The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100 226 2,076 SH   SOLE   2,076 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 924 8,075 SH   SOLE   1,500 0 6,575
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2,973 10,112 SH   SOLE   9,700 0 412
ALPHABET INC CAP STK CL C 02079K107 482 328 SH   SOLE   328 0 0
ALPHABET INC CAP STK CL A 02079K305 8,314 5,673 SH   SOLE   5,392 0 281
AMAZON COM INC COM 023135106 9,087 2,886 SH   SOLE   2,815 0 71
AMERICAN TOWER CORP NEW COM 03027X100 3,241 13,407 SH   SOLE   13,054 0 353
AMGEN INC COM 031162100 473 1,860 SH   SOLE   1,860 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 260 15,459 SH   SOLE   15,459 0 0
APPLE INC COM 037833100 16,898 145,914 SH   SOLE   131,461 0 14,453
AT&T INC COM 00206R102 218 7,662 SH   SOLE   7,662 0 0
AUTODESK INC COM 052769106 3,130 13,548 SH   SOLE   13,000 0 548
BARRICK GOLD CORP COM 067901108 295 10,492 SH   SOLE   10,492 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4,423 20,769 SH   SOLE   20,283 0 486
BLACKROCK 2022 GBL INCM OPP COM 09258P104 500 57,809 SH   SOLE   57,809 0 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 313 29,265 SH   SOLE   29,265 0 0
BLACKROCK CR ALLOCATION INCO COM 092508100 1,469 103,314 SH   SOLE   103,314 0 0
BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 193 19,368 SH   SOLE   19,368 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 599 37,966 SH   SOLE   37,966 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 915 65,190 SH   SOLE   65,190 0 0
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 468 34,751 SH   SOLE   23,141 0 11,610
BLACKROCK MUNIVEST FD II INC COM 09253T101 182 13,076 SH   SOLE   13,076 0 0
BLACKROCK MUNIYIELD CALIF QU COM 09254N103 316 22,003 SH   SOLE   22,003 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103 830 61,751 SH   SOLE   61,751 0 0
BLACKSTONE GROUP INC COM CL A 09260D107 2,752 52,722 SH   SOLE   51,664 0 1,058
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 459 37,530 SH   SOLE   37,530 0 0
CITIGROUP INC COM NEW 172967424 2,121 49,198 SH   SOLE   47,624 0 1,574
COCA COLA CO COM 191216100 340 6,888 SH   SOLE   6,888 0 0
COLONY CAP INC NEW CL A COM 19626G108 628 230,092 SH   SOLE   230,092 0 0
COMCAST CORP NEW CL A 20030N101 352 7,603 SH   SOLE   7,042 0 561
CREDIT SUISSE ASSET MGMT INC COM 224916106 1,307 444,623 SH   SOLE   444,623 0 0
DISNEY WALT CO COM DISNEY 254687106 3,583 28,874 SH   SOLE   27,724 0 1,150
DOUBLELINE INCOME SOLUTIONS COM 258622109 1,256 78,371 SH   SOLE   78,371 0 0
DOUBLELINE OPPORTUNISTIC CR COM 258623107 4,232 222,061 SH   SOLE   222,061 0 0
DOUBLELINE YIELD OPPORTUNITI COM 25862D105 1,966 107,509 SH   SOLE   102,509 0 5,000
DYNEX CAP INC COM 26817Q886 720 47,353 SH   SOLE   47,353 0 0
EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 215 16,782 SH   SOLE   16,782 0 0
ENERGY RECOVERY INC COM 29270J100 1,021 124,500 SH   SOLE   124,500 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 68 12,534 SH   SOLE   9,976 0 2,558
FACEBOOK INC CL A 30303M102 328 1,252 SH   SOLE   1,252 0 0
