   16,842 0 0
Kansas City Southern COM NEW 485170302 424 2,342 SH   OTR 1 2,342 0 0
Kansas City Southern COM NEW 485170302 3,074 17,000 SH Put SOLE   17,000 0 0
Kansas City Southern COM NEW 485170302 434 2,400 SH Put OTR 1 2,400 0 0
Kensington Capital Acquisiton Corp. *W EXP 07/01/202 490073111 337 74,999 SH   SOLE   74,999 0 0
Kensington Capital Acquisiton Corp. COM CL A 490073103 5,862 349,998 SH   SOLE   349,998 0 0
L Brands, Inc. COM 501797104 4,558 143,300 SH Put SOLE   143,300 0 0
L Brands, Inc. COM 501797104 623 19,600 SH Put OTR 1 19,600 0 0
L Brands, Inc. COM 501797104 4,558 143,300 SH   SOLE   143,300 0 0
L Brands, Inc. COM 501797104 623 19,600 SH   OTR 1 19,600 0 0
LGL Systems Acquisition Corporation *W EXP 11/12/202 50201G114 445 409,838 SH   SOLE   409,838 0 0
LGL Systems Acquisition Corporation *W EXP 11/12/202 50201G114 23 21,411 SH   OTR 1 21,411 0 0
LGL Systems Acquisition Corporation COM CL A 50201G106 8,213 819,676 SH   SOLE   819,676 0 0
LGL Systems Acquisition Corporation COM CL A 50201G106 429 42,822 SH   OTR 1 42,822 0 0
Lionheart Acquisition Corp II UNIT 08/13/2025 53625R203 986 99,008 SH   SOLE   99,008 0 0
Lionheart Acquisition Corp II UNIT 08/13/2025 53625R203 15 1,492 SH   OTR 1 1,492 0 0
Livongo Health, Inc. COM 539183103 57,951 413,789 SH   SOLE   413,789 0 0
Longview Acquisition Corp. COM CL A 543195101 18,903 1,924,994 SH   SOLE   1,924,994 0 0
Longview Acquisition Corp. *W EXP 05/27/202 543195119 671 691,665 SH   SOLE   691,665 0 0
Madison Square Garden Entertainment Corp. CL A 55826T102 4,589 67,000 SH Put SOLE   67,000 0 0
Madison Square Garden Entertainment Corp. CL A 55826T102 637 9,300 SH Put OTR 1 9,300 0 0
Madison Square Garden Entertainment Corp. CL A 55826T102 1,682 24,561 SH   SOLE   24,561 0 0
Madison Square Garden Entertainment Corp. CL A 55826T102 640 9,339 SH   OTR 1 9,339 0 0
Madison Square Garden Sports C CL A 55825T103 527 3,500 SH   SOLE   3,500 0 0
Madison Square Garden Sports C CL A 55825T103 1,053 7,000 SH   OTR 1 7,000 0 0
Madison Square Garden Sports C CL A 55825T103 7,238 48,100 SH Put SOLE   48,100 0 0
Madison Square Garden Sports C CL A 55825T103 1,053 7,000 SH Put OTR 1 7,000 0 0
Marathon Petroleum Corporation COM 56585A102 8,036 273,900 SH   SOLE   273,900 0 0
Marathon Petroleum Corporation COM 56585A102 983 33,500 SH   OTR 1 33,500 0 0
Marathon Petroleum Corporation COM 56585A102 995 33,900 SH Put SOLE   33,900 0 0
Marathon Petroleum Corporation COM 56585A102 85 2,900 SH Put OTR 1 2,900 0 0
Marathon Petroleum Corporation COM 56585A102 1,329 45,300 SH Put SOLE   45,300 0 0
Marathon Petroleum Corporation COM 56585A102 191 6,500 SH Put OTR 1 6,500 0 0
Marathon Petroleum Corporation COM 56585A102 5,712 194,700 SH Put SOLE   194,700 0 0
Marathon Petroleum Corporation COM 56585A102 707 24,100 SH Put OTR 1 24,100 0 0
Maxim Integrated Products, Inc. COM 57772K101 587 20,000 SH Call SOLE   20,000 0 0
Maxim Integrated Products, Inc. COM 57772K101 104,612 1,547,284 SH   SOLE   1,547,284 0 0
Maxim Integrated Products, Inc. COM 57772K101 1,445 21,371 SH   OTR 1 21,371 0 0
Merida Merger Corp. I COM 58953M106 5,144 520,379 SH   SOLE   520,379 0 0
