The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACACIA COMMUNICATIONS INC Equity 00401C108 354 5,265 SH   DFND 1 5,265 0 0
ACACIA COMMUNICATIONS INC Equity 00401C108 14 210 SH   SOLE   210 0 0
ACAMAR PARTNERS ACQSITION CO Equity 004285102 466 45,461 SH   SOLE   45,461 0 0
ADESTO TECHNOLOGIES CORP Equity 00687D101 15 1,215 SH   SOLE   1,215 0 0
ADVANCED DISP SVCS INC DEL Equity 00790X101 892 29,575 SH   DFND 1 29,575 0 0
ADVANCED DISP SVCS INC DEL Equity 00790X101 29,129 965,501 SH   SOLE   965,501 0 0
ALUSSA ENERGY ACQUISITION CO Equity G0232J127 80 7,925 SH   SOLE   7,925 0 0
AMCI ACQUISITION CORP Equity 00165R101 580 56,732 SH   SOLE   56,732 0 0
ANDINA ACQUISITION CORP III Equity G04415108 325 31,663 SH   SOLE   31,663 0 0
APEX TECHNOLOGY ACQUISITION Equity 03768F201 1 100 SH   SOLE   100 0 0
CAESARS ENTMT CORP Equity 127686103 556 45,853 SH   DFND 1 45,853 0 0
CAESARS ENTMT CORP Equity 127686103 19,892 1,639,869 SH   SOLE   1,639,869 0 0
CC NEUBERGER PRINCIPAL HLDNG Equity G1992Y106 530 50,000 SH   SOLE   50,000 0 0
CF FIN ACQUISITION CORP Equity 12528N107 822 75,800 SH   SOLE   75,800 0 0
CHURCHILL CAP CORP III Equity 17144C104 540 50,000 SH   SOLE   50,000 0 0
CIIG MERGER CORP Equity 12559C202 484 47,185 SH   SOLE   47,185 0 0
CRAFT BREW ALLIANCE INC Equity 224122101 19 1,220 SH   SOLE   1,220 0 0
CRAFT BREW ALLIANCE INC Equity 224122101 488 31,707 SH   DFND 1 31,707 0 0
DELPHI TECHNOLOGIES PL Equity G2709G107 2,695 189,678 SH   SOLE   189,678 0 0
DFP HEALTHCARE ACQUISITNS CO Equity 23343Q209 534 50,000 SH   SOLE   50,000 0 0
DIAMONDPEAK HLDGS COR Equity 25280H209 0 2 SH   SOLE   2 0 0
DIAMONDPEAK HLDGS COR Equity 25280H100 496 48,134 SH   SOLE   48,134 0 0
E TRADE FINANCIAL CORP Equity 269246401 18,234 366,650 SH   SOLE   366,650 0 0
EL PASO ELEC CO Equity 283677854 23 340 SH   SOLE   340 0 0
EQUITRANS MIDSTREAM CORP Equity 294600101 17,555 2,112,571 SH   SOLE   2,112,571 0 0
FAR PT ACQUISITION CORP Equity 30734W109 2,304 225,000 SH   SOLE   225,000 0 0
FINTECH ACQUISITION CORP III Equity 31811A101 183 16,430 SH   SOLE   16,430 0 0
FITBIT INC Equity 33812L102 167 25,818 SH   DFND 1 25,818 0 0
FLYING EAGLE ACQUISITION COR Equity 34407Y103 516 47,000 SH   SOLE   47,000 0 0
FORTRESS VALUE ACQUISITION C Equity 34962V205 515 50,000 SH   SOLE   50,000 0 0
FUSION ACQUISITION CORP Equity 36118H204 642 63,200 SH   SOLE   63,200 0 0
GIGCAPITAL2 INC Equity 375036100 194 19,139 SH   SOLE   19,139 0 0
GS ACQUISITION HLDGS CORP II Equity 36258Q204 332 31,600 SH   SOLE   31,600 0 0
GX ACQUISITION CORP Equity 36251A107 474 46,480 SH   SOLE   46,480 0 0
GX ACQUISITION CORP Equity 36251A206 306 29,449 SH   SOLE   29,449 0 0
HENNESSY CAP ACQUSTION CORP Equity 42589C104 340 31,626 SH   SOLE   31,626 0 0
HUDSON EXECUTIVE INVT CORP Equity 443761200 715 69,757 SH   SOLE   69,757 0 0
IBERIABANK CORP Equity 450828108 2,683 58,915 SH   SOLE   58,915 0 0
IBERIABANK CORP Equity 450828108 362 7,945 SH   DFND 1 7,945 0 0
JUNIPER INDL HLDGS INC Equity 48205G205 355 34,451 SH   SOLE   34,451 0 0
JUNIPER INDL HLDGS INC Equity 48205G106 234 23,500 SH   SOLE   23,500 0 0
KENSINGTON CAP ACQUISITION C Equity 490073202 633 63,200 SH   SOLE   63,200 0 0
