The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADMA Biologics Inc | COM | 000899104 | 116 | 48,355 | SH | DFND | 1 | 0 | 48,355 | 0 | |
| ADT Inc | COM | 00090Q103 | 298 | 36,460 | SH | DFND | 1 | 0 | 36,460 | 0 | |
| AerCap Holdings NV | SHS | N00985106 | 418 | 16,578 | SH | DFND | 1 | 0 | 16,578 | 0 | |
| AGNC Investment Corp | COM | 00123Q104 | 3,097 | 222,634 | SH | DFND | 1 | 0 | 222,634 | 0 | |
| Akorn Inc | COM | 009728106 | 5 | 182,656 | SH | DFND | 1 | 0 | 182,656 | 0 | |
| Amazon.com Inc | COM | 023135106 | 2,544 | 808 | SH | DFND | 1 | 0 | 808 | 0 | |
| Annaly Capital Management Inc | COM | 035710409 | 2,176 | 305,589 | SH | DFND | 1 | 0 | 305,589 | 0 | |
| Antero Resources Corp | COM | 03674X106 | 444 | 161,576 | SH | DFND | 1 | 0 | 161,576 | 0 | |
| Arcturus Therapeutics Holdings | COM | 03969T109 | 440 | 10,248 | SH | DFND | 1 | 0 | 10,248 | 0 | |
| At Home Group Inc | COM | 04650Y100 | 342 | 22,988 | SH | DFND | 1 | 0 | 22,988 | 0 | |
| Avis Budget Group Inc | COM | 053774105 | 205 | 7,792 | SH | DFND | 1 | 0 | 7,792 | 0 | |
| B. Riley Principal Merger Corp | COM | 05600U106 | 675 | 67,441 | SH | DFND | 1 | 0 | 67,441 | 0 | |
| Bed Bath & Beyond Inc | COM | 075896100 | 1,089 | 72,686 | SH | DFND | 1 | 0 | 72,686 | 0 | |
| Big Lots Inc | COM | 089302103 | 456 | 10,215 | SH | DFND | 1 | 0 | 10,215 | 0 | |
| Boyd Gaming Corp | COM | 103304101 | 4,947 | 161,181 | SH | DFND | 1 | 0 | 161,181 | 0 | |
| Brinker International Inc | COM | 109641100 | 4,476 | 104,766 | SH | DFND | 1 | 0 | 104,766 | 0 | |
| Brink's Co/The | COM | 109696104 | 1,529 | 37,199 | SH | DFND | 1 | 0 | 37,199 | 0 | |
| Capstead Mortgage Corp | COM NO PAR | 14067E506 | 3,510 | 611,572 | SH | DFND | 1 | 0 | 611,572 | 0 | |
| Cboe Global Markets Inc | COM | 12503M108 | 2,919 | 33,274 | SH | DFND | 1 | 0 | 33,274 | 0 | |
| Chimerix Inc | COM | 16934W106 | 500 | 200,924 | SH | DFND | 1 | 0 | 200,924 | 0 | |
| CHURCHILL CAPITAL CORP -CW27 | *W EXP 03/01/202 | 17144C112 | 158 | 78,833 | SH | DFND | 1 | 0 | 78,833 | 0 | |
| CHURCHILL CAPITAL CORP III-A | COM | 17144C104 | 685 | 66,805 | SH | DFND | 1 | 0 | 66,805 | 0 | |
| Clear Channel Outdoor Holdings | COM | 18453H106 | 97 | 96,950 | SH | DFND | 1 | 0 | 96,950 | 0 | |
| CME Group Inc | COM | 12572Q105 | 2,790 | 16,675 | SH | DFND | 1 | 0 | 16,675 | 0 | |
| Constellation Brands Inc | COM | 21036P108 | 427 | 2,253 | SH | DFND | 1 | 0 | 2,253 | 0 | |
| CoStar Group Inc | COM | 22160N109 | 403 | 475 | SH | DFND | 1 | 0 | 475 | 0 | |
| CSX Corp | COM | 126408103 | 3,910 | 50,346 | SH | DFND | 1 | 0 | 50,346 | 0 | |
| Delta Apparel Inc | COM | 247368103 | 326 | 22,885 | SH | DFND | 1 | 0 | 22,885 | 0 | |
| DHT Holdings Inc | SHS NEW | Y2065G121 | 338 | 65,510 | SH | DFND | 1 | 0 | 65,510 | 0 | |