GENERAL MLS INC COM 370334104 248 4,025 SH   SOLE   25 0 4,000
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 2,265 33,280 SH   SOLE   27,600 0 5,680
GOLUB CAP BDC INC COM 38173M102 479 36,189 SH   SOLE   36,189 0 0
GREAT AJAX CORP COM 38983D300 2,368 285,606 SH   SOLE   285,606 0 0
HOME DEPOT INC COM 437076102 6,183 22,264 SH   SOLE   21,572 0 692
ILLUMINA INC COM 452327109 2,012 6,510 SH   SOLE   6,277 0 233
INSEEGO CORP COM 45782B104 1,498 145,202 SH   SOLE   145,202 0 0
INTEL CORP COM 458140100 279 5,393 SH   SOLE   5,393 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 2,706 27,046 SH   SOLE   26,146 0 900
INTERNATIONAL BUSINESS MACHS COM 459200101 234 1,925 SH   SOLE   435 0 1,490
INVESCO CALIF MUN INCOME TR COM 46132P108 1,267 86,124 SH   SOLE   86,124 0 0
INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 513 20,849 SH   SOLE   17,801 0 3,048
INVESCO QUALITY MUN INCOME T COM 46133G107 240 19,455 SH   SOLE   19,455 0 0
ISHARES TR CORE S&P TTL STK 464287150 10,378 137,478 SH   SOLE   135,676 0 1,802
ISHARES TR SELECT DIVID ETF 464287168 11 131 SH   SOLE   131 0 0
ISHARES TR CORE US AGGBD ET 464287226 505 4,279 SH   SOLE   4,279 0 0
ISHARES TR NASDAQ BIOTECH 464287556 13 97 SH   SOLE   97 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 100 451 SH   SOLE   451 0 0
ISHARES TR CORE S&P US VLU 464287663 1,577 29,043 SH   SOLE   28,470 0 573
ISHARES TR U.S. TECH ETF 464287721 191 635 SH   SOLE   635 0 0
ISHARES TR US HLTHCARE ETF 464287762 244 1,073 SH   SOLE   1,073 0 0
ISHARES TR CORE S&P SCP ETF 464287804 2,592 36,911 SH   SOLE   36,448 0 463
ISHARES TR ISHS 5-10YR INVT 464288638 6,397 105,203 SH   SOLE   102,335 0 2,868
ISHARES TR ISHS 1-5YR INVS 464288646 161 2,933 SH   SOLE   2,933 0 0
ISHARES TR MSCI USA ESG SLC 464288802 232 1,575 SH   SOLE   1,575 0 0
ISHARES TR ULTR SH TRM BD 46434V878 651 12,866 SH   SOLE   12,866 0 0
IVERIC BIO INC COM 46583P102 87 15,500 SH   SOLE   15,500 0 0
J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 5,559 109,433 SH   SOLE   101,317 0 8,116
JOHNSON & JOHNSON COM 478160104 4,495 30,191 SH   SOLE   26,527 0 3,664
KKR & CO INC COM 48251W104 206 6,003 SH   SOLE   5,277 0 726
LULULEMON ATHLETICA INC COM 550021109 2,018 6,126 SH   SOLE   5,921 0 205
MATCH GROUP INC NEW COM 57667L107 3,085 27,880 SH   SOLE   26,712 0 1,168
MEDTRONIC PLC SHS G5960L103 360 3,464 SH   SOLE   3,407 0 57
MICROSOFT CORP COM 594918104 9,897 47,055 SH   SOLE   45,861 0 1,194
NEW YORK MTG TR INC COM PAR $.02 649604501 296 116,071 SH   SOLE   116,071 0 0
NIKE INC CL B 654106103 353 2,815 SH   SOLE   2,815 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 1,451 101,177 SH   SOLE   94,677 0 6,500
NUVEEN ARIZONA QLTY MUN INC COM 67061W104 507 34,541 SH   SOLE   26,728 0 7,813
NUVEEN MORTGAGE AND INCOME F COM 670735109 1,149 60,718 SH   SOLE   60,718 0 0
NUVEEN MUN HIGH INCOME OPPOR COM 670682103 348 25,812 SH   SOLE   14,750 0 11,062
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 848 65,934 SH   SOLE   42,100 0 23,834
