The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
DELPHI TECHNOLOGIES PL SHS G2709G107 49 2,904 SH   SOLE   2,904 0 0
AIMMUNE THERAPEUTICS INC COM 00900T107 14,280 414,500 SH   OTR 1 334,500 80,000 0
AKCEA THERAPEUTICS INC COM 00972L107 688 37,931 SH   OTR 1 30,182 7,749 0
BRIDGE BANCORP INC COM 108035106 363 20,804 SH   OTR 1 16,620 4,184 0
BMC STK HLDGS INC COM 05591B109 5,645 131,806 SH   OTR 1 102,739 29,067 0
DEVON ENERGY CORP NEW COM 25179M103 1,343 141,998 SH   OTR 1 110,685 31,313 0
IMMUNOMEDICS INC COM 452907108 12,499 147,000 SH   OTR 1 117,000 30,000 0
JERNIGAN CAP INC COM 476405105 745 43,487 SH   OTR 1 35,260 8,227 0
LIVONGO HEALTH INC COM 539183103 18,843 134,542 SH   OTR 1 114,542 20,000 0
MOMENTA PHARMACEUTICALS INC COM 60877T100 17,844 339,883 SH   OTR 1 289,883 50,000 0
MVC CAP INC COM 553829102 273 35,000 SH   OTR 1 27,959 7,041 0
NATIONAL GEN HLDGS CORP COM 636220303 16,176 479,284 SH   OTR 1 399,284 80,000 0
ROSETTA STONE INC COM 777780107 5,636 187,976 SH   OTR 1 149,253 38,723 0
STANDARD AVB FINL CORP COM 85303B100 3,699 113,301 SH   OTR 1 110,801 2,500 0
VIVINT SOLAR INC COM 92854Q106 6,346 149,852 SH   OTR 1 116,800 33,052 0