| Diamond S Shipping Inc | COM | Y20676105 | 115 | 16,694 | SH | DFND | 1 | 0 | 16,694 | 0 | |
| Dick's Sporting Goods Inc | COM | 253393102 | 1,836 | 31,724 | SH | DFND | 1 | 0 | 31,724 | 0 | |
| Dillard's Inc | COM | 254067101 | 276 | 7,563 | SH | DFND | 1 | 0 | 7,563 | 0 | |
| Donnelley Financial Solutions | COM | 25787G100 | 776 | 58,107 | SH | DFND | 1 | 0 | 58,107 | 0 | |
| Emmaus Life Sciences Inc | COM | 29137T101 | 55 | 57,034 | SH | DFND | 1 | 0 | 57,034 | 0 | |
| Endurance International Group | COM | 29272B105 | 433 | 75,498 | SH | DFND | 1 | 0 | 75,498 | 0 | |
| Energy Select Sector SPDR Fund | Energy | 81369Y506 | 244 | 8,131 | SH | DFND | 1 | 0 | 8,131 | 0 | |
| Equitable Holdings Inc | COM | 29452E101 | 511 | 27,996 | SH | DFND | 1 | 0 | 27,996 | 0 | |
| ETFMG Prime Junior Silver Mine | PRIME JUNIR SLVR | 26924G102 | 272 | 19,677 | SH | DFND | 1 | 0 | 19,677 | 0 | |
| Eton Pharmaceuticals Inc | COM | 29772L108 | 246 | 31,149 | SH | DFND | 1 | 0 | 31,149 | 0 | |
| Etsy Inc | COM | 29786A106 | 402 | 3,307 | SH | DFND | 1 | 0 | 3,307 | 0 | |
| Everi Holdings Inc | COM | 30034T103 | 921 | 111,694 | SH | DFND | 1 | 0 | 111,694 | 0 | |
| FedEx Corp | COM | 31428X106 | 3,231 | 12,847 | SH | DFND | 1 | 0 | 12,847 | 0 | |
| Flagstar Bancorp Inc | COM | 337930705 | 718 | 24,244 | SH | DFND | 1 | 0 | 24,244 | 0 | |
| Flying Eagle Acquisition Corp | COM | 34407Y103 | 2,285 | 187,904 | SH | DFND | 1 | 0 | 187,904 | 0 | |
| Gibraltar Industries Inc | COM | 374689107 | 3,357 | 51,530 | SH | DFND | 1 | 0 | 51,530 | 0 | |
| Harrow Health Inc | COM | 415858109 | 1,276 | 228,185 | SH | DFND | 1 | 0 | 228,185 | 0 | |
| Hostess Brands Inc | COM | 44109J106 | 291 | 23,595 | SH | DFND | 1 | 0 | 23,595 | 0 | |
| HYCROFT MINING HOLDING CORP | *W EXP 02/12/202 | 44862P117 | 198 | 125,861 | SH | DFND | 1 | 0 | 125,861 | 0 | |
| IAC/InterActiveCorp | COM | 44891N109 | 790 | 6,598 | SH | DFND | 1 | 0 | 6,598 | 0 | |
| iCAD Inc | COM | 44934S206 | 296 | 33,598 | SH | DFND | 1 | 0 | 33,598 | 0 | |
| Identiv Inc | COM | 45170X205 | 265 | 42,350 | SH | DFND | 1 | 0 | 42,350 | 0 | |
| Interactive Brokers Group Inc | COM | 45841N107 | 1,452 | 30,043 | SH | DFND | 1 | 0 | 30,043 | 0 | |
| International Game Technology | COM | G4863A108 | 1,667 | 149,763 | SH | DFND | 1 | 0 | 149,763 | 0 | |
| Invesco S&P 500 Low Volatility | S&P500 LOW VOL | 46138E354 | 2,421 | 45,126 | SH | DFND | 1 | 0 | 45,126 | 0 | |
| iShares Core Dividend Growth E | CORE DIV GRWTH | 46434V621 | 2,300 | 57,793 | SH | DFND | 1 | 0 | 57,793 | 0 | |
| iShares Russell 2000 Growth ET | RUS 2000 GRW ETF | 464287648 | 2,127 | 9,600 | SH | DFND | 1 | 0 | 9,600 | 0 | |
| iShares S&P 500 Growth ETF | S&P 500 GRWT ETF | 464287309 | 307 | 5,310 | SH | DFND | 1 | 0 | 5,310 | 0 | |
| Kaleyra Inc | COM | 483379103 | 466 | 61,502 | SH | DFND | 1 | 0 | 61,502 | 0 | |
