The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF | COM | 78462F103 | 66,725 | 199,244 | SH | SOLE | 165,966 | 0 | 33,278 | ||
General American Investors | COM | 368802104 | 23,219 | 683,923 | SH | SOLE | 590,624 | 0 | 93,299 | ||
Adams Express Co | COM | 006212104 | 20,148 | 1,242,945 | SH | SOLE | 1,073,101 | 0 | 169,844 | ||
Schwab U.S. Large-Cap | COM | 808524201 | 19,951 | 247,443 | SH | SOLE | 211,976 | 0 | 35,468 | ||
Tri Continental Corp | COM | 895436103 | 12,697 | 489,674 | SH | SOLE | 425,988 | 0 | 63,686 | ||
Schwab U.S. Broad Market | COM | 808524102 | 11,355 | 142,573 | SH | SOLE | 118,752 | 0 | 23,821 | ||
Invesco S&P 500 Equal Weight ETF | COM | 78355W106 | 5,678 | 52,524 | SH | SOLE | 44,085 | 0 | 8,439 | ||
SPDR Dow Jones Industrial Average ETF | COM | 78467X109 | 5,484 | 19,762 | SH | SOLE | 17,688 | 0 | 2,074 | ||
Liberty All Star Eq Fd | COM | 530158104 | 5,346 | 889,472 | SH | SOLE | 786,663 | 0 | 102,809 | ||
Royce Value Trust | COM | 780910105 | 5,293 | 418,781 | SH | SOLE | 361,377 | 0 | 57,404 | ||
iShares Russell 2000 Index | COM | 464287655 | 4,535 | 30,275 | SH | SOLE | 26,662 | 0 | 3,613 | ||
Dividend & Income Fund | COM | 25538A105 | 4,131 | 453,933 | SH | SOLE | 378,069 | 0 | 75,864 | ||
Schwab U.S. Small-Cap | COM | 808524607 | 3,870 | 56,649 | SH | SOLE | 45,683 | 0 | 10,966 | ||
Special Opptys Fund | COM | 84741T104 | 3,390 | 273,223 | SH | SOLE | 222,040 | 0 | 51,183 | ||
Schwab U.S. Large-Cap Value | COM | 808524409 | 2,668 | 51,118 | SH | SOLE | 41,615 | 0 | 9,504 | ||
Schwab U.S. Mid-Cap | COM | 808524508 | 2,608 | 47,011 | SH | SOLE | 39,098 | 0 | 7,913 | ||
Invesco QQQ Trust | COM | 631100104 | 2,380 | 8,566 | SH | SOLE | 6,918 | 0 | 1,648 | ||
iShares S&P 500 Index Fund | COM | 464287200 | 2,270 | 6,756 | SH | SOLE | 6,148 | 0 | 608 | ||
Liberty All-Star Gr Fund | COM | 529900102 | 2,216 | 311,635 | SH | SOLE | 276,011 | 0 | 35,624 | ||
Vanguard Total Stock Mkt | COM | 922908769 | 2,160 | 12,681 | SH | SOLE | 10,910 | 0 | 1,771 | ||
Special Opp 3.5 Pfd Conv | COM | 84741T302 | 1,994 | 79,096 | SH | SOLE | 66,468 | 0 | 12,628 | ||
Schwab U.S. Large-Cap Growth | COM | 808524300 | 1,949 | 16,927 | SH | SOLE | 13,810 | 0 | 3,117 | ||
Nuveen S&P 500 Buy-Write Income | COM | 6706ER101 | 1,746 | 154,789 | SH | SOLE | 123,341 | 0 | 31,448 | ||
Aberdeen Standard Phys SwissGold Shr ETF | COM | 26922Y105 | 1,568 | 86,378 | SH | SOLE | 70,728 | 0 | 15,650 | ||
Royce Micro-Cap TRUST | COM | 780915104 | 1,561 | 203,499 | SH | SOLE | 182,175 | 0 | 21,324 | ||
Innovator S And P | COM | 45782C656 | 1,520 | 57,834 | SH | SOLE | 46,439 | 0 | 11,395 | ||
