The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 9,541 | 109,000 | SH | SOLE | 109,000 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 26 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 225 | 94,100 | SH | SOLE | 94,100 | 0 | 0 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 1,471 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 849 | 10,350 | SH | SOLE | 10,350 | 0 | 0 | ||
AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 217 | 30,591 | SH | SOLE | 30,591 | 0 | 0 | ||
AES CORP | COM | 00130H105 | 4,863 | 268,500 | SH | SOLE | 268,500 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 2,502 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 460 | 62,100 | SH | SOLE | 62,100 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 286 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 14,140 | 48,100 | SH | SOLE | 48,100 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 824 | 105,263 | SH | SOLE | 105,263 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,149 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AMBARELLA INC | SHS | G037AX101 | 6,405 | 122,750 | SH | SOLE | 122,750 | 0 | 0 | ||
AMBARELLA INC | SHS | G037AX101 | 2,609 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 212 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
AMYRIS INC | COM NEW | 03236M200 | 887 | 303,700 | SH | SOLE | 303,700 | 0 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 1,343 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
ANDERSONS INC | COM | 034164103 | 230 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 76 | 45,188 | SH | SOLE | 45,188 | 0 | 0 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 179 | 29,750 | SH | SOLE | 29,750 | 0 | 0 | ||
ARCADIA BIOSCIENCES INC | COM NEW | 039014204 | 70 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 570 | 12,250 | SH | SOLE | 12,250 | 0 | 0 | ||
ASPIRA WOMENS HEALTH INC | COM | 04537Y109 | 517 | 167,668 | SH | SOLE | 167,668 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 521 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
ATYR PHARMA INC | COM NEW | 002120202 | 65 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 5,590 | 379,500 | SH | SOLE | 379,500 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 924 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
AVANTOR INC | COM | 05352A100 | 225 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AXONICS MODULATION TECHNOLOG | COM | 05465P101 | 7,911 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
AZURRX BIOPHARMA INC | COM | 05502L105 | 21 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 965 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 71 | 250 | SH | SOLE | 250 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 28,368 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 16,708 | 257,000 | SH | SOLE | 257,000 | 0 | 0 | ||
BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 217 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 1,423 | 37,250 | SH | SOLE | 37,250 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962105 | 530 | 11,600 | SH | SOLE | 11,600 | 0 | 0 | ||
CALYXT INC | COM | 13173L107 | 329 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
CAMECO CORP | COM | 13321L108 | 758 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
CAMPING WORLD HLDGS INC | CL A | 13462K109 | 446 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 15,514 | 442,000 | SH | SOLE | 442,000 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 10,530 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 11,753 | 201,500 | SH | Call | SOLE | 201,500 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 5,074 | 87,000 | SH | SOLE | 87,000 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 438 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 508 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL A | 18539C105 | 9,880 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
CORNERSTONE BLDG BRANDS INC | COM | 21925D109 | 798 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
COVANTA HLDG CORP | COM | 22282E102 | 7,638 | 985,500 | SH | SOLE | 985,500 | 0 | 0 | ||
CREE INC | COM | 225447101 | 319 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 1,584 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 1,351 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
DATADOG INC | CL A COM | 23804L103 | 1,430 | 14,000 | SH | Put | SOLE | 14,000 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 6,116 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
DRAFTKINGS INC | COM CL A | 26142R104 | 10,591 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
DYNATRACE INC | COM NEW | 268150109 | 1,313 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 200 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ENCOMPASS HEALTH CORP | COM | 29261A100 | 910 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ENERSYS | COM | 29275Y102 | 671 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 19,806 | 491,958 | SH | SOLE | 491,958 | 0 | 0 | ||
ERICSSON | ADR B SEK 10 | 294821608 | 109 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FASTLY INC | CL A | 31188V100 | 1,030 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
FIRSTENERGY CORP | COM | 337932107 | 1,148 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | COM | 33938J106 | 156 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 223 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 19,708 | 1,150,490 | SH | SOLE | 1,150,490 | 0 | 0 | ||
FORTRESS VALUE ACQUISITION C | COM CL A | 34962V106 | 204 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 2,748 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
HOLOGIC INC | COM | 436440101 | 399 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 10,487 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 621 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