LEGG MASON INC Equity 524901105 550 11,051 SH   DFND 1 11,051 0 0
LEGG MASON INC Equity 524901105 33,449 672,333 SH   SOLE   672,333 0 0
LEISURE ACQUISITION CORP Equity 52539T107 1 102 SH   SOLE   102 0 0
LIVE OAK ACQUISITION CORP Equity 53804F202 501 50,000 SH   SOLE   50,000 0 0
LOGMEIN INC Equity 54142L109 1,002 11,818 SH   DFND 1 11,818 0 0
LOGMEIN INC Equity 54142L109 35,427 417,922 SH   SOLE   417,922 0 0
MEET GROUP INC Equity 58513U101 31 4,926 SH   SOLE   4,926 0 0
MEET GROUP INC Equity 58513U101 488 78,248 SH   DFND 1 78,248 0 0
MORGAN STANLEY Equity 617446448 78 1,622 SH   SOLE   1,622 0 0
NETFIN ACQUISITION CORP Equity G6455A107 915 85,106 SH   SOLE   85,106 0 0
NEW PROVIDENCE ACQUISITION Equity 64822P106 588 58,374 SH   SOLE   58,374 0 0
PIVOTAL INVT CORP II Equity 72582K100 579 57,077 SH   SOLE   57,077 0 0
PORTOLA PHARMACEUTICALS INC Equity 737010108 10,892 605,455 SH   SOLE   605,455 0 0
PORTOLA PHARMACEUTICALS INC Equity 737010108 268 14,911 SH   DFND 1 14,911 0 0
REPLAY ACQUISITION CORP Equity G75130107 218 21,388 SH   SOLE   21,388 0 0
RMG ACQUISITION CORP Equity 749641106 517 50,561 SH   SOLE   50,561 0 0
SC HEALTH CORP Equity G78516203 550 54,415 SH   SOLE   54,415 0 0
SILVER SPIKE ACQUISITION COR Equity G8136L106 325 32,088 SH   SOLE   32,088 0 0
SOCIAL CAP HDOSPHIA HLDG CO Equity G8250T109 66 5,650 SH   SOLE   5,650 0 0
SOCIAL CAP HDOSPHIA HLDG CO Equity G8250T117 414 32,977 SH   SOLE   32,977 0 0
SOCIAL CAP HEDSPIA HLDG CO I Equity G8251K123 313 26,386 SH   SOLE   26,386 0 0
SOCIAL CAP HEDSPIA HLDG CO I Equity G8251K107 0 2 SH   SOLE   2 0 0
SOUTH MTN MERGER CORP Equity 838884203 530 50,000 SH   SOLE   50,000 0 0
SPARTAN ENERGY ACQUISITION C Equity 846784106 706 65,842 SH   SOLE   65,842 0 0
STABLE RD ACQUISITION CORP Equity 85236Q109 2 157 SH   SOLE   157 0 0
SUSTAINABLE OPPORTNTS ACQ CO Equity G8598Y125 505 50,000 SH   SOLE   50,000 0 0
TD AMERITRADE HLDG CORP Equity 87236Y108 333 9,141 SH   DFND 1 9,141 0 0
TD AMERITRADE HLDG CORP Equity 87236Y108 35,796 983,942 SH   SOLE   983,942 0 0
TECH DATA CORP Equity 878237106 501 3,458 SH   DFND 1 3,458 0 0
TECH DATA CORP Equity 878237106 48 329 SH   SOLE   329 0 0
TENZING ACQUISITION CORP Equity G8708A116 2 182 SH   SOLE   182 0 0
TERRAFORM PWR INC Equity 88104R209 499 27,040 SH   DFND 1 27,040 0 0
THUNDER BRDG ACQUISTION II L Equity G8857S124 32 3,000 SH   SOLE   3,000 0 0
TIFFANY & CO NEW Equity 886547108 320 2,626 SH   DFND 1 2,626 0 0
TIFFANY & CO NEW Equity 886547108 49 404 SH   SOLE   404 0 0
TREBIA ACQUISITION CORP Equity G9027T125 495 47,400 SH   SOLE   47,400 0 0
TRINE ACQUISITION CORP Equity 89628U108 941 90,032 SH   SOLE   90,032 0 0
TUSCAN HLDGS CORP II Equity 90070A103 167 16,628 SH   SOLE   16,628 0 0
TUSCAN HOLDINGS CORP Equity 90069K104 423 41,357 SH   SOLE   41,357 0 0
UNION ACQUISITION CORP II Equity G9402Q100 469 46,910 SH   SOLE   46,910 0 0
WILLIS TOWERS WATSON PLC LTD Equity G96629103 71,926 365,200 SH   SOLE   365,200 0 0
WRIGHT MED GROUP N V Equity N96617118 8,666 291,597 SH   SOLE   291,597 0 0
WRIGHT MED GROUP N V Equity N96617118 330 11,115 SH   DFND 1 11,115 0 0