AllianzGI NFJ Divid Int | COM | 65337H109 | 1,368 | 115,939 | SH | SOLE | 97,172 | 0 | 18,767 | ||
Aberdeen Total Dynamic Dividend | COM | 021060108 | 1,284 | 161,756 | SH | SOLE | 137,579 | 0 | 24,177 | ||
Swiss Helvetia Fund | COM | 870875101 | 1,087 | 131,290 | SH | SOLE | 107,966 | 0 | 23,324 | ||
Sch US Div Equity Etf | COM | 808524797 | 1,038 | 18,777 | SH | SOLE | 14,672 | 0 | 4,105 | ||
Gabelli Div And Inc Tr | COM | 36242H104 | 1,036 | 56,449 | SH | SOLE | 45,215 | 0 | 11,234 | ||
Gabelli Healthcare TRUST | COM | 36246K103 | 971 | 94,049 | SH | SOLE | 81,622 | 0 | 12,427 | ||
iShares Russell 1000 Growth | COM | 464287614 | 947 | 4,365 | SH | SOLE | 3,819 | 0 | 546 | ||
Schwab Emerging Markets Equity | COM | 808524706 | 891 | 33,285 | SH | SOLE | 23,463 | 0 | 9,822 | ||
Royce Global Value Tr | COM | 78081T104 | 817 | 66,561 | SH | SOLE | 56,790 | 0 | 9,771 | ||
Innovator S P 500 Power | COM | 45782C797 | 748 | 28,337 | SH | SOLE | 20,006 | 0 | 8,331 | ||
SPDR Gold Shares | COM | 863307104 | 747 | 4,219 | SH | SOLE | 4,097 | 0 | 122 | ||
Vanguard S&P 500 ETF | COM | 922908413 | 738 | 2,399 | SH | SOLE | 2,339 | 0 | 60 | ||
Gabelli Global Small and Mid Cap Value Trust | COM | 36249W104 | 731 | 72,448 | SH | SOLE | 59,762 | 0 | 12,686 | ||
Central Securities Corp | COM | 155123102 | 664 | 22,918 | SH | SOLE | 19,442 | 0 | 3,476 | ||
Innovator S And P | COM | 45782C813 | 631 | 22,789 | SH | SOLE | 17,845 | 0 | 4,944 | ||
Voya Glb Eqty Div & Prem Opps | COM | 92912T100 | 623 | 125,809 | SH | SOLE | 100,511 | 0 | 25,298 | ||
Innovator S P 500 Ultra | COM | 45782C821 | 554 | 21,314 | SH | SOLE | 16,726 | 0 | 4,588 | ||
Boulder Growth & Income | COM | 101507101 | 553 | 55,265 | SH | SOLE | 48,174 | 0 | 7,091 | ||
Madison/Claymore Covered Call & Eq Strtg | COM | 556582104 | 530 | 88,589 | SH | SOLE | 72,684 | 0 | 15,905 | ||
iShares S&P 500 Growth | COM | 464287309 | 405 | 1,754 | SH | SOLE | 1,313 | 0 | 441 | ||
iShares S&P 100 Index Fund | COM | 464287101 | 393 | 2,526 | SH | SOLE | 2,526 | 0 | 0 | ||
Guggenheim Enhanced Eqty | COM | 40167B100 | 370 | 67,800 | SH | SOLE | 54,688 | 0 | 13,112 | ||
Blackrock Enhcd Cap & Incm | COM | 09256A109 | 364 | 23,517 | SH | SOLE | 19,619 | 0 | 3,898 | ||
SPDR Portfolio Europe ETF | COM | 78463X103 | 361 | 11,004 | SH | SOLE | 8,111 | 0 | 2,893 | ||
Templeton Emrgng Mkt Fd | COM | 880191101 | 358 | 23,317 | SH | SOLE | 20,590 | 0 | 2,727 | ||
Aberdeen Japan Equity Fund Common | COM | 00306J109 | 345 | 41,660 | SH | SOLE | 37,683 | 0 | 3,977 | ||
iShares Russell 1000 Value | COM | 464287598 | 331 | 2,800 | SH | SOLE | 2,500 | 0 | 300 | ||