INFRA AND ENERGY ALTRNTIVE I | *W EXP 05/20/202 | 45686J112 | 86 | 236,000 | SH | SOLE | 236,000 | 0 | 0 | ||
INFRA AND ENERGY ALTRNTIVE I | COM | 45686J104 | 6,358 | 1,068,505 | SH | SOLE | 1,068,505 | 0 | 0 | ||
INPHI CORP | COM | 45772F107 | 1,123 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 1,036 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
INTUIT | COM | 461202103 | 1,060 | 3,250 | SH | SOLE | 3,250 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 433 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ITERIS INC NEW | COM | 46564T107 | 718 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 596 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM NEW | 48213W408 | 217 | 41,633 | SH | SOLE | 41,633 | 0 | 0 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 941 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
LAIRD SUPERFOOD INC | COM STK | 50736T102 | 459 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LEIDOS HOLDINGS INC | COM | 525327102 | 490 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
LF CAP ACQUISITION CORP | CL A | 50200K108 | 361 | 34,209 | SH | SOLE | 34,209 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 1,190 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 1,052 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
MAGNITE INC | COM | 55955D100 | 139 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 15,635 | 14,303,099 | SH | SOLE | 14,303,099 | 0 | 0 | ||
MERCADOLIBRE INC | COM | 58733R102 | 758 | 700 | SH | SOLE | 700 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 12,443 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 704 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,157 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
MYOVANT SCIENCES LTD | COM | G637AM102 | 142 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
NUTRIEN LTD | COM | 67077M108 | 451 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 250 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ORASURE TECHNOLOGIES INC | COM | 68554V108 | 243 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 1,407 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
PAYLOCITY HLDG CORP | COM | 70438V106 | 242 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 1,831 | 195,000 | SH | SOLE | 195,000 | 0 | 0 | ||
PINTEREST INC | CL A | 72352L106 | 706 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 644 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
POWERFLEET INC | COM | 73931J109 | 5,482 | 973,792 | SH | SOLE | 973,792 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 24 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 19,625 | 1,250,000 | SH | Call | SOLE | 1,250,000 | 0 | 0 | |
QORVO INC | COM | 74736K101 | 1,613 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 471 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 1,765 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 8,355 | 71,000 | SH | SOLE | 71,000 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 206 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 1,445 | 27,050 | SH | SOLE | 27,050 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 802 | 4,250 | SH | SOLE | 4,250 | 0 | 0 | ||
SAILPOINT TECHNLGIES HLDGS I | COM | 78781P105 | 969 | 24,500 | SH | SOLE | 24,500 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 251 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SEELOS THERAPEUTICS INC | COM | 81577F109 | 75 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 2,910 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
SIMPLY GOOD FOODS CO | COM | 82900L102 | 5,027 | 228,000 | SH | SOLE | 228,000 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 1,455 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,019 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
SUNOPTA INC | COM | 8676EP108 | 62,165 | 8,378,091 | SH | SOLE | 8,378,091 | 0 | 0 | ||
SUNPOWER CORP | COM | 867652406 | 1,439 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
SURGERY PARTNERS INC | COM | 86881A100 | 6,703 | 306,065 | SH | SOLE | 306,065 | 0 | 0 | ||
SYNEOS HEALTH INC | CL A | 87166B102 | 718 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
TERADATA CORP DEL | COM | 88076W103 | 227 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
T-MOBILE US INC | COM | 872590104 | 24,873 | 217,500 | SH | SOLE | 217,500 | 0 | 0 | ||
TWILIO INC | CL A | 90138F102 | 2,471 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 268 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 3,648 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 779 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
UPLAND SOFTWARE INC | COM | 91544A109 | 15,137 | 401,500 | SH | SOLE | 401,500 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 607 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 14,670 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 7 | 17,893 | SH | SOLE | 17,893 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 816 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
VISTRA CORP | COM | 92840M102 | 283 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 598 | 58,500 | SH | SOLE | 58,500 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 1,023 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
WALMART INC | COM | 931142103 | 714 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
WAYFAIR INC | CL A | 94419L101 | 582 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
WORKDAY INC | CL A | 98138H101 | 2,044 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 7,065 | 68,650 | SH | SOLE | 68,650 | 0 | 0 | ||
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 1,727 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 | 1,497 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
ZUORA INC | COM CL A | 98983V106 | 414 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
ZUORA INC | COM CL A | 98983V106 | 460 | 44,500 | SH | SOLE | 44,500 | 0 | 0 |