| Kamada Ltd | SHS | M6240T109 | 977 | 116,899 | SH | DFND | 1 | 0 | 116,899 | 0 | |
| Kirkland's Inc | COM | 497498105 | 632 | 77,039 | SH | DFND | 1 | 0 | 77,039 | 0 | |
| KLX Energy Services Holdings I | COM | 48253L205 | 390 | 93,918 | SH | DFND | 1 | 0 | 93,918 | 0 | |
| Kohl's Corp | COM | 500255104 | 225 | 12,123 | SH | DFND | 1 | 0 | 12,123 | 0 | |
| Kratos Defense & Security Solu | COM | 50077B207 | 2,431 | 126,075 | SH | DFND | 1 | 0 | 126,075 | 0 | |
| Lazydays Holdings Inc | COM | 52110H100 | 349 | 27,502 | SH | DFND | 1 | 0 | 27,502 | 0 | |
| MagnaChip Semiconductor Corp | COM | 55933J203 | 1,000 | 72,994 | SH | DFND | 1 | 0 | 72,994 | 0 | |
| MarketAxess Holdings Inc | COM | 57060D108 | 903 | 1,876 | SH | DFND | 1 | 0 | 1,876 | 0 | |
| Marten Transport Ltd | COM | 573075108 | 223 | 13,634 | SH | DFND | 1 | 0 | 13,634 | 0 | |
| Mastercard Inc | COM | 57636Q104 | 1,273 | 3,763 | SH | DFND | 1 | 0 | 3,763 | 0 | |
| Melco Resorts & Entertainment | ADR | 585464100 | 1,155 | 69,399 | SH | DFND | 1 | 0 | 69,399 | 0 | |
| Nautilus Inc | COM | 63910B102 | 1,312 | 76,481 | SH | DFND | 1 | 0 | 76,481 | 0 | |
| Netflix Inc | COM | 64110L106 | 2,163 | 4,325 | SH | DFND | 1 | 0 | 4,325 | 0 | |
| Nuance Communications Inc | COM | 67020Y100 | 1,366 | 41,145 | SH | DFND | 1 | 0 | 41,145 | 0 | |
| nVent Electric PLC | SHS | G6700G107 | 4,190 | 236,846 | SH | DFND | 1 | 0 | 236,846 | 0 | |
| Oracle Corp | COM | 68389X105 | 2,822 | 47,266 | SH | DFND | 1 | 0 | 47,266 | 0 | |
| Palantir Technologies Inc | COM | 69608A108 | 781 | 82,180 | SH | DFND | 1 | 0 | 82,180 | 0 | |
| Papa John's International Inc | COM | 698813102 | 2,436 | 29,603 | SH | DFND | 1 | 0 | 29,603 | 0 | |
| PennyMac Financial Services In | COM | 70932M107 | 542 | 9,332 | SH | DFND | 1 | 0 | 9,332 | 0 | |
| Pinterest Inc | COM | 72352L106 | 467 | 11,523 | SH | DFND | 1 | 0 | 11,523 | 0 | |
| Planet Fitness Inc | COM | 72703H101 | 551 | 8,946 | SH | DFND | 1 | 0 | 8,946 | 0 | |
| QUALCOMM Inc | COM | 747525103 | 979 | 8,318 | SH | DFND | 1 | 0 | 8,318 | 0 | |
| Radiant Logistics Inc | COM | 75025X100 | 608 | 115,361 | SH | DFND | 1 | 0 | 115,361 | 0 | |
| RH | COM | 74967X103 | 296 | 773 | SH | DFND | 1 | 0 | 773 | 0 | |
| RingCentral Inc | COM | 76680R206 | 1,767 | 6,434 | SH | DFND | 1 | 0 | 6,434 | 0 | |
| SandRidge Energy Inc | COM | 80007P869 | 128 | 77,870 | SH | DFND | 1 | 0 | 77,870 | 0 | |
| SANUWAVE Health Inc | COM | 80303D107 | 287 | 1,333,354 | SH | DFND | 1 | 0 | 1,333,354 | 0 | |
| Scorpio Tankers Inc | SHS | Y7542C130 | 406 | 36,660 | SH | DFND | 1 | 0 | 36,660 | 0 | |
| SeaWorld Entertainment Inc | COM | 81282V100 | 922 | 46,754 | SH | DFND | 1 | 0 | 46,754 | 0 | |
| Semler Scientific Inc | COM | 81684M104 | 3,589 | 67,222 | SH | DFND | 1 | 0 | 67,222 | 0 | |