SPDR S&P Regional Bking | COM | 78464A698 | 330 | 9,250 | SH | SOLE | 8,950 | 0 | 300 | ||
Schwab International Small-Cap Equity | COM | 808524888 | 322 | 9,912 | SH | SOLE | 6,464 | 0 | 3,448 | ||
Blackrock Global Opptys | COM | 092501105 | 306 | 32,004 | SH | SOLE | 24,145 | 0 | 7,859 | ||
WisdomTree U.S. Quality Dividend Growth Fund | COM | 97717X669 | 290 | 5,850 | SH | SOLE | 5,053 | 0 | 797 | ||
Royce Focus TRUST Inc | COM | 78080N108 | 280 | 47,075 | SH | SOLE | 41,822 | 0 | 5,253 | ||
BlackRock Science & Technology Trust II | COM | 09260K101 | 274 | 10,700 | SH | SOLE | 8,720 | 0 | 1,980 | ||
Health Care Select Sector SPDR | COM | 81369Y209 | 262 | 2,480 | SH | SOLE | 2,382 | 0 | 98 | ||
Honeywell International | COM | 438516106 | 245 | 1,490 | SH | SOLE | 749 | 0 | 741 | ||
MS India Investment Fund | COM | 61745C105 | 235 | 13,572 | SH | SOLE | 12,305 | 0 | 1,267 | ||
Sector Spdr Tech Select | COM | 81369Y803 | 228 | 1,951 | SH | SOLE | 1,848 | 0 | 103 | ||
Innovator S And P | COM | 45782C755 | 222 | 7,540 | SH | SOLE | 5,704 | 0 | 1,836 | ||
iShares Gold Trust | COM | 464285105 | 214 | 11,916 | SH | SOLE | 10,916 | 0 | 1,000 | ||
Clough Global Opportunities | COM | 18914E106 | 206 | 22,004 | SH | SOLE | 19,292 | 0 | 2,712 | ||
Schwab International Equity | COM | 808524805 | 194 | 6,180 | SH | SOLE | 4,310 | 0 | 1,870 | ||
Schwab 1000 Index ETF | COM | 808524722 | 192 | 5,807 | SH | SOLE | 4,875 | 0 | 932 | ||
First Trust NASDAQ Technology Dividend | COM | 33738R118 | 189 | 4,307 | SH | SOLE | 4,307 | 0 | 0 | ||
American Intl Group Inc | COM | 026874107 | 187 | 6,785 | SH | SOLE | 6,460 | 0 | 325 | ||
Herzfeld Caribbn Basn Fd | COM | 42804T106 | 185 | 51,317 | SH | SOLE | 41,853 | 0 | 9,464 | ||
SPDR S&P 500 GROWTH ETF | COM | 464287309 | 180 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
Asa Gold & Precs Mtls | COM | G3156P103 | 179 | 8,435 | SH | SOLE | 6,335 | 0 | 2,100 | ||
Ishares Semiconductor Index | COM | 464287523 | 164 | 539 | SH | SOLE | 539 | 0 | 0 | ||
Sector Spdr Indl Select | COM | 81369Y704 | 154 | 2,001 | SH | SOLE | 1,661 | 0 | 340 | ||
Innovator S And P | COM | 45782C664 | 148 | 5,500 | SH | SOLE | 3,703 | 0 | 1,797 | ||
Aberdeen Standard Phys Silver Shrs ETF | COM | 26922X107 | 141 | 6,270 | SH | SOLE | 6,210 | 0 | 60 | ||
iShares MSCI Emrg Mkt ETF | COM | 464287234 | 141 | 3,191 | SH | SOLE | 2,421 | 0 | 770 | ||
Vertical Capital Income | COM | 92535C104 | 138 | 13,936 | SH | SOLE | 11,142 | 0 | 2,794 | ||
BlackRock Enhanced Dividend Achievers | COM | 09251A104 | 136 | 18,642 | SH | SOLE | 15,906 | 0 | 2,736 | ||
