The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 42,047 | 262,500 | SH | DFND | 1 | 262,500 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 796 | 9,093 | SH | DFND | 1 | 9,093 | 0 | 0 | |
ADMA BIOLOGICS INC | COM | 000899104 | 72 | 30,075 | SH | DFND | 1 | 30,075 | 0 | 0 | |
AKARI THERAPEUTICS PLC | SPONSORED ADR | 00972G108 | 156 | 89,815 | SH | DFND | 1 | 89,815 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 148 | 20,020 | SH | DFND | 1 | 20,020 | 0 | 0 | |
ALPHABET INC CLASS A | CL A | 38259P508 | 339 | 231 | SH | DFND | 1 | 231 | 0 | 0 | |
ALPHABET INC CLASS C | CL C | 38259P706 | 10,287 | 7,000 | SH | DFND | 1 | 0 | 0 | 7,000 | |
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 92 | 10,445 | SH | DFND | 1 | 10,445 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 12,361 | 319,890 | SH | DFND | 1 | 319,890 | 0 | 0 | |
AMARIN CORP PLC-ADR | SPONSORED ADR | 023111206 | 63 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 8,291 | 32,620 | SH | DFND | 1 | 32,620 | 0 | 0 | |
ANAVEX LIFE SCIENCES CORP | COM | 032797300 | 389 | 85,585 | SH | DFND | 1 | 85,585 | 0 | 0 | |
ANHEUSER-BUSCH INBEV NV | SPONSORED ADR | 03524A108 | 6,086 | 112,960 | SH | DFND | 1 | 112,960 | 0 | 0 | |
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 19,358 | 563,710 | SH | DFND | 1 | 563,710 | 0 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 5,577 | 23,970 | SH | DFND | 1 | 23,970 | 0 | 0 | |
BERKSHIRE HATHAWAY INC CLASS A | CL A | 084670108 | 250,561 | 783 | SH | DFND | 1 | 783 | 0 | 0 | |
BERKSHIRE HATHAWAY INC CLASS B | CL B | 084670702 | 1,574 | 7,390 | SH | DFND | 1 | 7,390 | 0 | 0 | |
BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 6,915 | 162,100 | SH | DFND | 1 | 162,100 | 0 | 0 | |
BIODELIVERY SCIENCES INTERNATIONAL INC | COM | 09060J106 | 93 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 5,536 | 33,500 | SH | DFND | 1 | 33,500 | 0 | 0 | |
BRITISH AMERICAN TOBACCO PLC | SPONSORED ADR | 110448107 | 855 | 23,650 | SH | DFND | 1 | 23,650 | 0 | 0 | |
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 1,553 | 48,300 | SH | DFND | 1 | 48,300 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 3,879 | 22,899 | SH | DFND | 1 | 22,899 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 1,753 | 44,500 | SH | DFND | 1 | 44,500 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 2,390 | 48,400 | SH | DFND | 1 | 48,400 | 0 | 0 | |
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 80 | 19,959 | SH | DFND | 1 | 19,959 | 0 | 0 | |
DANAHER CORP | COM | 235851102 | 40,620 | 188,640 | SH | DFND | 1 | 188,640 | 0 | 0 | |
ECOLAB INC | COM | 278865100 | 420 | 2,100 | SH | DFND | 1 | 2,100 | 0 | 0 | |
EXXON MOBIL CORPORATION | COM | 30231G102 | 9,281 | 270,350 | SH | DFND | 1 | 270,350 | 0 | 0 | |
FORTIVE CORP | COM | 34959J108 | 4,896 | 64,240 | SH | DFND | 1 | 64,240 | 0 | 0 | |
GENERAL ELECTRIC COMPANY | COM | 369604103 | 313 | 50,280 | SH | DFND | 1 | 50,280 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,177 | 18,630 | SH | DFND | 1 | 18,630 | 0 | 0 | |
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 2,667 | 16,200 | SH | DFND | 1 | 16,200 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM | 46120E602 | 13,233 | 18,650 | SH | DFND | 1 | 18,650 | 0 | 0 | |
JACK HENRY & ASSOCIATES INC | COM | 426281101 | 2,227 | 13,700 | SH | DFND | 1 | 13,700 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 50,049 | 336,170 | SH | DFND | 1 | 336,170 | 0 | 0 | |
THE KRAFT HEINZ COMPANY | COM | 500754106 | 933 | 31,150 | SH | DFND | 1 | 31,150 | 0 | 0 | |
LINDE PUBLIC LIMITED COMPANY | COM | G5494J103 | 37,310 | 156,680 | SH | DFND | 1 | 156,680 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 2,373 | 6,190 | SH | DFND | 1 | 6,190 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 3,382 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 9,058 | 87,160 | SH | DFND | 1 | 87,160 | 0 | 0 | |
MOODYS CORPORATION | COM | 20775CZK3 | 15,058 | 51,950 | SH | DFND | 1 | 51,950 | 0 | 0 | |
NASDAQ INC | COM | 631103108 | 4,111 | 33,500 | SH | DFND | 1 | 33,500 | 0 | 0 | |
NESTLE SA | SPONSORED ADR | 641069406 | 28,279 | 237,130 | SH | DFND | 1 | 237,130 | 0 | 0 | |
NOVO NORDISK A/S | SPONSORED ADR | 670100205 | 8,116 | 116,900 | SH | DFND | 1 | 116,900 | 0 | 0 | |
NUTRIEN LTD | COM | 67077M108 | 14,127 | 360,110 | SH | DFND | 1 | 360,110 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 272 | 5,500 | SH | DFND | 1 | 5,500 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 8,563 | 165,190 | SH | DFND | 1 | 165,190 | 0 | 0 | |
ROCHE HOLDING AG | SPONSORED ADR | 771195104 | 9,518 | 222,320 | SH | DFND | 1 | 222,320 | 0 | 0 | |
ROPER TECHNOLOGIES INC | COM | 776696106 | 27,895 | 70,600 | SH | DFND | 1 | 70,600 | 0 | 0 | |
ROYAL DUTCH SHELL PLC CLASS B | CL B | 780259107 | 7,224 | 298,280 | SH | DFND | 1 | 298,280 | 0 | 0 | |
STORE CAPITAL CORPORATION | REIT | 862121100 | 1,007 | 36,700 | SH | DFND | 1 | 36,700 | 0 | 0 | |
UNION PACIFIC CORP | COM | 907818108 | 803 | 4,080 | SH | DFND | 1 | 4,080 | 0 | 0 | |
US BANCORP | COM | 902973304 | 6,586 | 183,720 | SH | DFND | 1 | 183,720 | 0 | 0 | |
VANGUARD FTSE EMERGING MARKETS ETF | ETF | 922042858 | 2,543 | 58,810 | SH | DFND | 1 | 58,810 | 0 | 0 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 5,907 | 19,200 | SH | DFND | 1 | 19,200 | 0 | 0 | |
VISA INC CLASS A | CL A | 92826C839 | 30,655 | 153,300 | SH | DFND | 1 | 153,300 | 0 | 0 | |
WABTEC CORPORATION | COM | 929740108 | 4,576 | 73,943 | SH | DFND | 1 | 73,943 | 0 | 0 | |
WATERS CORPORATION | COM | 941848103 | 9,123 | 46,620 | SH | DFND | 1 | 46,620 | 0 | 0 | |
WELLS FARGO & CO | COM | 949746101 | 43,005 | 1,829,230 | SH | DFND | 1 | 1,829,230 | 0 | 0 | |
VEEVA SYSTEMS INC-CLASS A | CL A | 922475108 | 562 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 |