Merida Merger Corp. I COM 58953M106 212 21,428 SH   OTR 1 21,428 0 0
Merida Merger Corp. I *W EXP 11/07/202 58953M114 163 263,147 SH   SOLE   263,147 0 0
Merida Merger Corp. I *W EXP 11/07/202 58953M114 7 10,714 SH   OTR 1 10,714 0 0
Momenta Pharmaceuticals, Inc. COM 60877T100 44,073 839,800 SH   SOLE   839,800 0 0
Monocle Acquisition Corporation COM 609754106 2,694 263,056 SH   SOLE   263,056 0 0
Monocle Acquisition Corporation COM 609754106 108 10,552 SH   OTR 1 10,552 0 0
Monocle Acquisition Corporation *W EXP 12/06/202 609754114 131 263,056 SH   SOLE   263,056 0 0
Monocle Acquisition Corporation *W EXP 12/06/202 609754114 5 10,552 SH   OTR 1 10,552 0 0
Navistar International Corporation COM 63934E108 17,529 402,600 SH   SOLE   402,600 0 0
Navistar International Corporation COM 63934E108 501 11,500 SH   OTR 1 11,500 0 0
Navistar International Corporation COM 63934E108 8,582 197,100 SH Put SOLE   197,100 0 0
Navistar International Corporation COM 63934E108 244 5,600 SH Put OTR 1 5,600 0 0
Navistar International Corporation COM 63934E108 8,947 205,500 SH Put SOLE   205,500 0 0
Navistar International Corporation COM 63934E108 257 5,900 SH Put OTR 1 5,900 0 0
New Providence Aquisition Corp. COM CL A 64822P106 5,035 500,000 SH   SOLE   500,000 0 0
New Providence Aquisition Corp. *W EXP 09/11/202 64822P114 302 250,000 SH   SOLE   250,000 0 0
Noble Energy, Inc. COM 655044105 3,108 363,552 SH   SOLE   363,552 0 0
Noble Energy, Inc. COM 655044105 40 4,698 SH   OTR 1 4,698 0 0
Nuveen AMT-Free Qty Muni Inc Fd COM 670657105 1,362 95,002 SH   SOLE   95,002 0 0
Nuveen AMT-Free Qty Muni Inc Fd COM 670657105 940 65,582 SH   OTR 1 65,582 0 0
Nuveen Int. Dur. Muni Term Fund COM 670671106 4,535 339,453 SH   SOLE   339,453 0 0
Nuveen Int. Dur. Muni Term Fund COM 670671106 831 62,173 SH   OTR 1 62,173 0 0
Nuveen Municipal Credit Income COM SH BEN INT 67070X101 1,931 131,433 SH   SOLE   131,433 0 0
Nuveen Municipal Credit Income COM SH BEN INT 67070X101 239 16,244 SH   OTR 1 16,244 0 0
Nuveen NY AMT-Free Muni Inc COM 670656107 2,041 158,674 SH   SOLE   158,674 0 0
Nuveen NY AMT-Free Muni Inc COM 670656107 252 19,611 SH   OTR 1 19,611 0 0
Oaktree Acquisition Corp. SHS CL A G67145105 4,200 357,418 SH   SOLE   357,418 0 0
Oaktree Acquisition Corp. SHS CL A G67145105 552 46,947 SH   OTR 1 46,947 0 0
One UNIT 99/99/9999 G7000X113 1,090 100,000 SH   SOLE   100,000 0 0
Orisun Acquisition Corp. COM 68632T109 1,503 147,391 SH   SOLE   147,391 0 0
Orisun Acquisition Corp. COM 68632T109 27 2,609 SH   OTR 1 2,609 0 0
Osprey Technology Acquisition Corp. COM CL A 68839R104 2,516 246,910 SH   SOLE   246,910 0 0
Osprey Technology Acquisition Corp. COM CL A 68839R104 153 15,045 SH   OTR 1 15,045 0 0
Panacea Acquisition Corp. CL A 698102100 560 49,998 SH   SOLE   49,998 0 0
Panacea Acquisition Corp. *W EXP 07/07/202 698102118 39 16,666 SH   SOLE   16,666 0 0
Pershing Square Tontine Hldg. Ltd. COM CL A 71531R109 2,157 95,059 SH   SOLE   95,059 0 0
Pershing Square Tontine Hldg. Ltd. *W EXP 07/24/202 71531R117 80 11,109 SH   SOLE   11,109 0 0
Pfenex Inc. COM 717071104 8,744 685,787 SH   SOLE   685,787 0 0
Pfenex Inc. COM 717071104 333 26,107 SH   OTR 1 26,107 0 0