| Sherwin-Williams Co/The | COM | 824348106 | 248 | 356 | SH | DFND | 1 | 0 | 356 | 0 | |
| Silvergate Capital Corp | COM | 82837P408 | 921 | 63,932 | SH | DFND | 1 | 0 | 63,932 | 0 | |
| SP Plus Corp | COM | 78469C103 | 425 | 23,669 | SH | DFND | 1 | 0 | 23,669 | 0 | |
| SPDR S&P 500 ETF Trust | TR UNIT | 78462F103 | 4,188 | 12,506 | SH | DFND | 1 | 0 | 12,506 | 0 | |
| SPDR S&P Biotech ETF | S&P BIOTECH | 78464A870 | 583 | 5,231 | SH | DFND | 1 | 0 | 5,231 | 0 | |
| SPDR S&P Oil & Gas Exploration | S&P OILGAS EXP | 78468R556 | 349 | 8,306 | SH | DFND | 1 | 0 | 8,306 | 0 | |
| Spotify Technology SA | SHS | L8681T102 | 806 | 3,324 | SH | DFND | 1 | 0 | 3,324 | 0 | |
| Sterling Construction Co Inc | COM | 859241101 | 3,574 | 252,432 | SH | DFND | 1 | 0 | 252,432 | 0 | |
| Surgalign Holdings Inc | COM | 86882C105 | 453 | 250,440 | SH | DFND | 1 | 0 | 250,440 | 0 | |
| Teekay Tankers Ltd | CL A | Y8565N300 | 242 | 22,300 | SH | DFND | 1 | 0 | 22,300 | 0 | |
| Tempur Sealy International Inc | COM | 88023U101 | 1,481 | 16,609 | SH | DFND | 1 | 0 | 16,609 | 0 | |
| TETRA Technologies Inc | COM | 88162F105 | 163 | 319,469 | SH | DFND | 1 | 0 | 319,469 | 0 | |
| ThermoGenesis Holdings Inc | COM | 88362L100 | 111 | 38,257 | SH | DFND | 1 | 0 | 38,257 | 0 | |
| Tilly's Inc | COM | 886885102 | 193 | 31,998 | SH | DFND | 1 | 0 | 31,998 | 0 | |
| Tradeweb Markets Inc | COM | 892672106 | 2,550 | 43,967 | SH | DFND | 1 | 0 | 43,967 | 0 | |
| Turning Point Brands Inc | COM | 90041L105 | 700 | 25,106 | SH | DFND | 1 | 0 | 25,106 | 0 | |
| Twitter Inc | COM | 90184L102 | 582 | 13,085 | SH | DFND | 1 | 0 | 13,085 | 0 | |
| Two Harbors Investment Corp | COM NEW | 90187B408 | 631 | 123,990 | SH | DFND | 1 | 0 | 123,990 | 0 | |
| US Global Investors Inc | COM | 902952100 | 2,299 | 965,769 | SH | DFND | 1 | 0 | 965,769 | 0 | |
| United Microelectronics Corp | SPN NEW ADR | 910873405 | 51 | 10,649 | SH | DFND | 1 | 0 | 10,649 | 0 | |
| US Xpress Enterprises Inc | COM | 90338N202 | 1,745 | 211,270 | SH | DFND | 1 | 0 | 211,270 | 0 | |
| VanEck Vectors Junior Gold Min | JR GOLD MINERS E | 92189F791 | 547 | 9,881 | SH | DFND | 1 | 0 | 9,881 | 0 | |
| Verizon Communications Inc | COM | 92343V104 | 1,381 | 23,208 | SH | DFND | 1 | 0 | 23,208 | 0 | |
| Viad Corp | COM | 92552R406 | 370 | 17,778 | SH | DFND | 1 | 0 | 17,778 | 0 | |
| Visa Inc | COM | 92826C839 | 1,817 | 9,088 | SH | DFND | 1 | 0 | 9,088 | 0 | |
| Wells Fargo & Co | COM | 949746101 | 609 | 25,898 | SH | DFND | 1 | 0 | 25,898 | 0 | |
| WisdomTree Investments Inc | COM | 97717P104 | 354 | 110,664 | SH | DFND | 1 | 0 | 110,664 | 0 | |
| XPO Logistics Inc | COM | 983793100 | 1,978 | 23,359 | SH | DFND | 1 | 0 | 23,359 | 0 | |
| Zendesk Inc | COM | 98936J101 | 781 | 7,589 | SH | DFND | 1 | 0 | 7,589 | 0 | |