SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
COXE TENCH

(Last) (First) (Middle)
755 PAGE MILL ROAD, SUITE A-200

(Street)
PALO ALTO CA 94304-1005

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2020
3. Issuer Name and Ticker or Trading Symbol
Snowflake Inc. [ SNOW ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock (1) (1) Class B Common Stock 92,867 (1) I By Irrevocable Children's Tr (FBO-EOC)(2)
Series B Preferred Stock (1) (1) Class B Common Stock 48,200 (1) I By Irrevocable Children's Tr (FBO-EOC)(2)
Series Seed Preferred Stock (1) (1) Class B Common Stock 35,700 (1) I By Irrevocable Children's Tr (FBO-EOC)(2)
Series A Preferred Stock (1) (1) Class B Common Stock 92,867 (1) I By Irrevocable Children's Tr (FBO-IMC)(2)
Series B Preferred Stock (1) (1) Class B Common Stock 48,200 (1) I By Irrevocable Children's Tr (FBO-IMC)(2)
Series Seed Preferred Stock (1) (1) Class B Common Stock 35,700 (1) I By Irrevocable Children's Tr (FBO-IMC)(2)
Series Seed Preferred Stock (1) (1) Class B Common Stock 35,700 (1) I By Irrevocable Children's Tr (FBO-TMC)(2)
Series C Preferred Stock (1) (1) Class B Common Stock 12,214 (1) I By Irrevocable Trust (ADO-15)(2)
Series C Preferred Stock (1) (1) Class B Common Stock 12,214 (1) I By Irrevocable Trust (AEL-15)(2)
Series E Preferred Stock (1) (1) Class B Common Stock 12,098 (1) I By Ltd Partnership (ROOS-2)(3)
Explanation of Responses:
1. Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock will automatically convert into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and has no expiration date.
2. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
3. Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Remarks:
Multiple Forms Submitted
/s/ Kanwalpreet S. Kalra, by power of attorney 09/15/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.