Pivotal Investment Corporation II COM CL A 72582K100 7,634 662,129 SH   SOLE   662,129 0 0
Pivotal Investment Corporation II COM CL A 72582K100 470 40,758 SH   OTR 1 40,758 0 0
Pivotal Investment Corporation II *W EXP 06/01/202 72582K118 740 199,998 SH   SOLE   199,998 0 0
PropTech Acquisition Corporation COM CL A 74349F101 1,009 90,621 SH   SOLE   90,621 0 0
PropTech Acquisition Corporation *W EXP 05/26/202 74349F119 165 100,444 SH   SOLE   100,444 0 0
Qell Acquisition Corp. UNIT 10/01/2025 G7307X121 3,053 300,520 SH   SOLE   300,520 0 0
Qell Acquisition Corp. UNIT 10/01/2025 G7307X121 252 24,767 SH   OTR 1 24,767 0 0
LISTED FD TR ROUNDHILL SPORTS 53656F789 1,893 88,200 SH Put SOLE   88,200 0 0
LISTED FD TR ROUNDHILL SPORTS 53656F789 260 12,100 SH Put OTR 1 12,100 0 0
Royal Dutch Shell PLC SPON ADR B 780259107 1,762 72,754 SH   SOLE   72,754 0 0
Royal Dutch Shell PLC SPON ADR B 780259107 334 13,803 SH   OTR 1 13,803 0 0
SCVX Corp. *W EXP 01/24/202 G79448117 57 38,043 SH   SOLE   38,043 0 0
SPDR S&P 500 EFT TR TR UNIT 78462F103 56,195 167,800 SH Put SOLE   167,800 0 0
SPDR S&P 500 EFT TR TR UNIT 78462F103 737 2,200 SH Put OTR 1 2,200 0 0
SPDR S&P 500 EFT TR TR UNIT 78462F103 72,705 217,100 SH Put SOLE   217,100 0 0
SPDR S&P 500 EFT TR TR UNIT 78462F103 971 2,900 SH Put OTR 1 2,900 0 0
Schultze Special Purpose Acquisition Corp COM 80821R109 3,283 322,500 SH   SOLE   322,500 0 0
Social Capital Hedosophia Hldngs Corp. II COM CL A G8251K107 2,316 185,898 SH   SOLE   185,898 0 0
Social Capital Hedosophia Hldngs Corp. II *W EXP 99/99/999 G8251K115 248 64,316 SH   SOLE   64,316 0 0
Software Acquisition Group Inc. COM CL A 83406B101 6,972 699,998 SH   SOLE   699,998 0 0
Software Acquisition Group Inc. *W EXP 10/01/202 83406B119 336 349,999 SH   SOLE   349,999 0 0
Spartan Energy Acquisition Corp. CL A COM STK 846784106 2,093 145,165 SH   SOLE   145,165 0 0
TD Ameritrade Holding Corporation COM 87236Y108 125,700 3,210,738 SH   SOLE   3,210,738 0 0
TD Ameritrade Holding Corporation COM 87236Y108 2,054 52,459 SH   OTR 1 52,459 0 0
Taubman Centers, Inc. COM 876664103 64,911 1,949,856 SH   SOLE   1,949,856 0 0
Thunder Bridge Acquisition II, Ltd. CL A SHS G8857S116 6,120 599,992 SH   SOLE   599,992 0 0
Thunder Bridge Acquisition II, Ltd. *W EXP 11/30/202 G8857S108 540 399,999 SH   SOLE   399,999 0 0
Tiffany & Co. NEW COM 886547108 161,644 1,395,283 SH   SOLE   1,395,283 0 0
Tiffany & Co. NEW COM 886547108 2,256 19,474 SH   OTR 1 19,474 0 0
Tortoise Acquisition Corp. II UNIT 06/14/2027 G89554110 2,176 200,000 SH   SOLE   200,000 0 0
Tottenham Acquisition I Limited SHS G8959N106 803 74,024 SH   SOLE   74,024 0 0
Trebia Acquisition Corp. COM CL A G9027T109 6,922 679,950 SH   SOLE   679,950 0 0
Trebia Acquisition Corp. COM CL A G9027T109 405 39,825 SH   OTR 1 39,825 0 0
Trebia Acquisition Corp. *W EXP 99/99/999 G9027T117 340 226,650 SH   SOLE   226,650 0 0
Trebia Acquisition Corp. *W EXP 99/99/999 G9027T117 20 13,275 SH   OTR 1 13,275 0 0
Trident Acquisitions Corp. COM 89615T106 8,281 758,014 SH   SOLE   758,014 0 0
Trident Acquisitions Corp. COM 89615T106 309 28,253 SH   OTR 1 28,253 0 0
Tuscan Holdings Corp. COM 90069K104 8,026 788,387 SH   SOLE   788,387 0 0