NUVEEN PFD & INCM SECURTIES COM 67072C105 741 84,108 SH   SOLE   84,108 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 985 67,849 SH   SOLE   56,803 0 11,046
NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 266 17,748 SH   SOLE   17,748 0 0
NUVEEN SELECT TAX-FREE INCOM SH BEN INT 67062F100 325 19,493 SH   SOLE   19,493 0 0
NVIDIA CORPORATION COM 67066G104 367 678 SH   SOLE   678 0 0
PAYPAL HLDGS INC COM 70450Y103 334 1,693 SH   SOLE   1,693 0 0
PENNYMAC MTG INVT TR COM 70931T103 605 37,656 SH   SOLE   37,656 0 0
PFIZER INC COM 717081103 896 24,417 SH   SOLE   15,247 0 9,170
PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 1,465 72,975 SH   SOLE   72,975 0 0
PIMCO DYNAMIC INCOME FD SHS 72201Y101 775 30,562 SH   SOLE   30,562 0 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 11,667 114,426 SH   SOLE   108,726 0 5,700
RAYTHEON TECHNOLOGIES CORP COM 75513E101 1,694 29,438 SH   SOLE   28,411 0 1,027
READY CAPITAL CORP COM 75574U101 147 13,120 SH   SOLE   13,120 0 0
REGENERON PHARMACEUTICALS COM 75886F107 2,926 5,227 SH   SOLE   5,004 0 223
RIVERNORTH DOUBLELINE STRATE COM 76882G107 1,280 93,272 SH   SOLE   93,272 0 0
RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 1,378 67,497 SH   SOLE   44,448 0 23,049
SCHWAB CHARLES CORP COM 808513105 2,624 72,436 SH   SOLE   69,605 0 2,831
SERVICENOW INC COM 81762P102 3,095 6,382 SH   SOLE   6,135 0 247
SHERWIN WILLIAMS CO COM 824348106 3,451 4,953 SH   SOLE   4,771 0 182
SHOPIFY INC CL A 82509L107 453 443 SH   SOLE   442 0 1
SPDR GOLD TR GOLD SHS 78463V107 267 1,506 SH   SOLE   1,506 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,767 8,263 SH   SOLE   8,263 0 0
SPDR SER TR S&P REGL BKG 78464A698 143 4,000 SH Call SOLE   4,000 0 0
SPDR SER TR S&P BIOTECH 78464A870 128 1,150 SH   SOLE   1,150 0 0
SQUARE INC CL A 852234103 6,361 39,135 SH   SOLE   38,003 0 1,132
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1,076 21,831 SH   SOLE   17,831 0 4,000
TCW STRATEGIC INCOME FD INC COM 872340104 444 79,046 SH   SOLE   79,046 0 0
TPG RE FIN TR INC COM 87266M107 558 65,951 SH   SOLE   65,951 0 0
TWITTER INC COM 90184L102 3,753 84,326 SH   SOLE   80,508 0 3,818
TYME TECHNOLOGIES INC COM 90238J103 137 140,000 SH   SOLE   140,000 0 0
UNION PAC CORP COM 907818108 231 1,173 SH   SOLE   1,173 0 0
US BANCORP DEL COM NEW 902973304 371 10,361 SH   SOLE   9,861 0 500
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 18 58 SH   SOLE   58 0 0
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 258 1,430 SH   SOLE   1,430 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1,028 12,406 SH   SOLE   12,406 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 6,329 49,188 SH   SOLE   47,173 0 2,015
VEEVA SYS INC CL A COM 922475108 2,712 9,644 SH   SOLE   9,241 0 403
VERIZON COMMUNICATIONS INC COM 92343V104 3,278 55,110 SH   SOLE   52,337 0 2,773
VISA INC COM CL A 92826C839 4,583 22,917 SH   SOLE   22,110 0 807
WALMART INC COM 931142103 4,418 31,576 SH   SOLE   30,549 0 1,027
WESTERN ASSET MTG DEFINED OP COM 95790B109 1,004 76,551 SH   SOLE   76,551 0 0
ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 535 1,138 SH   SOLE   893 0 245