Tekla Healthcare Investors | COM | 404052102 | 134 | 6,481 | SH | SOLE | 5,723 | 0 | 758 | ||
WisdomTree MidCap Dividend | COM | 97717W505 | 133 | 4,586 | SH | SOLE | 4,348 | 0 | 238 | ||
Cohen & Steers Quality | COM | 19247L106 | 122 | 10,972 | SH | SOLE | 9,394 | 0 | 1,578 | ||
Vanguard Large Cap ETF | COM | 922908637 | 116 | 743 | SH | SOLE | 721 | 0 | 22 | ||
iShares Silver Trust | COM | 46428Q109 | 107 | 4,922 | SH | SOLE | 4,817 | 0 | 105 | ||
Innovator S And P | COM | 45782C789 | 105 | 3,709 | SH | SOLE | 2,322 | 0 | 1,387 | ||
Eaton Vance Tax Mgd Glbl | COM | 27829C105 | 105 | 12,240 | SH | SOLE | 10,265 | 0 | 1,975 | ||
Vanguard Dividend Appreciation ETF | COM | 921908844 | 104 | 808 | SH | SOLE | 608 | 0 | 200 | ||
SPDR S&P MidCap 400 | COM | 78467Y107 | 103 | 305 | SH | SOLE | 246 | 0 | 59 | ||
SPDR S&P International Dividend | COM | 78463X772 | 94 | 2,784 | SH | SOLE | 1,765 | 0 | 1,019 | ||
Lazard Glbl Total Retrun | COM | 52106W103 | 90 | 5,800 | SH | SOLE | 4,383 | 0 | 1,417 | ||
Amplify Online Retail | COM | 032108102 | 88 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
First Trust Cloud Computing ETF | COM | 33734X192 | 88 | 1,123 | SH | SOLE | 1,123 | 0 | 0 | ||
Nuveen S&P 500 Dynamic Overwrite | COM | 6706EW100 | 86 | 6,438 | SH | SOLE | 4,898 | 0 | 1,540 | ||
Innovator S And P | COM | 45782C748 | 85 | 2,940 | SH | SOLE | 2,135 | 0 | 805 | ||
Clough Global Equity Common | COM | 18914C100 | 68 | 6,041 | SH | SOLE | 5,751 | 0 | 290 | ||
Ark Innovation Etf | COM | 00214Q104 | 67 | 731 | SH | SOLE | 656 | 0 | 75 | ||
iShares Barclays TIPS Bond Fund | COM | 464287176 | 66 | 525 | SH | SOLE | 525 | 0 | 0 | ||
Direxion Shares Etf | COM | 25459Y207 | 66 | 1,019 | SH | SOLE | 819 | 0 | 200 | ||
Innovator S&P 500 Buffer | COM | 45782C888 | 65 | 2,285 | SH | SOLE | 1,397 | 0 | 888 | ||
Innovator S And P | COM | 45782C680 | 65 | 2,420 | SH | SOLE | 1,275 | 0 | 1,145 | ||
Aberdeen Global Dynamic Dividend | COM | 00302M106 | 61 | 6,573 | SH | SOLE | 5,351 | 0 | 1,222 | ||
Blackrock Health Science | COM | 09250W107 | 60 | 2,511 | SH | SOLE | 2,086 | 0 | 425 | ||
Schwab U.S. TIPS ETF | COM | 808524870 | 59 | 959 | SH | SOLE | 713 | 0 | 246 | ||
Eaton Vance Tax Managed | COM | 27829F108 | 54 | 7,284 | SH | SOLE | 5,444 | 0 | 1,840 | ||
Loncar Cancer Immunotherapy ETF | COM | 26922A826 | 51 | 1,844 | SH | SOLE | 1,844 | 0 | 0 | ||
iShares Russell Top 200 ETF | COM | 464289446 | 50 | 613 | SH | SOLE | 553 | 0 | 60 | ||
NexPoint Credit Strategies Fund | COM | 65340G205 | 49 | 5,604 | SH | SOLE | 4,118 | 0 | 1,486 | ||
ETFMG Prime Cyber Security ETF | COM | 30304R407 | 47 | 1,002 | SH | SOLE | 1,002 | 0 | 0 | ||