Tuscan Holdings Corp. II COM 90070A103 5,596 560,702 SH   SOLE   560,702 0 0
Tuscan Holdings Corp. II COM 90070A103 1,996 200,000 SH   OTR 1 200,000 0 0
Tuscan Holdings Corp. II *W EXP 99/99/999 90070A111 170 377,100 SH   SOLE   377,100 0 0
Tuscan Holdings Corp. II *W EXP 99/99/999 90070A111 45 100,000 SH   OTR 1 100,000 0 0
Tuscan Holdings Corp. warrant *W EXP 04/01/202 90069K112 407 802,100 SH   SOLE   802,100 0 0
Varian Medical Systems, Inc. COM 92220P105 122,471 712,038 SH   SOLE   712,038 0 0
Varian Medical Systems, Inc. COM 92220P105 1,039 6,038 SH   OTR 1 6,038 0 0
Virtusa Corporation COM 92827P102 8,012 162,988 SH   SOLE   162,988 0 0
Virtusa Corporation COM 92827P102 147 2,983 SH   OTR 1 2,983 0 0
Vivint Solar Inc. COM 92854Q106 17,112 404,059 SH   SOLE   404,059 0 0
Vivint Solar Inc. COM 92854Q106 218 5,137 SH   OTR 1 5,137 0 0
Vodafone Group Plc NEW SPONSORED ADR 92857W308 6,239 464,900 SH Put SOLE   464,900 0 0
Vodafone Group Plc NEW SPONSORED ADR 92857W308 854 63,600 SH Put OTR 1 63,600 0 0
Vodafone Group Plc NEW SPONSORED ADR 92857W308 3,211 239,300 SH   SOLE   239,300 0 0
Vodafone Group Plc NEW SPONSORED ADR 92857W308 854 63,600 SH   OTR 1 63,600 0 0
Voya Prime Rate Trust SH BEN INT 92913A100 326 73,819 SH   SOLE   73,819 0 0
Whole Earth Brands Inc. COM CL A 96684W100 8,244 988,530 SH   SOLE   988,530 0 0
Whole Earth Brands Inc. *W EXP 06/25/202 96684W126 485 499,999 SH   SOLE   499,999 0 0
Willis Towers Watson Public Limited Co. SHS G96629103 214,276 1,026,130 SH   SOLE   1,026,130 0 0
Willis Towers Watson Public Limited Co. SHS G96629103 3,315 15,873 SH   OTR 1 15,873 0 0
Wright Medical Group N.V. ORD SHS N96617118 185,437 6,071,935 SH   SOLE   6,071,935 0 0
Wright Medical Group N.V. ORD SHS N96617118 2,860 93,650 SH   OTR 1 93,650 0 0
XPO Logistics, Inc. COM 983793100 398 4,700 SH   SOLE   4,700 0 0
XPO Logistics, Inc. COM 983793100 491 5,800 SH   OTR 1 5,800 0 0
XPO Logistics, Inc. COM 983793100 1,177 13,900 SH Put SOLE   13,900 0 0
XPO Logistics, Inc. COM 983793100 186 2,200 SH Put OTR 1 2,200 0 0
XPO Logistics, Inc. COM 983793100 2,227 26,300 SH Put SOLE   26,300 0 0
XPO Logistics, Inc. COM 983793100 305 3,600 SH Put OTR 1 3,600 0 0
dMY Technology Group, Inc. COM 233253103 3,162 247,810 SH   SOLE   247,810 0 0
dMY Technology Group, Inc. COM 233253103 183 14,364 SH   OTR 1 14,364 0 0
dMY Technology Group, Inc. *W EXP 02/21/202 233253111 525 175,077 SH   SOLE   175,077 0 0
dMY Technology Group, Inc. *W EXP 02/21/202 233253111 30 9,921 SH   OTR 1 9,921 0 0
eBay Inc. COM 278642103 1,766 33,900 SH   SOLE   33,900 0 0
eBay Inc. COM 278642103 1,407 27,000 SH   OTR 1 27,000 0 0
eBay Inc. COM 278642103 1,495 28,700 SH Put SOLE   28,700 0 0
eBay Inc. COM 278642103 208 4,000 SH Put OTR 1 4,000 0 0
eBay Inc. COM 278642103 1,667 32,000 SH Put SOLE   32,000 0 0
eBay Inc. COM 278642103 234 4,500 SH Put OTR 1 4,500 0 0
eBay Inc. COM 278642103 6,731 129,200 SH Put SOLE   129,200 0 0
eBay Inc. COM 278642103 964 18,500 SH Put OTR 1 18,500 0 0
ISHARES TR U.S. MED DVC ETF 464288810 58,576 195,500 SH Put SOLE   195,500 0 0
ISHARES TR U.S. MED DVC ETF 464288810 749 2,500 SH Put OTR 1 2,500 0 0