New Ireland Fund Inc | COM | 645673104 | 42 | 4,990 | SH | SOLE | 4,990 | 0 | 0 | ||
ETFMG Alternative Harvest ETF | COM | 26924G508 | 42 | 4,023 | SH | SOLE | 4,023 | 0 | 0 | ||
Vanguard Small Cap | COM | 922908751 | 34 | 221 | SH | SOLE | 221 | 0 | 0 | ||
Calamos Long Short Equit | COM | 12812C106 | 29 | 1,990 | SH | SOLE | 1,800 | 0 | 190 | ||
H&Q Life Sciences Invtrs | COM | 404053100 | 28 | 1,609 | SH | SOLE | 1,609 | 0 | 0 | ||
Vanguard Mega Cap Growth | COM | 921910816 | 28 | 150 | SH | SOLE | 120 | 0 | 30 | ||
Amplify Transformational Data Shrg ETF | COM | 032108607 | 27 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
VanEck Vdo Gaming and eSprts ETF | COM | 92189F114 | 26 | 417 | SH | SOLE | 417 | 0 | 0 | ||
Vanguard Russell 2000 | COM | 92206C664 | 24 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Ishares Russell Midcap Value Index | COM | 464287473 | 24 | 300 | SH | SOLE | 0 | 0 | 300 | ||
Ing Prime Rate TRUST | COM | 44977W106 | 24 | 5,349 | SH | SOLE | 3,869 | 0 | 1,480 | ||
Defiance Next Gen | COM | 26922A289 | 23 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Tekla Healthcare Opportu | COM | 879105104 | 22 | 1,200 | SH | SOLE | 1,100 | 0 | 100 | ||
Gabelli Go Anywhere Cf | COM | 36250J109 | 22 | 2,253 | SH | SOLE | 1,507 | 0 | 746 | ||
Global X Lithium & Battery Tech ETF | COM | 37954Y855 | 20 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ProShares Online Retail ETF | COM | 74347B169 | 18 | 285 | SH | SOLE | 285 | 0 | 0 | ||
Reality Shares Nasdaq NexGen Economy ETF | COM | 75605A702 | 17 | 500 | SH | SOLE | 500 | 0 | 0 | ||
3d Printing Etf | COM | 00214Q500 | 17 | 700 | SH | SOLE | 700 | 0 | 0 | ||
Invesco S&P500 Eq Weight Technology | COM | 78355W817 | 17 | 79 | SH | SOLE | 79 | 0 | 0 | ||
Vaneck Vectors | COM | 92189F676 | 17 | 95 | SH | SOLE | 95 | 0 | 0 | ||
Gyrodyne Company of America | COM | 403820103 | 16 | 963 | SH | SOLE | 963 | 0 | 0 | ||
Equus II Inc | COM | 294766100 | 15 | 12,488 | SH | SOLE | 12,488 | 0 | 0 | ||
Innovator S And P | COM | 45782C573 | 15 | 540 | SH | SOLE | 540 | 0 | 0 | ||
Voya Global Adv & Premium Opp | COM | 44982N109 | 15 | 1,820 | SH | SOLE | 1,120 | 0 | 700 | ||
Schwab Short-Term U.S. Treasury ETF | COM | 808524862 | 13 | 249 | SH | SOLE | 0 | 0 | 249 | ||
Ishares US Aerospace | COM | 464288760 | 12 | 77 | SH | SOLE | 77 | 0 | 0 | ||
Sector Spdr Consumer Fd | COM | 81369Y407 | 12 | 82 | SH | SOLE | 82 | 0 | 0 | ||
Roundhill Esports & Digital Entertainment ETF | COM | 53656F706 | 10 | 422 | SH | SOLE | 422 | 0 | 0 | ||
Alps Disruptive | COM | 00162Q478 | 10 | 269 | SH | SOLE | 269 | 0 | 0 | ||
First TRUST Nasdaq | COM | 33734X846 | 10 | 276 | SH | SOLE | 276 | 0 | 0 | ||
Ishares Cybersecurity | COM | 46435U135 | 9 | 283 | SH | SOLE | 283 | 0 | 0 | ||
Sprott Physical Gold & Silver | COM | 153501101 | 9 | 500 | SH | SOLE | 500 | 0 | 0 | ||
iShares MSCI EAFE Growth Index | COM | 464288885 | 9 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Petroleum & Resources Cp | COM | 716549100 | 9 | 879 | SH | SOLE | 690 | 0 | 189 | ||
Sprott Phys Gld Tr Etn | COM | 85207H104 | 9 | 614 | SH | SOLE | 0 | 0 | 614 | ||
Vaneck Vectors Gaming | COM | 92189F882 | 8 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Global X Future Analytics Tech ETF | COM | 37954Y632 | 7 | 315 | SH | SOLE | 315 | 0 | 0 | ||
RENN Global Entrepreneurs Fund | COM | 759720105 | 7 | 5,579 | SH | SOLE | 5,579 | 0 | 0 | ||
Putnam High Incm Bond Fd | COM | 746779107 | 7 | 870 | SH | SOLE | 870 | 0 | 0 | ||
Global X Cloud Computing | COM | 37954Y442 | 7 | 300 | SH | SOLE | 300 | 0 | 0 | ||
Ishares Msci Jpn Idx Fd | COM | 464286848 | 6 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Global X Robotics & Artfcl Intllgnc ETF | COM | 37954Y715 | 6 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Sprott Physical Silver Trust | COM | 85207K107 | 6 | 736 | SH | SOLE | 0 | 0 | 736 | ||
AI Powered Equity ETF | COM | 26924G813 | 5 | 170 | SH | SOLE | 170 | 0 | 0 | ||
Foxby Cf | COM | 351645106 | 4 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F903 | 4 | 3 | SH | Call | SOLE | 3 | 0 | 0 | |
Bluestar Israel | COM | 26924G870 | 3 | 61 | SH | SOLE | 61 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F903 | 3 | 1 | SH | Call | SOLE | 1 | 0 | 0 | |
Innovator S&P 500 Power Buffer ETF | COM | 45782C508 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Ishares Tr Goldman Sachs Natural Resources | COM | 464287374 | 3 | 132 | SH | SOLE | 132 | 0 | 0 | ||
Proshares Inverse S&P 500 | COM | 74347R503 | 2 | 100 | SH | SOLE | 100 | 0 | 0 | ||
First Tr Enhcd Eqty Incm | COM | 337318109 | 2 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Ark Israel Innovative | COM | 00214Q609 | 2 | 60 | SH | SOLE | 60 | 0 | 0 | ||
iShares DJ US Energy | COM | 464287796 | 2 | 150 | SH | SOLE | 0 | 0 | 150 | ||
Vaneck Vectors Israel | COM | 92189F635 | 1 | 40 | SH | SOLE | 40 | 0 | 0 | ||
Ishares Msci Israel Etf | COM | 464286632 | 1 | 25 | SH | SOLE | 25 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F953 | 1 | 1 | SH | Put | SOLE | 1 | 0 | 0 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 1 | 1 | SH | Call | SOLE | 1 | 0 | 0 | |
Schwab US Aggregate Bond | COM | 808524839 | 1 | 14 | SH | SOLE | 14 | 0 | 0 |